Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
76Cetera Advisors0
77H. Beck Inc.0
78Girard Securities Inc.0
79Summit Brokerage Services, Inc.0
80Cetera Financial Institutions0
81HD Vest Investment Services0
82Cetera Financial Specialists0
83RBC Capital Markets Corp.0
84Sigma Financial Corp.0
85Cetera Advisor Networks0
86Kestra Financial0
87Trustmont Financial Group Inc.0
88Capital Analysts Inc.
89Ausdal Financial Partners
90SCF Securities Inc.
91Harbor Financial Services LLC
92TriCor Financial LLC
93Calton & Associates Inc.
94Protected Investors of America Inc.
95Allstate Financial Services LLC
96Berthel Fisher & Co. Financial Services Inc.
97BCG Securities, Inc.
98World Capital Brokerage, Inc
99The Legend Group Corp.
100Schwab Independent Branch Services (Franchise)
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.