| Active | Date | Adviser(s) | Team name | Linkedin profile | Adviser(s) phone | Adviser(s) e-mail | AUM ($M) | Gross annual production/Trailing-twelve months ($M) | Firm leaving | Firm joining | City | State | Custodian (if applicable) | Company/team website (include http://) | Branch Manager | Transition date | Source name | Source URL | Summary | Contact name | Contact phone number | Contact e-mail | Adviser/team headshot (hi-res .jpg) | Submission type | GUID | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | 10-31-2011 | Bruce Lee, Jim Hoesley | N/A | N/A | N/A | N/A | $1,200 | $8 | Credit Suisse Wealth Services | Bank of America Merrill Lynch | Chicago | IL | N/A | N/A | N/A | 2011-10-31 | N/A | http://online.wsj.com/article/BT-CO-20111031-712838.html | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20111031-Bruce-Lee-Jim-Hoesley | N/A |
| 1 | 01-10-2012 | Scott Fortney, Grant Fortney | N/A | N/A | N/A | N/A | $885 | $8 | Bank of America Merrill Lynch | Morgan Stanley Smith Barney | Houston | TX | N/A | N/A | N/A | 2012-01-10 | N/A | N/A | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20120110-Scott-Fortney-Grant-Fortney | N/A |
| 1 | 11-08-2011 | Ajay Desai, John Staab, Frank Pellicori | N/A | N/A | N/A | N/A | $1,700 | $8 | Morgan Stanley Smith Barney | UBS Financial Services | N/A | N/A | N/A | N/A | N/A | 2011-11-08 | MarketWatch | http://www.marketwatch.com/story/ubs-wealth-management-americas-announces-addition-of-desai-group-to-its-chicago-private-wealth-management-office-2011-11-08 | N/A | N/A | N/A | N/A | N/A | InvestmentNews | 20111108-Ajay-Desai-John-Staab-Frank-Pellicori | N/A |
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