Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
76Tower Square Securities Inc.
77Walnut Street Securities Inc.
78Investment Centers of America Inc.
79INVEST Financial Corp.
80Foothill Securities Inc.
81Hornor Townsend & Kent Inc.
82Quest Capital Strategies Inc.
83World Capital Brokerage, Inc
84Coordinated Capital Securities Inc.
85Century Securities Associates Inc.
86National Securities Corp. & Affiliates
87vFinance Investments Inc.
88Wall Street Access
89Cantella & Co. Inc.
90TFS Securities Inc.
91KMS Financial Services, Inc.
92Schwab Independent Branch Services (Franchise)
93ING Advisor Network Inc.
94Edward Jones
95Capital Analysts Inc.
96SA Stone
97Financial Telesis Inc.
98First Republic Securities Co.
99Financial Services International Corp.
100Quincy Cass Associates Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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