Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
76First Allied Securities, Inc.0
77Girard Securities Inc.0
78Summit Brokerage Services, Inc.0
79Cetera Financial Specialists0
80Cetera Advisors0
81Pinnacle Investments, LLC
82Transamerica Financial Advisors, Inc.
83J.P. Turner & Company LLC
84LPL Investment Holdings Inc.
85National Planning Holdings Inc.
86GBS Financial Corp.
87Protected Investors of America Inc.
88Cutter & Co. Inc.
89Correll Co. Investment Services Corp.
90Coordinated Capital Securities Inc.
91WRP Investments Inc.
92Wunderlich Securities Inc.
93Park Avenue Securities LLC
94Century Securities Associates Inc.
95LifeMark Securities Corp.
96SWS Financial Services
97Capital Analysts Inc.
98Synergy Investment Group
99IMS Securities Inc./IMS Financial Advisors Inc.
100Leonard & Co.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.