Broker-dealer Data Center

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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
76Parkland Securities, LLC0
77Spire Investment Partners LLC0
78Cetera Financial Institutions0
79Trustmont Financial Group Inc.0
80Kalos Capital Inc.0
81Fortune Financial Services, Inc.0
82MetLife Inc.
83New England Securities Inc.
84Tower Square Securities Inc.
85Walnut Street Securities Inc.
86Park Avenue Securities LLC
87Wunderlich Securities Inc.
88Foothill Securities Inc.
89WRP Investments Inc.
90National Holdings Corp.
91World Capital Brokerage, Inc
92The Legend Group Corp.
93Berthel Fisher & Co. Financial Services Inc.
94Capital Investment Co.
95Protected Investors of America Inc.
96vFinance Investments Inc.
97MSI Financial Services, Inc.
98Wall Street Access
99Cantella & Co. Inc.
100National Planning Holdings Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.