Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▲
131Northwestern Mutual Investment Services0
130Raymond James Financial Services Inc.0
129CUNA Brokerage Services Inc.0
128Waddell & Reed Financial Advisors0
127Kalos Capital Inc.0
126Veritas Independent Partners0
125Fortune Financial Services, Inc.0
124KMS Financial Services, Inc.$27,423
123The Investment Center Inc.$36,182
122Infinity Financial Services $105,504
121Harbour Investments Inc.$150,000
120Cadaret, Grant & Co. Inc.$213,752
119PlanMember Securities Corp.$274,000
118LaSalle St. Securities LLC$500,000
117Transamerica Financial Advisors, Inc.$534,187
116Signator Investors Inc.$545,903
115SCF Securities Inc.$575,358
114CFD Investments Inc.$682,339
113Lincoln Investment Planning, LLC$755,000
112Prospera Financial Services Inc.$823,468
111Investment Centers of America Inc.$862,000
110Spire Investment Partners LLC$970,300
109Securities Service Network Inc.$1,053,000
108Parkland Securities, LLC$1,124,281
107SII Investments Inc.$1,131,000
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131 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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