Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
76Kalos Capital Inc.0
77Fortune Financial Services, Inc.0
78Independent Financial Group LLC0
79Sigma Financial Corp.0
80Cetera Financial Specialists0
81Allstate Financial Services LLC
82World Capital Brokerage, Inc
83The Legend Group Corp.
84Schwab Independent Branch Services (Franchise)
85Edward Jones
86J.P. Turner & Company LLC
87LPL Investment Holdings Inc.
88National Planning Holdings Inc.
89Transamerica Financial Advisors, Inc.
90ING Advisor Network Inc.
91Protected Investors of America Inc.
92GBS Financial Corp.
93WRP Investments Inc.
94Wunderlich Securities Inc.
95Cutter & Co. Inc.
96Park Avenue Securities LLC
97LifeMark Securities Corp.
98SWS Financial Services
99Correll Co. Investment Services Corp.
100Coordinated Capital Securities Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.