Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $500K+ reps ▲
138St. Bernard Financial Services Inc.0
137LPL Financial LLC0
136Vanderbilt Financial Group0
135Thurston Springer Miller Herd & Titak0
134Ameriprise Financial Services, LLC0
133Park Avenue Securities LLC0
132Trutoro0
131Raymond James Financial Services Inc.0
130Packerland Brokerage Services Inc.4
129Fortune Financial Services, Inc.5
128Trustmont Financial Group Inc.5
127Alden Investment Group7
126Cutter & Company, Inc.7
125Nationwide Planning Associates, Inc.8
124Transamerica Financial Advisors, Inc.8
123The Leaders Group9
122Founders Financial14
121Arete Wealth15
120CFD Investments Inc.15
119Equity Services Inc. 20
118The O.N. Equity Sales Co.21
117Parkland Securities, LLC21
116The Investment Center Inc.26
115The Strategic Financial Alliance Inc.29
114Harbour Investments Inc.37
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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