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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
1Correll Co. Investment Services Corp.
2Cutter & Co. Inc.
3Equity Services Inc.
4First Midwest Securities Inc.
5GBS Financial Corp.
6HD Vest Investment Services
7ING Advisor Network Inc.
8Transamerica Financial Advisors, Inc.
9LPL Investment Holdings Inc.
10National Planning Holdings Inc.
11Prime Capital Services Inc.
12Protected Investors of America Inc.
13Sigma Financial Corp.
14Wells Fargo Advisors Financial Network
15WRP Investments Inc.
16Wunderlich Securities Inc.
17Ameriprise Financial Services Inc.
18Park Avenue Securities LLC
19Wall Street Financial Group Inc.
20LifeMark Securities Corp.
21Girard Securities Inc.
22Eagle One Investments LLC
23Synergy Investment Group
24IMS Securities Inc./IMS Financial Advisors Inc.
25Independent Financial Group LLC
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.