Broker-dealer Data Center

Find a Broker-dealer

State
Revenue
Min. Production
Clearing firm
Avg. payout
No. of reps
Has RIA platform
Sells alternatives
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

Firm

Wells Fargo Advisors Financial Network

Commonwealth Financial Network

Geneos Wealth Management Inc.

Spire Investment Partners LLC

Prospera Financial Services Inc.

The Strategic Financial Alliance Inc.

Founders Financial Securities, LLC

Triad Advisors Inc.

Summit Brokerage Services, Inc.

Kalos Capital Inc.

Securities Service Network Inc.

SII Investments Inc.

M Holdings Securities Inc. (M Securities)

KMS Financial Services, Inc.

First Allied Securities, Inc.

Kestra Financial

National Planning Corporation (NPC)

Royal Alliance Associates Inc.

Cambridge Investment Research Inc.

Investment Centers of America Inc.

Centaurus Financial Inc.

J.W. Cole Financial Inc.

FSC Securities Corp.

United Planners Financial Services

Lincoln Investment Planning, LLC

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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