Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,030
2Raymond James Financial Services Inc.1,662
3AXA Advisors1,485
4Northwestern Mutual1,195
5Cambridge Investment Research Inc.1,186
6Commonwealth Financial Network940
7Waddell & Reed Financial Advisors899
8Voya Financial Advisors Inc.842
9Securities America Inc.840
10MML Investors Services, LLC731
11Royal Alliance Associates Inc.657
12Wells Fargo Advisors Financial Network649
13SagePoint Financial Inc.599
14Woodbury Financial Services599
15HD Vest Investment Services589
16National Planning Corporation (NPC) 562
17Signator Investors Inc.523
18Kestra Financial469
19INVEST Financial Corp.452
20FSC Securities Corp.447
21Securian Financial Services Inc.430
22Centaurus Financial Inc.348
23Princor Financial Services Corp.337
24American Portfolios Financial Services Inc.333
25Cadaret, Grant & Co. Inc.326
26NEXT Financial Group Inc.301
27Lincoln Investment Planning, LLC298
28Questar Capital Corp.276
29Triad Advisors Inc.274
30J.W. Cole Financial Inc.269
31SII Investments Inc.258
32Ameritas Investment Corp.246
33ProEquities Inc.246
34Sigma Financial Corp.245
35CUNA Brokerage Services Inc.244
36National Securities Corp. & Affiliates239
37H. Beck Inc.235
38Independent Financial Group LLC225
39Kovack Securities, Inc.222
40United Planners Financial Services193
41Investment Centers of America Inc.188
42Investacorp Inc.174
43M Holdings Securities Inc. (M Securities)164
44KMS Financial Services, Inc.160
45Securities Service Network Inc.158
46PlanMember Securities Corp.153
47LaSalle St. Securities LLC150
48The O.N. Equity Sales Co.148
49Geneos Wealth Management Inc.146
50Hornor Townsend & Kent Inc.145
51Parkland Securities, LLC115
52Crown Capital Securities L.P.109
53Harbour Investments Inc.105
54The Investment Center Inc.93
55Prospera Financial Services Inc.92
56Kalos Capital Inc.81
57TFS Securities Inc.69
58CFD Investments Inc.62
59The Strategic Financial Alliance Inc.56
60Founders Financial Securities, LLC55
61Broker Dealer Financial Services Corp.54
62Trustmont Financial Group Inc.52
63Fortune Financial Services, Inc.26
64Nationwide Planning Associates, Inc.23
65Spire Investment Partners LLC15
66Infinity Financial Services 9
67Securities Management and Research4
68Investors Capital Corp.0
69Equity Services Inc.0
70Ameriprise Financial Services Inc.0
71VSR Financial Services Inc.0
72Quest Capital Strategies Inc. 0
73Cetera Advisor Networks0
74Lincoln Financial Network0
75Cetera Financial Institutions0
76First Allied Securities, Inc.0
77Girard Securities Inc.0
78Summit Brokerage Services, Inc.0
79Cetera Financial Specialists0
80Cetera Advisors0
81Pinnacle Investments, LLC
82Transamerica Financial Advisors, Inc.
83J.P. Turner & Company LLC
84LPL Investment Holdings Inc.
85National Planning Holdings Inc.
86GBS Financial Corp.
87Protected Investors of America Inc.
88Cutter & Co. Inc.
89Correll Co. Investment Services Corp.
90Coordinated Capital Securities Inc.
91WRP Investments Inc.
92Wunderlich Securities Inc.
93Park Avenue Securities LLC
94Century Securities Associates Inc.
95LifeMark Securities Corp.
96SWS Financial Services
97Capital Analysts Inc.
98Synergy Investment Group
99IMS Securities Inc./IMS Financial Advisors Inc.
100Leonard & Co.
101Advisor Group
102MetLife Inc.
103New England Securities Inc.
104Tower Square Securities Inc.
105Walnut Street Securities Inc.
106Berthel Fisher & Co. Financial Services Inc.
107Foothill Securities Inc.
108National Holdings Corp.
109Capital Investment Co.
110vFinance Investments Inc.
111MetLife Securities Inc.
112Wall Street Access
113Cantella & Co. Inc.
114BCG Securities, Inc.
115Sterne Agee Financial Services
116Financial Telesis Inc.
117First Republic Securities Co.
118Financial Services International Corp.
119Quincy Cass Associates Inc.
120Packerland Brokerage Services Inc.
121D.A. Davidson & Co.
122Williams Financial Group
123Finance 500 Inc.
124Foresters Equity Services Inc.
125Ausdal Financial Partners
126SCF Securities Inc.
127Harbor Financial Services LLC
128TriCor Financial LLC
129Calton & Associates Inc.
130St. Bernard Financial Services Inc.
131Bernardi Securities Inc.
132Allstate Financial Services LLC
133World Capital Brokerage, Inc
134The Legend Group Corp.
135Schwab Independent Branch Services (Franchise)
136Edward Jones
137ING Advisor Network Inc.

137 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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