Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
51Broker Dealer Financial Services Corp.$553,283
52TFS Securities Inc.$539,586
53CFD Investments Inc.$438,814
54Geneos Wealth Management Inc.$400,000
55Harbour Investments Inc.$370,937
56Nationwide Planning Associates, Inc.$270,889
57St. Bernard Financial Services Inc.$15,000
58Infinity Financial Services $9,344
59Cetera Financial Specialists0
60H. Beck Inc.0
61Equity Services Inc.0
62First Allied Securities, Inc.0
63HD Vest Investment Services0
64Cetera Advisor Networks0
65Cetera Advisors0
66Investors Capital Corp.0
67Sigma Financial Corp.0
68VSR Financial Services Inc.0
69Wells Fargo Advisors Financial Network0
70Ameriprise Financial Services Inc.0
71Securian Financial Services Inc.0
72Girard Securities Inc.0
73Summit Brokerage Services, Inc.0
74Independent Financial Group LLC0
75Quest Capital Strategies Inc. 0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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