Broker-dealer Data Center
All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Alternative revenue ▲|
|1||Princor Financial Services Corp.||0|
|3||CUNA Brokerage Services Inc.||0|
|4||Securian Financial Services Inc.||0|
|5||Fortune Financial Services Inc.||0|
|6||LaSalle St. Securities LLC||0|
|7||Waddell & Reed Financial Advisors||0|
|8||Securities Management and Research||$63,845|
|9||M Holdings Securities Inc. (M Securities)||$218,438|
|10||SWS Financial Services||$303,698|
|11||The Investment Center Inc.||$335,986|
|12||CFD Investments Inc.||$393,115|
|13||Spire Investment Partners LLC||$600,890|
|14||Harbour Investments Inc.||$650,000|
|15||Broker Dealer Financial Services Corp.||$850,203|
|16||PlanMember Securities Corp.||$1,016,000|
|17||Signator Investors Inc.||$1,149,450|
|18||Cadaret, Grant & Co. Inc.||$1,823,313|
|19||Lincoln Investment Planning Inc.||$2,287,000|
|20||HD Vest Investment Services||$2,817,827|
|21||Raymond James Financial Services Inc.||$3,000,000|
|22||MML Investors Services LLC||$3,124,339|
|23||Prospera Financial Services Inc.||$3,155,261|
|24||Parkland Securities, LLC||$3,576,674|
|25||NEXT Financial Group Inc.||$3,632,358|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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