Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
26National Securities Corp.307
27H. Beck Inc.304
28American Portfolios Financial Services Inc.302
29Lincoln Investment Planning, LLC300
30Questar Capital Corp.290
31Triad Advisors Inc.281
32Ameritas Investment Corp.273
33SII Investments Inc.270
34Sigma Financial Corp.265
35J.W. Cole Financial Inc.259
36ProEquities Inc.251
37CUNA Brokerage Services Inc.215
38Kovack Securities Inc.215
39Independent Financial Group LLC214
40VSR Financial Services Inc.208
41Investment Centers of America Inc.191
42United Planners Financial Services190
43Securities Service Network Inc.174
44Investacorp Inc.163
45The Investment Center Inc.152
46M Holdings Securities Inc. (M Securities)149
47LaSalle St. Securities LLC147
48PlanMember Securities Corp.147
49Hornor Townsend & Kent Inc.138
50Berthel Fisher & Co. Financial Services Inc.138
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.