Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
76Cetera Advisor Networks0
77Capital Investment Co.0
78Lincoln Financial Network0
79National Planning Holdings Inc.
80Foothill Securities Inc.
81LPL Investment Holdings Inc.
82National Holdings Corp.
83Quest Capital Strategies Inc.
84J.P. Turner & Company LLC
85National Securities Corp. & Affiliates
86vFinance Investments Inc.
87Wall Street Access
88Cantella & Co. Inc.
89TFS Securities Inc.
90ING Advisor Network Inc.
91SA Stone
92Financial Telesis Inc.
93First Republic Securities Co.
94Financial Services International Corp.
95Quincy Cass Associates Inc.
96Packerland Brokerage Services Inc.
97GBS Financial Corp.
98D.A. Davidson & Co.
99Williams Financial Group
100Finance 500 Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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