Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
76Transamerica Financial Advisors, Inc.0
77TFS Securities Inc.
78Equity Services Inc.
79Cutter & Co. Inc.
80Correll Co. Investment Services Corp.
81Coordinated Capital Securities Inc.
82Sterne Agee Financial Services
83Financial Telesis Inc.
84First Republic Securities Co.
85Financial Services International Corp.
86Quincy Cass Associates Inc.
87Packerland Brokerage Services Inc.
88H. Beck Inc.
89D.A. Davidson & Co.
90Williams Financial Group
91Finance 500 Inc.
92Foresters Equity Services Inc.
93Century Securities Associates Inc.
94Ausdal Financial Partners
95Capital Analysts Inc.
96SCF Securities Inc.
97Harbor Financial Services LLC
98TriCor Financial LLC
99Calton & Associates Inc.
100Bernardi Securities Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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