Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▲
140CUNA Brokerage Services Inc.0
139Veritas Independent Partners0
138Transamerica Financial Advisors, Inc.0
137Fortune Financial Services, Inc.0
136Kalos Capital Inc.0
135Waddell & Reed Financial Advisors0
134Raymond James Financial Services Inc.0
133KMS Financial Services, Inc.$35,979
132Securities Management and Research$41,063
131Infinity Financial Services $112,618
130Harbour Investments Inc.$240,000
129The Investment Center Inc.$285,310
128M Holdings Securities Inc. (M Securities)$458,321
127TFS Securities Inc.$562,000
126PlanMember Securities Corp.$642,000
125Broker Dealer Financial Services Corp.$738,662
124Spire Investment Partners LLC$800,171
123Signator Investors Inc.$895,797
122CFD Investments Inc.$947,561
121Cadaret, Grant & Co. Inc.$1,126,083
120Lincoln Investment Planning, LLC$1,247,000
119Nationwide Planning Associates, Inc.$1,508,127
118Prospera Financial Services Inc.$1,871,574
117Parkland Securities, LLC$1,951,273
116Securities Service Network Inc.$2,804,000
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140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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