Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Wells Fargo Advisors Financial Network

Commonwealth Financial Network

Geneos Wealth Management Inc.

Spire Investment Partners LLC

Prospera Financial Services Inc.

The Strategic Financial Alliance Inc.

Founders Financial Securities, LLC

Triad Advisors Inc.

Summit Brokerage Services, Inc.

Kalos Capital Inc.

Securities Service Network Inc.

SII Investments Inc.

M Holdings Securities Inc. (M Securities)

KMS Financial Services, Inc.

First Allied Securities, Inc.

Kestra Financial

National Planning Corporation (NPC)

Royal Alliance Associates Inc.

Cambridge Investment Research Inc.

Investment Centers of America Inc.

Centaurus Financial Inc.

J.W. Cole Financial Inc.

FSC Securities Corp.

United Planners Financial Services

Lincoln Investment Planning, LLC

Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Advisers on the Move

Featured video

INTV

Vanguard's Joe Davis: Prepare for lower expected returns

The next five years will be more challenging for the markets than the past five, according to Joe Davis, global chief economist at Vanguard. Here's why it's more important than ever to stay reasonable with return expectations and stick to the plan.

Video Spotlight

Are Your Clients Prepared For Market Downturns?

Sponsored by Prudential

Video Spotlight

Path to growth

Video Spotlight

Path to growth

Latest news & opinion

Hackers may have profited from SEC breach

The hack of the agency's Edgar filing system occurred in 2016, but the regulator didn't conclude until last month that the cybercriminals may have used their bounty to make illicit trades.

Top 10 financial firms ranked by investor satisfaction

Find out which firm took the top slot for overall investor satisfaction for the second year in a row.

What not to say to clients when the markets drop

Here's what advisers should steer clear of saying the next time stocks turn downward.

SEC bars former rep for alleged share price manipulation

George Thoreson tried to keep penny stock's price high to enable Nasdaq listing.

Nevada fiduciary law raises concerns among retirement professionals, brokerage industry

Critics complain that it conflicts with ERISA and SEC rules and has potential to spur other states to pass their own version of a fiduciary rule.