Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
51IMS Securities Inc./IMS Financial Advisors Inc.$10,392
52Cetera Financial Specialists0
53First Allied Securities, Inc.0
54HD Vest Investment Services0
55Cetera Advisor Networks0
56Cetera Advisors0
57Transamerica Financial Advisors, Inc.0
58INVEST Financial Corp.0
59Investment Centers of America Inc.0
60National Planning Corporation (NPC) 0
61SII Investments Inc.0
62Kestra Financial, Inc0
63Sigma Financial Corp.0
64Wells Fargo Advisors Financial Network0
65Ameriprise Financial Services Inc.0
66Securian Financial Services Inc.0
67Summit Brokerage Services, Inc.0
68Independent Financial Group LLC0
69Parkland Securities, LLC0
70Spire Investment Partners LLC0
71Capital Investment Co.0
72Cetera Financial Institutions0
73Trustmont Financial Group Inc.0
74Kalos Capital Inc.0
75Fortune Financial Services, Inc.0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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