Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,030
2Raymond James Financial Services Inc.1,821
3AXA Advisors LLC1,485
4Northwestern Mutual1,195
5Cambridge Investment Research Inc.1,186
6Commonwealth Financial Network940
7Waddell & Reed Financial Advisors899
8Voya Financial Advisors Inc.842
9Securities America Inc.840
10MML Investors Services, LLC731
11Royal Alliance Associates Inc.657
12Wells Fargo Advisors Financial Network649
13SagePoint Financial Inc.599
14Woodbury Financial Services599
15HD Vest Investment Services589
16National Planning Corporation (NPC) 562
17Signator Investors Inc.523
18Kestra Financial469
19INVEST Financial Corp.452
20FSC Securities Corp.447
21Securian Financial Services Inc.430
22Centaurus Financial Inc.348
23Principal Securities, Inc. (fka Princor Financial Services Corp.)337
24American Portfolios Financial Services Inc.333
25Cadaret, Grant & Co. Inc.326
26NEXT Financial Group Inc.301
27Lincoln Investment Planning, LLC298
28Questar Capital Corp.276
29Triad Advisors Inc.274
30J.W. Cole Financial Inc.269
31SII Investments Inc.258
32Ameritas Investment Corp.246
33ProEquities Inc.246
34Sigma Financial Corp.245
35CUNA Brokerage Services Inc.244
36National Securities Corp. & Affiliates239
37H. Beck Inc.235
38Independent Financial Group LLC225
39Kovack Securities, Inc.222
40United Planners Financial Services193
41Investment Centers of America Inc.188
42Investacorp Inc.174
43M Holdings Securities Inc. (M Securities)164
44KMS Financial Services, Inc.160
45Securities Service Network Inc.158
46PlanMember Securities Corp.153
47LaSalle St. Securities LLC150
48The O.N. Equity Sales Co.148
49Geneos Wealth Management Inc.146
50Hornor Townsend & Kent Inc.145
51Parkland Securities, LLC115
52Crown Capital Securities L.P.109
53Harbour Investments Inc.105
54The Investment Center Inc.93
55Prospera Financial Services Inc.92
56Kalos Capital Inc.81
57TFS Securities Inc.69
58CFD Investments Inc.62
59The Strategic Financial Alliance Inc.56
60Founders Financial Securities, LLC55
61Broker Dealer Financial Services Corp.54
62Trustmont Financial Group Inc.52
63IMS Securities Inc./IMS Financial Advisors Inc.43
64Arete Wealth Management26
65Fortune Financial Services, Inc.26
66Nationwide Planning Associates, Inc.23
67Spire Investment Partners LLC15
68Infinity Financial Services 9
69Securities Management and Research4
70Veritas Independent Partners3
71Summit Brokerage Services, Inc.0
72Transamerica Financial Advisors, Inc.0
73Cetera Advisors0
74Equity Services Inc.0
75Cetera Advisor Networks0
76Quest Capital Strategies Inc. 0
77VSR Financial Services Inc.0
78Capital Investment Co.0
79Investors Capital Corp.0
80Lincoln Financial Network0
81Ameriprise Financial Services Inc.0
82First Allied Securities, Inc.0
83RBC Capital Markets Corp.0
84St. Bernard Financial Services Inc.0
85Cetera Financial Institutions0
86Cetera Financial Specialists0
87Girard Securities Inc.0
88First Republic Securities Co.
89Financial Services International Corp.
90Quincy Cass Associates Inc.
91Packerland Brokerage Services Inc.
92D.A. Davidson & Co.
93Williams Financial Group
94Finance 500 Inc.
95Foresters Equity Services Inc.
96Berthel Fisher & Co. Financial Services Inc.
97Ausdal Financial Partners
98BCG Securities, Inc.
99SCF Securities Inc.
100Harbor Financial Services LLC
101TriCor Financial LLC
102Calton & Associates Inc.
103Bernardi Securities Inc.
104World Capital Brokerage, Inc
105The Legend Group Corp.
106Schwab Independent Branch Services (Franchise)
107Edward Jones
108Allstate Financial Services LLC
109Protected Investors of America Inc.
110National Planning Holdings Inc.
111LPL Investment Holdings Inc.
112WRP Investments Inc.
113Wunderlich Securities Inc.
114J.P. Turner & Company LLC
115Park Avenue Securities LLC
116LifeMark Securities Corp.
117Bolton Global Capital
118Hilltop Securities Independent Network Inc.
119Synergy Investment Group
120ING Advisor Network Inc.
121Leonard & Co.
122Advisor Group
123MetLife Inc.
124New England Securities Inc.
125Tower Square Securities Inc.
126Walnut Street Securities Inc.
127GBS Financial Corp.
128Foothill Securities Inc.
129National Holdings Corp.
130Cutter & Co. Inc.
131Correll Co. Investment Services Corp.
132vFinance Investments Inc.
133MSI Financial Services, Inc.
134Wall Street Access
135Cantella & Co. Inc.
136Coordinated Capital Securities Inc.
137Century Securities Associates Inc.
138Capital Analysts Inc.
139Sterne Agee Financial Services
140Financial Telesis Inc.

140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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