Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
76Quest Capital Strategies Inc. 0
77Independent Financial Group LLC0
78HD Vest Investment Services0
79Cetera Advisors0
80Ameriprise Financial Services Inc.0
81Edward Jones
82GBS Financial Corp.
83ING Advisor Network Inc.
84Transamerica Financial Advisors, Inc.
85J.P. Turner & Company LLC
86LPL Investment Holdings Inc.
87Cutter & Co. Inc.
88National Planning Holdings Inc.
89Correll Co. Investment Services Corp.
90Coordinated Capital Securities Inc.
91Protected Investors of America Inc.
92Century Securities Associates Inc.
93WRP Investments Inc.
94Wunderlich Securities Inc.
95Capital Analysts Inc.
96Park Avenue Securities LLC
97Wall Street Financial Group Inc.
98LifeMark Securities Corp.
99SWS Financial Services
100Synergy Investment Group
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.