Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
76Capital Analysts Inc.
77Century Securities Associates Inc.
78Coordinated Capital Securities Inc.
79Correll Co. Investment Services Corp.
80Cutter & Co. Inc.
81Equity Services Inc.
82First Allied Securities, Inc.
83First Midwest Securities Inc.
84GBS Financial Corp.
85ING Advisor Network Inc.
86Cetera Advisor Networks
87Cetera Advisors
88Transamerica Financial Advisors, Inc.
89Investors Capital Corp.
90J.P. Turner & Company LLC
91LPL Investment Holdings Inc.
92National Planning Holdings Inc.
93Prime Capital Services Inc.
94Protected Investors of America Inc.
95Cetera Financial Specialists
96WRP Investments Inc.
97Wunderlich Securities Inc.
98Lincoln Financial Network
99Ameriprise Financial Services Inc.
100Park Avenue Securities LLC
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.