Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▲
130Kalos Capital Inc.0
129Raymond James Financial Services Inc.0
128Waddell & Reed Financial Advisors0
127CUNA Brokerage Services Inc.0
126Veritas Independent Partners0
125Northwestern Mutual Investment Services0
124Principal Securities, Inc. (fka Princor Financial Services Corp.)0
123Fortune Financial Services, Inc.0
122Transamerica Financial Advisors, Inc.$813
121The Investment Center Inc.$14,067
120Harbour Investments Inc.$67,000
119Cadaret, Grant & Co. Inc.$129,307
118CFD Investments Inc.$214,817
117Infinity Financial Services $241,200
116PlanMember Securities Corp.$249,000
115LaSalle St. Securities LLC$250,000
114M Holdings Securities Inc. (M Securities)$303,510
113Signator Investors Inc.$625,541
112Prospera Financial Services Inc.$747,753
111ProEquities Inc.$758,287
110Kovack Securities, Inc.$819,237
109H. Beck Inc.$833,000
108Securities Service Network Inc.$854,000
107Lincoln Investment Planning, LLC$940,000
106SCF Securities Inc.$1,025,249
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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