Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
26Lincoln Investment Planning, LLC293
27NEXT Financial Group Inc.281
28Questar Capital Corp.273
29J.W. Cole Financial Inc.272
30CUNA Brokerage Services Inc.268
31Sigma Financial Corp.253
32SII Investments Inc.244
33Ameritas Investment Corp.233
34Independent Financial Group LLC212
35United Planners Financial Services204
36Kovack Securities, Inc.201
37ProEquities Inc.190
38Investment Centers of America Inc.184
39PlanMember Securities Corp.166
40M Holdings Securities Inc. (M Securities)163
41Geneos Wealth Management Inc.160
42Investacorp Inc.156
43LaSalle St. Securities LLC155
44KMS Financial Services, Inc.154
45Securities Service Network Inc.152
46The O.N. Equity Sales Co.131
47Hornor Townsend & Kent Inc.126
48Crown Capital Securities L.P.121
49Harbour Investments Inc.110
50Parkland Securities, LLC108
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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