Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital ▼|
|26||American Portfolios Financial Services Inc.||$4,000,000|
|27||J.W. Cole Financial Inc.||$3,567,800|
|28||Crown Capital Securities L.P.||$3,412,042|
|29||PlanMember Securities Corp.||$2,558,000|
|30||LaSalle St. Securities LLC||$2,500,000|
|31||Kovack Securities, Inc.||$2,430,820|
|32||Questar Capital Corp.||$2,098,000|
|33||The O.N. Equity Sales Co.||$1,902,905|
|34||SCF Securities Inc.||$1,310,179|
|35||Geneos Wealth Management Inc.||$1,014,782|
|36||The Investment Center Inc.||$923,729|
|37||CFD Investments Inc.||$818,179|
|38||The Strategic Financial Alliance Inc.||$788,519|
|39||Founders Financial Securities, LLC||$701,159|
|40||Nationwide Planning Associates, Inc.||$657,979|
|41||Harbour Investments Inc.||$455,000|
|42||M Holdings Securities Inc. (M Securities)||$417,838|
|43||Arete Wealth Management||$389,000|
|44||David A. Noyes & Company||$354,000|
|46||Infinity Financial Services||$67,248|
|47||Veritas Independent Partners||$24,444|
|48||Kalos Capital Inc.||0|
|49||H. Beck Inc.||0|
|50||First Allied Securities, Inc.||0|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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