Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
76SagePoint Financial Inc.0
77Trustmont Financial Group Inc.0
78Fortune Financial Services, Inc.0
79New England Securities Inc.
80Tower Square Securities Inc.
81Walnut Street Securities Inc.
82Park Avenue Securities LLC
83Wunderlich Securities Inc.
84Foothill Securities Inc.
85WRP Investments Inc.
86National Holdings Corp.
87Quest Capital Strategies Inc.
88Century Securities Associates Inc.
89Schwab Independent Branch Services (Franchise)
90Edward Jones
91National Securities Corp. & Affiliates
92vFinance Investments Inc.
93Wall Street Access
94Cantella & Co. Inc.
95TFS Securities Inc.
96Protected Investors of America Inc.
97Capital Analysts Inc.
98National Planning Holdings Inc.
99Broker Dealer Financial Services Corp.
100LPL Investment Holdings Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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