Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▼
1LPL Financial LLC1,914
2Raymond James Financial Services Inc.977
3Commonwealth Financial Network580
4Wells Fargo Advisors Financial Network395
5Northwestern Mutual282
6Cambridge Investment Research Inc.268
7Securities America Inc.246
8Royal Alliance Associates Inc.214
9NFP Advisor Services195
10AXA Advisors194
11Waddell & Reed Financial Advisors186
12National Planning Corporation (NPC) 174
13Securian Financial Services Inc.161
14FSC Securities Corp.137
15Centaurus Financial Inc.128
16INVEST Financial Corp.119
17SagePoint Financial Inc.107
18Voya Financial Advisors Inc.103
19SII Investments Inc.101
20Woodbury Financial Services100
21HD Vest Investment Services95
22Lincoln Investment Planning, LLC92
23M Holdings Securities Inc. (M Securities)88
24Triad Advisors Inc.87
25MML Investors Services, LLC84
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.