Broker-dealer Data Center
Royal Alliance Associates Inc.
A subsidiary of Advisor Group
One World Financial Center
New York, NY 10281
Year founded: 1989
Year end: Dec. 31
No. of retail offices: 767
All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
Recruitment & Staffing
|No. of reps||1,887||1,916||1,929|
|No. of producing reps||1,560||1,689||1,702|
|No. of reps producing $100K-$499K /year||663||675||652|
|Total revenues: Other||$42,356,000||$38,247,896||$32,815,534|
|Total account assets||$59,559,000,000||$53,382,400,000||$45,501,600,000|
|Total account assets: Other||$37,101,415,000||$33,494,846,339||$27,477,966,053|
|Average assets per rep||$31,562,798||$27,861,378||$23,588,180|
|Excess net capital||$19,545,844||$26,459,000||$10,617,407|
|Total operating expenses||—||—||—|
|Number of active client accounts||597,146||593,295||569,426|
|Social Media & Mobile|
|Allows advisers to use social media||Y|
|Social media sites allowed||Facebook|
|Dedicated mobile application for advisers?||Y|
|Primary purpose of mobile application||Client and contact management. Also have mobile solution for account opening and VA straight through processing.|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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