Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Advisor Group

Allstate Financial Services LLC

American Portfolios Financial Services Inc.

Ameriprise Financial Services Inc.

Ameritas Investment Corp.

Arete Wealth Management

Ausdal Financial Partners

AXA Advisors LLC

BCG Securities, Inc.

Bernardi Securities Inc.

Berthel Fisher & Co. Financial Services Inc.

Bolton Global Capital

Broker Dealer Financial Services Corp.

Cadaret, Grant & Co. Inc.

Calton & Associates Inc.

Cambridge Investment Research Inc.

Cantella & Co. Inc.

Capital Analysts Inc.

Capital Investment Co.

Centaurus Financial Inc.

Century Securities Associates Inc.

Cetera Advisor Networks

Cetera Advisors

Cetera Financial Institutions

Cetera Financial Specialists

CFD Investments Inc.

Commonwealth Financial Network

Coordinated Capital Securities Inc.

Correll Co. Investment Services Corp.

Crown Capital Securities L.P.

CUNA Brokerage Services Inc.

Cutter & Co. Inc.

D.A. Davidson & Co.

Edward Jones

Equity Services Inc.

Finance 500 Inc.

Financial Services International Corp.

Financial Telesis Inc.

First Allied Securities, Inc.

First Republic Securities Co.

Foothill Securities Inc.

Foresters Equity Services Inc.

Fortune Financial Services, Inc.

Founders Financial Securities, LLC

FSC Securities Corp.

GBS Financial Corp.

Geneos Wealth Management Inc.

H. Beck Inc.

Harbor Financial Services LLC

Harbour Investments Inc.

HD Vest Investment Services

Hilltop Securities Independent Network Inc.

Hornor Townsend & Kent Inc.

IMS Securities Inc./IMS Financial Advisors Inc.

Independent Financial Group LLC

Infinity Financial Services

ING Advisor Network Inc.

INVEST Financial Corp.

Investacorp Inc.

The Investment Center Inc.

Investment Centers of America Inc.

J.P. Turner & Company LLC

J.W. Cole Financial Inc.

Kalos Capital Inc.

Kestra Financial, Inc

KMS Financial Services, Inc.

Kovack Securities, Inc.

LaSalle St. Securities LLC

Leonard & Co.

LifeMark Securities Corp.

Lincoln Financial Network

Lincoln Investment Planning, LLC

LPL Financial LLC

LPL Investment Holdings Inc.

M Holdings Securities Inc. (M Securities)

MetLife Inc.

MML Investors Services, LLC

National Holdings Corp.

National Planning Corporation (NPC)

National Planning Holdings Inc.

National Securities Corp. & Affiliates

Nationwide Planning Associates, Inc.

New England Securities Inc.

NEXT Financial Group Inc.

Northwestern Mutual Investment Services

The O.N. Equity Sales Co.

Packerland Brokerage Services Inc.

Park Avenue Securities LLC

Parkland Securities, LLC

PlanMember Securities Corp.

Principal Securities, Inc. (fka Princor Financial Services Corp.)

ProEquities Inc.

Prospera Financial Services Inc.

Protected Investors of America Inc.

Quest Capital Strategies Inc.

Questar Capital Corp.

Quincy Cass Associates Inc.

Raymond James Financial Services Inc.

Royal Alliance Associates Inc.

SA Stone

SagePoint Financial Inc.

SCF Securities Inc.

Schwab Independent Branch Services (Franchise)

Securian Financial Services Inc.

Securities America Inc.

Securities Management and Research

Securities Service Network Inc.

Sigma Financial Corp.

Signator Investors Inc.

SII Investments Inc.

Spire Investment Partners LLC

St. Bernard Financial Services Inc.

The Strategic Financial Alliance Inc.

Summit Brokerage Services, Inc.

Synergy Investment Group

TFS Securities Inc.

Tower Square Securities Inc.

Transamerica Financial Advisors, Inc.

Triad Advisors LLC

TriCor Financial LLC

Trustmont Financial Group Inc.

United Planners Financial Services

Veritas Independent Partners

vFinance Investments Inc.

Voya Financial Advisors Inc.

Waddell & Reed Financial Advisors

Wall Street Access

Walnut Street Securities Inc.

Wells Fargo Advisors Financial Network

Williams Financial Group

Woodbury Financial Services

World Capital Brokerage, Inc

WRP Investments Inc.

Wunderlich Securities Inc.

134 results found

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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