Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
76Coordinated Capital Securities Inc.
77Correll Co. Investment Services Corp.
78Cutter & Co. Inc.
79Equity Services Inc.
80First Midwest Securities Inc.
81GBS Financial Corp.
82HD Vest Investment Services
83ING Advisor Network Inc.
84Transamerica Financial Advisors, Inc.
85LPL Investment Holdings Inc.
86National Planning Holdings Inc.
87Prime Capital Services Inc.
88Protected Investors of America Inc.
89Sigma Financial Corp.
90Wells Fargo Advisors Financial Network
91WRP Investments Inc.
92Wunderlich Securities Inc.
93Ameriprise Financial Services Inc.
94Park Avenue Securities LLC
95Wall Street Financial Group Inc.
96LifeMark Securities Corp.
97Girard Securities Inc.
98Eagle One Investments LLC
99Synergy Investment Group
100IMS Securities Inc./IMS Financial Advisors Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.