Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,021
2Raymond James Financial Services Inc.1,958
3AXA Advisors LLC1,474
4Cambridge Investment Research Inc.1,290
5Commonwealth Financial Network949
6Waddell & Reed Financial Advisors855
7Securities America Inc.832
8Northwestern Mutual Investment Services823
9Voya Financial Advisors Inc.778
10Signator Investors Inc.733
11MML Investors Services, LLC665
12Wells Fargo Advisors Financial Network633
13Royal Alliance Associates Inc.627
14HD Vest Investment Services582
15SagePoint Financial Inc.580
16Woodbury Financial Services565
17National Planning Corporation (NPC) 518
18Securian Financial Services Inc.469
19Kestra Financial, Inc458
20INVEST Financial Corp.455
21FSC Securities Corp.407
22Triad Advisors LLC367
23Centaurus Financial Inc.346
24American Portfolios Financial Services Inc.341
25Cadaret, Grant & Co. Inc.313
26Principal Securities, Inc. (fka Princor Financial Services Corp.)312
27Lincoln Investment Planning, LLC293
28NEXT Financial Group Inc.281
29Questar Capital Corp.273
30J.W. Cole Financial Inc.272
31CUNA Brokerage Services Inc.268
32Sigma Financial Corp.253
33SII Investments Inc.244
34Ameritas Investment Corp.233
35Independent Financial Group LLC212
36United Planners Financial Services204
37Kovack Securities, Inc.201
38ProEquities Inc.190
39Investment Centers of America Inc.184
40PlanMember Securities Corp.166
41M Holdings Securities Inc. (M Securities)163
42Geneos Wealth Management Inc.160
43Investacorp Inc.156
44LaSalle St. Securities LLC155
45KMS Financial Services, Inc.154
46Securities Service Network Inc.152
47The O.N. Equity Sales Co.131
48Hornor Townsend & Kent Inc.126
49Crown Capital Securities L.P.121
50Harbour Investments Inc.110
51Parkland Securities, LLC108
52Kalos Capital Inc.89
53The Investment Center Inc.89
54Prospera Financial Services Inc.73
55CFD Investments Inc.60
56Founders Financial Securities, LLC55
57The Strategic Financial Alliance Inc.52
58Trustmont Financial Group Inc.47
59SCF Securities Inc.43
61Fortune Financial Services, Inc.32
62Nationwide Planning Associates, Inc.30
63Arete Wealth Management30
64Leaders Group28
65Spire Investment Partners LLC18
66Infinity Financial Services 8
67Veritas Independent Partners3
68Summit Brokerage Services, Inc.0
69Cetera Financial Specialists0
70Ameriprise Financial Services Inc.0
71Transamerica Financial Advisors, Inc.0
72Cetera Financial Institutions0
73First Allied Securities, Inc.0
74Cetera Advisors0
75St. Bernard Financial Services Inc.0
76Cetera Advisor Networks0
77Capital Investment Co.0
78Lincoln Financial Network0
79National Planning Holdings Inc.
80Foothill Securities Inc.
81LPL Investment Holdings Inc.
82National Holdings Corp.
83Quest Capital Strategies Inc.
84J.P. Turner & Company LLC
85National Securities Corp. & Affiliates
86vFinance Investments Inc.
87Wall Street Access
88Cantella & Co. Inc.
89TFS Securities Inc.
90ING Advisor Network Inc.
91SA Stone
92Financial Telesis Inc.
93First Republic Securities Co.
94Financial Services International Corp.
95Quincy Cass Associates Inc.
96Packerland Brokerage Services Inc.
97GBS Financial Corp.
98D.A. Davidson & Co.
99Williams Financial Group
100Finance 500 Inc.
101Foresters Equity Services Inc.
102Equity Services Inc.
103Ausdal Financial Partners
104Cutter & Co. Inc.
105Correll Co. Investment Services Corp.
106Harbor Financial Services LLC
107TriCor Financial LLC
108Coordinated Capital Securities Inc.
109H. Beck Inc.
110Calton & Associates Inc.
111Bernardi Securities Inc.
112Allstate Financial Services LLC
113Century Securities Associates Inc.
114Securities Management and Research
115World Capital Brokerage, Inc
116Capital Analysts Inc.
117Schwab Independent Branch Services (Franchise)
118Edward Jones
119Broker Dealer Financial Services Corp.
120Berthel Fisher & Co. Financial Services Inc.
121Park Avenue Securities LLC
122BCG Securities, Inc.
123LifeMark Securities Corp.
124Bolton Global Capital
125Hilltop Securities Independent Network Inc.
126Wunderlich Securities Inc.
127WRP Investments Inc.
128Synergy Investment Group
129Leonard & Co.
130Advisor Group
131MetLife Inc.
132New England Securities Inc.
133Tower Square Securities Inc.
134Walnut Street Securities Inc.
135Protected Investors of America Inc.

135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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