Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Alternative revenue ▲|
|130||Kalos Capital Inc.||0|
|129||Raymond James Financial Services Inc.||0|
|128||Waddell & Reed Financial Advisors||0|
|127||CUNA Brokerage Services Inc.||0|
|126||Veritas Independent Partners||0|
|125||Northwestern Mutual Investment Services||0|
|124||Principal Securities, Inc. (fka Princor Financial Services Corp.)||0|
|123||Fortune Financial Services, Inc.||0|
|122||Transamerica Financial Advisors, Inc.||$813|
|121||The Investment Center Inc.||$14,067|
|120||Harbour Investments Inc.||$67,000|
|119||Cadaret, Grant & Co. Inc.||$129,307|
|118||CFD Investments Inc.||$214,817|
|117||Infinity Financial Services||$241,200|
|116||PlanMember Securities Corp.||$249,000|
|115||LaSalle St. Securities LLC||$250,000|
|114||M Holdings Securities Inc. (M Securities)||$303,510|
|113||Signator Investors Inc.||$625,541|
|112||Prospera Financial Services Inc.||$747,753|
|110||Kovack Securities, Inc.||$819,237|
|109||H. Beck Inc.||$833,000|
|108||Securities Service Network Inc.||$854,000|
|107||Lincoln Investment Planning, LLC||$940,000|
|106||SCF Securities Inc.||$1,025,249|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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