Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Raymond James Financial Services Inc.

Royal Alliance Associates Inc.

SagePoint Financial Inc.

SCF Securities Inc.

Schwab Independent Branch Services (Franchise)

Securian Financial Services Inc.

Securities America Inc.

Securities Management and Research

Securities Service Network Inc.

Sigma Financial Corp.

Signator Investors Inc.

SII Investments Inc.

Spire Investment Partners LLC

St. Bernard Financial Services Inc.

Sterne Agee Financial Services

The Strategic Financial Alliance Inc.

Summit Brokerage Services, Inc.

Synergy Investment Group

TFS Securities Inc.

Tower Square Securities Inc.

Transamerica Financial Advisors, Inc.

Triad Advisors Inc.

TriCor Financial LLC

Trustmont Financial Group Inc.

United Planners Financial Services

« Previous PageNext Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

INTV

DOL fiduciary rule opponents and supporters sound off on Jan. 1 deadline

Senior reporter Mark Schoeff Jr. and managing editor Christina Nelson discuss the latest batch of comment letters on the regulation, this round focused on timing of the full implementation date.

Latest news & opinion

Is LPL's deal sweet enough for NPH's 3,200 reps and advisers?

They will have to decide if the signing package they are being offered by LPL makes sense. A lot is hanging in the balance.

Eduardo Repetto to leave Dimensional Fund Advisors

Gerald O'Reilly, currently co-CIO, will take over as co-CEO with David Butler.

Alternative strategies boomed after crisis, but haven't been tested

Because the S&P 500 has outperformed, convincing clients they need protection is a hard sell.

7 ways advisers fixed clients' biggest financial dilemmas

Sometimes it takes creativity, along with knowledge and outside help, to get a client out of a jam.

LPL Financial buys NPH, a broker-dealer network with 3,200 advisers

The deal, part of which is based on the advisers and revenue that eventually will move from NPH, could potentially cost LPL $448 million.