Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▼
1LPL Financial LLC1,793
2Raymond James Financial Services Inc.1,106
3Commonwealth Financial Network630
4Wells Fargo Advisors Financial Network481
5Northwestern Mutual Investment Services318
6Cambridge Investment Research Inc.279
7Securities America Inc.230
8Kestra Financial, Inc217
9Waddell & Reed Financial Advisors217
10Royal Alliance Associates Inc.204
11Securian Financial Services Inc.163
12National Planning Corporation (NPC) 160
13AXA Advisors LLC154
14Centaurus Financial Inc.145
15Signator Investors Inc.141
16Voya Financial Advisors Inc.134
17FSC Securities Corp.119
18SagePoint Financial Inc.110
19HD Vest Investment Services104
20Lincoln Investment Planning, LLC96
21INVEST Financial Corp.95
22MML Investors Services, LLC87
23M Holdings Securities Inc. (M Securities)86
24Woodbury Financial Services86
25SII Investments Inc.83
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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