Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

LPL Financial LLC

Advisor Group

Lincoln Financial Network

Northwestern Mutual

Ameriprise Financial Services, LLC

MML Investors Services, LLC

Raymond James Financial Services Inc.

Royal Alliance Associates Inc.

Equitable Advisors, LLC

Cambridge Investment Research, Inc.

Avantax Investment Services, Inc.

Securities America Inc.

Transamerica Financial Advisors, Inc.

Woodbury Financial Services

Commonwealth Equity Services, LLC dba-Commonwealth Financial Network

Atria Wealth Solutions

Park Avenue Securities LLC

Principal Securities, Inc.

Kestra Financial, Inc

SagePoint Financial Inc.

Waddell & Reed Financial Advisors

Securian Financial Services Inc.

The Leaders Group

Ameritas Investment Company/Ameritas Advisory Services

Lincoln Investment Planning, LLC

Concourse Financial Group Securities, Inc.

Triad Advisors, LLC

Hornor, Townsend & Kent, LLC

American Portfolios Financial Services Inc.

FSC Securities Corp.

M Holdings Securities Inc. (M Securities)

The O.N. Equity Sales Co.

Centaurus Financial, Inc.

Sigma Financial Corp.

Independent Financial Group, LLC

J.W. Cole Financial Inc.

United Planners Financial Services

Equity Services Inc.

PlanMember Securities Corp.

Grove Point Financial, LLC

Calton & Associates Inc.

Kovack Securities, Inc.

Fortune Financial Services, Inc.

Crown Capital Securities L.P.

Parkland Securities, LLC

LaSalle St. Securities LLC

The Investment Center Inc.

Harbour Investments Inc.

Packerland Brokerage Services Inc.

Geneos Wealth Management Inc.

Berthel Fisher & Co. Financial Services Inc.

Cantella & Co. Inc.

Vanderbilt Financial Group

CFD Investments Inc.

Securities Management and Research

The Strategic Financial Alliance Inc.

Arete Wealth

Prospera Financial Services Inc.

Nationwide Planning Associates, Inc.

St. Bernard Financial Services Inc.

Arkadios Capital

Trustmont Financial Group Inc.

Founders Financial

Thurston Springer Miller Herd & Titak

Alden Investment Group

Coordinated Capital Securities Inc.

Cutter & Company, Inc.

Trutoro

Quincy Cass Associates Inc.

Nations Financial Group

BCG Securities, Inc.

Broker Dealer Financial Services Corp.

Cadaret, Grant & Co. Inc.

Capital Analysts Inc.

Century Securities Associates Inc.

Correll Co. Investment Services Corp.

First Allied Securities, Inc.

GBS Financial Corp.

ING Advisor Network Inc.

Cetera Advisor Networks

Voya Financial Advisors Inc.

Cetera Advisors

Investacorp Inc.

INVEST Financial Corp.

Investment Centers of America Inc.

National Planning Corporation (NPC)

SII Investments Inc.

NEXT Financial Group, Inc.

Protected Investors of America Inc.

Securities Service Network LLC

Signator Investors Inc.

Cetera Financial Specialists

Questar Capital Corp.

Wells Fargo Advisors Financial Network

WRP Investments Inc.

Wunderlich Securities Inc.

LifeMark Securities Corp.

Bolton Global Capital

Hilltop Securities Independent Network Inc.

Summit Brokerage Services, Inc.

Synergy Investment Group

Leonard & Co.

MetLife Inc.

New England Securities Inc.

Tower Square Securities Inc.

Walnut Street Securities Inc.

Foothill Securities Inc.

Quest Capital Strategies Inc.

Spire Investment Partners LLC

Capital Investment Co.

National Securities Corp.

vFinance Investments Inc.

Wall Street Access

TFS Securities Inc.

KMS Financial Services, Inc.

Cetera Financial Institutions

SA Stone

Financial Telesis Inc.

First Republic Securities Co.

Financial Services International Corp.

D.A. Davidson & Co.

Williams Financial Group

Finance 500 Inc.

Foresters Equity Services Inc.

CUNA Brokerage Services Inc.

Ausdal Financial Partners

SCF Securities Inc.

Harbor Financial Services LLC

TriCor Financial LLC

Kalos Capital Inc.

Bernardi Securities Inc.

Allstate Financial Services LLC

World Capital Brokerage, Inc.

Infinity Financial Services

Schwab Independent Branch Services (Franchise)

Edward Jones

David A. Noyes & Company

CoastalOne

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Advisers on the Move