Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Allstate Financial Services LLC

American Portfolios Financial Services Inc.

Ameriprise Financial Services Inc.

Ameritas Investment Corp.

Arete Wealth Management

Ausdal Financial Partners

AXA Advisors LLC

BCG Securities, Inc.

Bernardi Securities Inc.

Berthel Fisher & Co. Financial Services Inc.

Bolton Global Capital

Broker Dealer Financial Services Corp.

Cadaret, Grant & Co. Inc.

Calton & Associates Inc.

Cambridge Investment Research Inc.

Cantella & Co. Inc.

Capital Analysts Inc.

Capital Investment Co.

Centaurus Financial Inc.

Century Securities Associates Inc.

Cetera Advisor Networks

Cetera Advisors

Cetera Financial Institutions

Cetera Financial Specialists

CFD Investments Inc.

Commonwealth Financial Network

Coordinated Capital Securities Inc.

Correll Co. Investment Services Corp.

Crown Capital Securities L.P.

CUNA Brokerage Services Inc.

Cutter & Co. Inc.

D.A. Davidson & Co.

Edward Jones

Equity Services Inc.

Finance 500 Inc.

Financial Services International Corp.

Financial Telesis Inc.

First Allied Securities, Inc.

First Republic Securities Co.

Foothill Securities Inc.

Foresters Equity Services Inc.

Fortune Financial Services, Inc.

Founders Financial Securities, LLC

FSC Securities Corp.

GBS Financial Corp.

Geneos Wealth Management Inc.

H. Beck Inc.

Harbor Financial Services LLC

Harbour Investments Inc.

HD Vest Investment Services

Hilltop Securities Independent Network Inc.

Hornor Townsend & Kent Inc.

Independent Financial Group LLC

Infinity Financial Services

ING Advisor Network Inc.

INVEST Financial Corp.

Investacorp Inc.

The Investment Center Inc.

Investment Centers of America Inc.

J.P. Turner & Company LLC

J.W. Cole Financial Inc.

Kalos Capital Inc.

Kestra Financial, Inc

KMS Financial Services, Inc.

Kovack Securities, Inc.

LaSalle St. Securities LLC

Leaders Group

Leonard & Co.

LifeMark Securities Corp.

Lincoln Financial Network

Lincoln Investment Planning, LLC

LPL Financial LLC

M Holdings Securities Inc. (M Securities)

MetLife Inc.

MML Investors Services, LLC

National Planning Corporation (NPC)

National Securities Corp. & Affiliates

Nationwide Planning Associates, Inc.

New England Securities Inc.

NEXT Financial Group Inc.

Northwestern Mutual Investment Services

Noyes

The O.N. Equity Sales Co.

Packerland Brokerage Services Inc.

Park Avenue Securities LLC

Parkland Securities, LLC

PlanMember Securities Corp.

Principal Securities, Inc. (fka Princor Financial Services Corp.)

ProEquities Inc.

Prospera Financial Services Inc.

Protected Investors of America Inc.

Quest Capital Strategies Inc.

Questar Capital Corp.

Quincy Cass Associates Inc.

Raymond James Financial Services Inc.

Royal Alliance Associates Inc.

SA Stone

SagePoint Financial Inc.

SCF Securities Inc.

Schwab Independent Branch Services (Franchise)

Securian Financial Services Inc.

Securities America Inc.

Securities Management and Research

Securities Service Network Inc.

Sigma Financial Corp.

Signator Investors Inc.

SII Investments Inc.

Spire Investment Partners LLC

St. Bernard Financial Services Inc.

The Strategic Financial Alliance Inc.

Summit Brokerage Services, Inc.

Synergy Investment Group

TFS Securities Inc.

Tower Square Securities Inc.

Transamerica Financial Advisors, Inc.

Triad Advisors LLC

TriCor Financial LLC

Trustmont Financial Group Inc.

United Planners Financial Services

Veritas Independent Partners

vFinance Investments Inc.

Voya Financial Advisors Inc.

Waddell & Reed Financial Advisors

Wall Street Access

Walnut Street Securities Inc.

Wells Fargo Advisors Financial Network

Williams Financial Group

Woodbury Financial Services

World Capital Brokerage, Inc

WRP Investments Inc.

Wunderlich Securities Inc.

131 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Advisers on the Move

Featured video

INTV

Children of AI, and when they are coming to financial advice

Technology reporter Ryan Neal talks about the tremendous progress in artificial intelligence in other industries, and how its applications are slowly making headway in the advice sector.

Latest news & opinion

SEC advice rule hearing updates

Commission says a lot of work ahead, public will have 90 days to comment.

SEC advice proposal unveiling: Here's what to expect

Chairman Jay Clayton will initiate momentous action Wednesday, as the commission meets to debate a rule on broker and adviser standards.

How active are the largest actively managed funds?

Active-share measures for the 15 largest actively traded mutual funds.

Morgan Stanley's success looks long in the tooth to analyst

Sanford C. Bernstein & Co. analyst Christian Bolu, concerned over stalled adviser growth and what it means for lending and deposit growth, believes the stock will "under perform."

Retirement coverage gap, 401(k) rollovers are big emerging threats for plan advisers

Proliferation of state retirement programs approaching the 'tipping point' where it will lead the federal government to step in.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.