Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,030
2Raymond James Financial Services Inc.1,662
3AXA Advisors1,485
4Northwestern Mutual1,195
5Cambridge Investment Research Inc.1,186
6Commonwealth Financial Network940
7Waddell & Reed Financial Advisors899
8Voya Financial Advisors Inc.842
9Securities America Inc.840
10MML Investors Services, LLC731
11Royal Alliance Associates Inc.657
12Wells Fargo Advisors Financial Network649
13Woodbury Financial Services599
14SagePoint Financial Inc.599
15HD Vest Investment Services589
16National Planning Corporation (NPC) 562
17Signator Investors Inc.523
18Kestra Financial469
19INVEST Financial Corp.452
20FSC Securities Corp.447
21Securian Financial Services Inc.430
22Centaurus Financial Inc.348
23Princor Financial Services Corp.337
24American Portfolios Financial Services Inc.333
25Cadaret, Grant & Co. Inc.326
26NEXT Financial Group Inc.301
27Lincoln Investment Planning, LLC298
28Questar Capital Corp.276
29Triad Advisors Inc.274
30J.W. Cole Financial Inc.269
31SII Investments Inc.258
32Ameritas Investment Corp.246
33ProEquities Inc.246
34Sigma Financial Corp.245
35CUNA Brokerage Services Inc.244
36National Securities Corp. & Affiliates239
37H. Beck Inc.235
38Independent Financial Group LLC225
39Kovack Securities Inc.222
40United Planners Financial Services193
41Investment Centers of America Inc.188
42Investacorp Inc.174
43M Holdings Securities Inc. (M Securities)164
44KMS Financial Services, Inc.160
45Securities Service Network Inc.158
46PlanMember Securities Corp.153
47LaSalle St. Securities LLC150
48The O.N. Equity Sales Co.148
49Geneos Wealth Management Inc.146
50Hornor Townsend & Kent Inc.145
51Parkland Securities, LLC115
52Crown Capital Securities L.P.109
53Harbour Investments Inc.105
54The Investment Center Inc.93
55Prospera Financial Services Inc.92
56Kalos Capital Inc.81
57TFS Securities Inc.69
58CFD Investments Inc.62
59The Strategic Financial Alliance Inc.56
60Founders Financial Securities, LLC55
61Broker Dealer Financial Services Corp.54
62Trustmont Financial Group Inc.52
63Fortune Financial Services, Inc.26
64Nationwide Planning Associates, Inc.23
65Spire Investment Partners LLC15
66Infinity Financial Services 9
67Securities Management and Research4
68Equity Services Inc.0
69Cetera Financial Institutions0
70First Allied Securities, Inc.0
71Cetera Financial Specialists0
72Quest Capital Strategies Inc. 0
73VSR Financial Services Inc.0
74Girard Securities Inc.0
75Summit Brokerage Services, Inc.0
76Investors Capital Corp.0
77Cetera Advisors0
78Lincoln Financial Network0
79Cetera Advisor Networks0
80Ameriprise Financial Services Inc.0
81Edward Jones
82BCG Securities, Inc.
83Berthel Fisher & Co. Financial Services Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Cutter & Co. Inc.
89First Midwest Securities Inc.
90GBS Financial Corp.
91ING Advisor Network Inc.
92Transamerica Financial Advisors, Inc.
93J.P. Turner & Company LLC
94LPL Investment Holdings Inc.
95National Planning Holdings Inc.
96Prime Capital Services Inc.
97Protected Investors of America Inc.
98WRP Investments Inc.
99Wunderlich Securities Inc.
100Park Avenue Securities LLC
101Wall Street Financial Group Inc.
102LifeMark Securities Corp.
103SWS Financial Services
104Eagle One Investments LLC
105Synergy Investment Group
106IMS Securities Inc./IMS Financial Advisors Inc.
107Leonard & Co.
108Advisor Group
109MetLife Inc.
110New England Securities Inc.
111Tower Square Securities Inc.
112Walnut Street Securities Inc.
113Foothill Securities Inc.
114National Holdings Corp.
115Pointe Capital Inc.
116Capital Investment Co.
117vFinance Investments Inc.
118MetLife Securities Inc.
119R.M. Stark & Co. Inc.
120Wall Street Access
121Cantella & Co. Inc.
122Financial Advisers of America LLC
123Sterne Agee Financial Services
124Financial Telesis Inc.
125First Republic Securities Co.
126Financial Services International Corp.
127Quincy Cass Associates Inc.
128MidAmerica Financial Services Inc.
129Packerland Brokerage Services Inc.
130D.A. Davidson & Co.
131Williams Financial Group
132Finance 500 Inc.
133Foresters Equity Services Inc.
134Ausdal Financial Partners
135SCF Securities Inc.
136Harbor Financial Services LLC
137TriCor Financial LLC
138Calton & Associates Inc.
139St. Bernard Financial Services Inc.
140Bernardi Securities Inc.
141Allstate Financial Services LLC
142World Capital Brokerage, Inc
143The Legend Group Corp.
144Schwab Independent Branch Services (Franchise)

144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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