Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Royal Alliance Associates Inc.

SagePoint Financial Inc.

SCF Securities Inc.

Schwab Independent Branch Services (Franchise)

Securian Financial Services Inc.

Securities America Inc.

Securities Management and Research

Securities Service Network Inc.

Sigma Financial Corp.

Signator Investors Inc.

SII Investments Inc.

Spire Investment Partners LLC

St. Bernard Financial Services Inc.

Sterne Agee Financial Services

The Strategic Financial Alliance Inc.

Summit Brokerage Services, Inc.

Synergy Investment Group

TFS Securities Inc.

Tower Square Securities Inc.

Transamerica Financial Advisors, Inc.

Triad Advisors LLC

TriCor Financial LLC

Trustmont Financial Group Inc.

United Planners Financial Services

Veritas Independent Partners

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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