Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
1LPL Financial LLC$107,900,000
2Advisor Group$86,214,531
3Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$60,479,165
4Waddell & Reed Financial Advisors$60,137,000
5Raymond James Financial Services Inc.$44,200,000
6Equitable Advisors, LLC$28,413,961
7Securities America Inc.$27,500,000
8Lincoln Investment Planning, LLC$23,060,000
9Cambridge Investment Research, Inc.$19,084,920
10Atria Wealth Solutions$18,836,128
11Triad Advisors, LLC$13,400,842
12Centaurus Financial, Inc.$10,543,101
13Principal Securities, Inc. $9,863,624
14PlanMember Securities Corp.$8,407,000
15J.W. Cole Financial Inc.$8,250,789
16Prospera Financial Services Inc.$7,157,587
17Concourse Financial Group Securities, Inc.$6,310,156
18United Planners Financial Services$5,228,560
19American Portfolios Financial Services Inc.$5,190,594
20The Investment Center Inc.$3,390,395
21Kovack Securities, Inc.$3,100,500
22The Leaders Group$2,186,689
23The O.N. Equity Sales Co.$2,172,986
24LaSalle St. Securities LLC$2,000,000
25Arkadios Capital$1,500,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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