Broker-dealer Data Center

Find a Broker-dealer

Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.


Wells Fargo Advisors Financial Network

Commonwealth Financial Network

Geneos Wealth Management Inc.

Spire Investment Partners LLC

Prospera Financial Services Inc.

Founders Financial Securities, LLC

The Strategic Financial Alliance Inc.

First Allied Securities, Inc.

Triad Advisors Inc.

M Holdings Securities Inc. (M Securities)

VSR Financial Services Inc.

Securities Service Network Inc.

Kalos Capital Inc.

SII Investments Inc.

Investment Centers of America Inc.

National Planning Corporation (NPC)

KMS Financial Services, Inc.

United Planners Financial Services

Kestra Financial

Royal Alliance Associates Inc.

Summit Brokerage Services, Inc.

Cambridge Investment Research Inc.

American Portfolios Financial Services Inc.

FSC Securities Corp.

Lincoln Investment Planning, LLC

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.