Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,021
2Raymond James Financial Services Inc.1,958
3AXA Advisors LLC1,474
4Cambridge Investment Research Inc.1,290
5Commonwealth Financial Network949
6Waddell & Reed Financial Advisors855
7Securities America Inc.832
8Voya Financial Advisors Inc.778
9Signator Investors Inc.733
10MML Investors Services, LLC665
11Wells Fargo Advisors Financial Network633
12Royal Alliance Associates Inc.627
13HD Vest Investment Services582
14SagePoint Financial Inc.580
15Woodbury Financial Services565
16National Planning Corporation (NPC) 518
17Securian Financial Services Inc.469
18Kestra Financial458
19INVEST Financial Corp.455
20FSC Securities Corp.407
21Triad Advisors Inc.367
22Centaurus Financial Inc.346
23American Portfolios Financial Services Inc.341
24Cadaret, Grant & Co. Inc.313
25Principal Securities, Inc. (fka Princor Financial Services Corp.)312
26Lincoln Investment Planning, LLC293
27NEXT Financial Group Inc.281
28Questar Capital Corp.273
29J.W. Cole Financial Inc.272
30CUNA Brokerage Services Inc.268
31Sigma Financial Corp.253
32SII Investments Inc.244
33Ameritas Investment Corp.233
34Independent Financial Group LLC212
35United Planners Financial Services204
36Kovack Securities, Inc.201
37ProEquities Inc.190
38Investment Centers of America Inc.184
39PlanMember Securities Corp.166
40M Holdings Securities Inc. (M Securities)163
41Geneos Wealth Management Inc.160
42Investacorp Inc.156
43LaSalle St. Securities LLC155
44KMS Financial Services, Inc.154
45Securities Service Network Inc.152
46The O.N. Equity Sales Co.131
47Hornor Townsend & Kent Inc.126
48Crown Capital Securities L.P.121
49Harbour Investments Inc.110
50Parkland Securities, LLC108
51The Investment Center Inc.89
52Kalos Capital Inc.79
53Prospera Financial Services Inc.73
54CFD Investments Inc.60
55Founders Financial Securities, LLC55
56The Strategic Financial Alliance Inc.52
57Trustmont Financial Group Inc.47
58IMS Securities Inc./IMS Financial Advisors Inc.38
59Fortune Financial Services, Inc.32
60Arete Wealth Management30
61Nationwide Planning Associates, Inc.30
62Spire Investment Partners LLC18
63Infinity Financial Services 8
64Veritas Independent Partners3
65First Allied Securities, Inc.0
66Summit Brokerage Services, Inc.0
67Capital Investment Co.0
68Lincoln Financial Network0
69Transamerica Financial Advisors, Inc.0
70Cetera Advisors0
71Ameriprise Financial Services Inc.0
72Cetera Advisor Networks0
73Girard Securities Inc.0
74Cetera Financial Specialists0
75Cetera Financial Institutions0
76St. Bernard Financial Services Inc.0
77New England Securities Inc.
78Tower Square Securities Inc.
79Walnut Street Securities Inc.
80Foothill Securities Inc.
81National Holdings Corp.
82Quest Capital Strategies Inc.
83ING Advisor Network Inc.
84National Securities Corp. & Affiliates
85vFinance Investments Inc.
86MSI Financial Services, Inc.
87Wall Street Access
88Cantella & Co. Inc.
89TFS Securities Inc.
90GBS Financial Corp.
91Equity Services Inc.
92Cutter & Co. Inc.
93Sterne Agee Financial Services
94Financial Telesis Inc.
95First Republic Securities Co.
96Financial Services International Corp.
97Quincy Cass Associates Inc.
98Packerland Brokerage Services Inc.
99Correll Co. Investment Services Corp.
100Coordinated Capital Securities Inc.
101D.A. Davidson & Co.
102Williams Financial Group
103Finance 500 Inc.
104Foresters Equity Services Inc.
105H. Beck Inc.
106Ausdal Financial Partners
107Century Securities Associates Inc.
108SCF Securities Inc.
109Harbor Financial Services LLC
110TriCor Financial LLC
111Capital Analysts Inc.
112Broker Dealer Financial Services Corp.
113Calton & Associates Inc.
114Bernardi Securities Inc.
115Allstate Financial Services LLC
116Berthel Fisher & Co. Financial Services Inc.
117Securities Management and Research
118World Capital Brokerage, Inc
119The Legend Group Corp.
120BCG Securities, Inc.
121Schwab Independent Branch Services (Franchise)
122Edward Jones
123Northwestern Mutual
124Wunderlich Securities Inc.
125Park Avenue Securities LLC
126WRP Investments Inc.
127LifeMark Securities Corp.
128Bolton Global Capital
129Hilltop Securities Independent Network Inc.
130VSR Financial Services Inc.
131Protected Investors of America Inc.
132National Planning Holdings Inc.
133Synergy Investment Group
134LPL Investment Holdings Inc.
135J.P. Turner & Company LLC
136Leonard & Co.
137Advisor Group
138MetLife Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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