Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep
1Advisor Group$33,776,520
2Alden Investment Group$8,461,538
3Allstate Financial Services LLC
4American Portfolios Financial Services Inc.$41,637,462
5Ameriprise Financial Services, LLC
6Ameritas Investment Company/Ameritas Advisory Services$25,781,991
7Arete Wealth$11,273,257
8Arkadios Capital$33,338,136
9Atria Wealth Solutions$39,910,376
10Ausdal Financial Partners
11Avantax Investment Services, Inc.
12BCG Securities, Inc.
13Bernardi Securities Inc.
14Berthel Fisher & Co. Financial Services Inc.
15Bolton Global Capital
16Broker Dealer Financial Services Corp.
17Cadaret, Grant & Co. Inc.
18Calton & Associates Inc.
19Cambridge Investment Research, Inc.$30,295,481
20Cantella & Co. Inc.
21Capital Analysts Inc.
22Capital Investment Co.
23Centaurus Financial, Inc.$38,343,740
24Century Securities Associates Inc.
25Cetera Advisor Networks
26Cetera Advisors
27Cetera Financial Institutions
28Cetera Financial Specialists
29CFD Investments Inc.$25,808,719
30CoastalOne
31Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$93,885,299
32Concourse Financial Group Securities, Inc.$5,154,383
33Coordinated Capital Securities Inc.
34Correll Co. Investment Services Corp.
35Crown Capital Securities L.P.
36CUNA Brokerage Services Inc.
37Cutter & Company, Inc.
38D.A. Davidson & Co.
39David A. Noyes & Company
40Edward Jones
41Equitable Advisors, LLC$37,550,202
42Equity Services Inc. $22,727,273
43Finance 500 Inc.
44Financial Services International Corp.
45Financial Telesis Inc.
46First Allied Securities, Inc.
47First Republic Securities Co.
48Foothill Securities Inc.
49Foresters Equity Services Inc.
50Fortune Financial Services, Inc.$7,579,760
51Founders Financial$41,841,215
52FSC Securities Corp.$45,913,074
53GBS Financial Corp.
54Geneos Wealth Management Inc.$71,654,224
55Grove Point Financial, LLC$44,441,479
56Harbor Financial Services LLC
57Harbour Investments Inc.$44,308,824
58Hilltop Securities Independent Network Inc.
59Hornor, Townsend & Kent, LLC$23,219,819
60Independent Financial Group, LLC$51,440,650
61Infinity Financial Services
62ING Advisor Network Inc.
63INVEST Financial Corp.
64Investacorp Inc.
65The Investment Center Inc.$34,702,069
66Investment Centers of America Inc.
67J.W. Cole Financial Inc.$45,091,893
68Kalos Capital Inc.
69Kestra Financial, Inc$55,118,735
70KMS Financial Services, Inc.
71Kovack Securities, Inc.$33,625,750
72LaSalle St. Securities LLC$37,096,774
73Leonard & Co.
74LifeMark Securities Corp.
75Lincoln Financial Network
76Lincoln Investment Planning, LLC$44,337,019
77LPL Financial LLC$52,240,297
78M Holdings Securities Inc. (M Securities)$8,082,992
79MetLife Inc.
80MML Investors Services, LLC$33,266,187
81National Planning Corporation (NPC)
82National Securities Corp.
83Nations Financial Group
84Nationwide Planning Associates, Inc.$23,129,766
85New England Securities Inc.
86NEXT Financial Group, Inc.
87Northwestern Mutual $26,271,786
88The O.N. Equity Sales Co.$17,226,100
89Packerland Brokerage Services Inc.$5,530,181
90Park Avenue Securities LLC$20,177,411
91Parkland Securities, LLC$25,283,582
92PlanMember Securities Corp.$29,227,557
93Principal Securities, Inc. $42,777,346
94Prospera Financial Services Inc.$68,217,054
95Protected Investors of America Inc.
96Quest Capital Strategies Inc.
97Questar Capital Corp.
98Quincy Cass Associates Inc.
99Raymond James Financial Services Inc.$57,139,006
100Royal Alliance Associates Inc.$28,591,586
101SA Stone
102SagePoint Financial Inc.$39,325,500
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.$40,368,406
106Securities America Inc.$45,027,838
107Securities Management and Research
108Securities Service Network LLC
109Sigma Financial Corp.$34,627,832
110Signator Investors Inc.
111SII Investments Inc.
112Spire Investment Partners LLC
113St. Bernard Financial Services Inc.$6,238,938
114The Strategic Financial Alliance Inc.$33,582,090
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118The Leaders Group$1,838,123
119Thurston Springer Miller Herd & Titak$37,204,034
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.
122Triad Advisors, LLC$43,061,268
123TriCor Financial LLC
124Trustmont Financial Group Inc.$23,684,091
125Trutoro$6,520,885
126United Planners Financial Services$36,040,892
127Vanderbilt Financial Group$24,791,214
128vFinance Investments Inc.
129Voya Financial Advisors Inc.
130Waddell & Reed Financial Advisors$52,291,489
131Wall Street Access
132Walnut Street Securities Inc.
133Wells Fargo Advisors Financial Network
134Williams Financial Group
135Woodbury Financial Services$30,303,137
136World Capital Brokerage, Inc.
137WRP Investments Inc.
138Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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