Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,021
2Raymond James Financial Services Inc.1,958
3AXA Advisors LLC1,474
4Cambridge Investment Research Inc.1,290
5Commonwealth Financial Network949
6Waddell & Reed Financial Advisors855
7Securities America Inc.832
8Voya Financial Advisors Inc.778
9Signator Investors Inc.733
10MML Investors Services, LLC665
11Wells Fargo Advisors Financial Network633
12Royal Alliance Associates Inc.627
13HD Vest Investment Services582
14SagePoint Financial Inc.580
15Woodbury Financial Services565
16National Planning Corporation (NPC) 518
17Securian Financial Services Inc.469
18Kestra Financial, Inc458
19INVEST Financial Corp.455
20FSC Securities Corp.407
21Triad Advisors LLC367
22Centaurus Financial Inc.346
23American Portfolios Financial Services Inc.341
24Cadaret, Grant & Co. Inc.313
25Principal Securities, Inc. (fka Princor Financial Services Corp.)312
26Lincoln Investment Planning, LLC293
27NEXT Financial Group Inc.281
28Questar Capital Corp.273
29J.W. Cole Financial Inc.272
30CUNA Brokerage Services Inc.268
31Sigma Financial Corp.253
32SII Investments Inc.244
33Ameritas Investment Corp.233
34Independent Financial Group LLC212
35United Planners Financial Services204
36Kovack Securities, Inc.201
37ProEquities Inc.190
38Investment Centers of America Inc.184
39PlanMember Securities Corp.166
40M Holdings Securities Inc. (M Securities)163
41Geneos Wealth Management Inc.160
42Investacorp Inc.156
43LaSalle St. Securities LLC155
44KMS Financial Services, Inc.154
45Securities Service Network Inc.152
46The O.N. Equity Sales Co.131
47Hornor Townsend & Kent Inc.126
48Crown Capital Securities L.P.121
49Harbour Investments Inc.110
50Parkland Securities, LLC108
51The Investment Center Inc.89
52Kalos Capital Inc.79
53Prospera Financial Services Inc.73
54CFD Investments Inc.60
55Founders Financial Securities, LLC55
56The Strategic Financial Alliance Inc.52
57Trustmont Financial Group Inc.47
58IMS Securities Inc./IMS Financial Advisors Inc.38
59Fortune Financial Services, Inc.32
60Arete Wealth Management30
61Nationwide Planning Associates, Inc.30
62Spire Investment Partners LLC18
63Infinity Financial Services 8
64Veritas Independent Partners3
65Cetera Financial Specialists0
66First Allied Securities, Inc.0
67Cetera Advisor Networks0
68Cetera Advisors0
69Transamerica Financial Advisors, Inc.0
70Lincoln Financial Network0
71Ameriprise Financial Services Inc.0
72Girard Securities Inc.0
73Summit Brokerage Services, Inc.0
74Capital Investment Co.0
75Cetera Financial Institutions0
76St. Bernard Financial Services Inc.0
77LifeMark Securities Corp.
78Leonard & Co.
79Advisor Group
80MetLife Inc.
81New England Securities Inc.
82Tower Square Securities Inc.
83Walnut Street Securities Inc.
84Park Avenue Securities LLC
85Northwestern Mutual Investment Services
86Foothill Securities Inc.
87Wunderlich Securities Inc.
88National Holdings Corp.
89Quest Capital Strategies Inc.
90WRP Investments Inc.
91Protected Investors of America Inc.
92Edward Jones
93National Securities Corp. & Affiliates
94vFinance Investments Inc.
95Wall Street Access
96Cantella & Co. Inc.
97TFS Securities Inc.
98National Planning Holdings Inc.
99Berthel Fisher & Co. Financial Services Inc.
100LPL Investment Holdings Inc.
101J.P. Turner & Company LLC
102ING Advisor Network Inc.
103SA Stone
104Financial Telesis Inc.
105First Republic Securities Co.
106Financial Services International Corp.
107Quincy Cass Associates Inc.
108Packerland Brokerage Services Inc.
109GBS Financial Corp.
110Equity Services Inc.
111D.A. Davidson & Co.
112Williams Financial Group
113Finance 500 Inc.
114Foresters Equity Services Inc.
115Cutter & Co. Inc.
116Ausdal Financial Partners
117Correll Co. Investment Services Corp.
118SCF Securities Inc.
119Harbor Financial Services LLC
120TriCor Financial LLC
121Coordinated Capital Securities Inc.
122H. Beck Inc.
123Calton & Associates Inc.
124BCG Securities, Inc.
125Bernardi Securities Inc.
126Allstate Financial Services LLC
127Century Securities Associates Inc.
128Securities Management and Research
129World Capital Brokerage, Inc
130Capital Analysts Inc.
131Broker Dealer Financial Services Corp.
132Schwab Independent Branch Services (Franchise)
133Hilltop Securities Independent Network Inc.
134Synergy Investment Group
135Bolton Global Capital

135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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