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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
26Triad Advisors Inc.$7,813,306
27Centaurus Financial Inc.$7,200,000
28Ameritas Investment Corp.$7,161,541
29Securities America Inc.$6,400,000
30Hornor Townsend & Kent Inc.$5,930,000
31Securities Service Network Inc.$5,792,000
32KMS Financial Services, Inc.$5,524,487
33Investacorp Inc.$5,223,766
34Questar Capital Corp.$4,957,612
35United Planners Financial Services$4,851,978
36PlanMember Securities Corp.$3,750,000
37Prospera Financial Services Inc.$3,109,027
38LaSalle St. Securities LLC$3,100,000
39NEXT Financial Group Inc.$3,059,089
40Crown Capital Securities L.P.$2,721,813
41J.W. Cole Financial Inc.$2,537,360
42American Portfolios Financial Services Inc.$2,324,594
43The O.N. Equity Sales Co.$2,286,787
44The Strategic Financial Alliance Inc.$2,065,717
45M Holdings Securities Inc. (M Securities)$1,617,157
46Kovack Securities, Inc.$1,465,000
47Securities Management and Research$1,286,770
48The Investment Center Inc.$824,354
49Founders Financial Securities, LLC$669,532
50Broker Dealer Financial Services Corp.$553,283
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.