Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
101Allstate Financial Services LLC
102Broker Dealer Financial Services Corp.
103Securities Management and Research
104World Capital Brokerage, Inc
105The Legend Group Corp.
106Berthel Fisher & Co. Financial Services Inc.
107Schwab Independent Branch Services (Franchise)
108Edward Jones
109Protected Investors of America Inc.
110BCG Securities, Inc.
111National Planning Holdings Inc.
112VSR Financial Services Inc.
113LPL Investment Holdings Inc.
114WRP Investments Inc.
115Wunderlich Securities Inc.
116Northwestern Mutual
117J.P. Turner & Company LLC
118Park Avenue Securities LLC
119LifeMark Securities Corp.
120Bolton Global Capital
121Hilltop Securities Independent Network Inc.
122ING Advisor Network Inc.
123Synergy Investment Group
124Leonard & Co.
125Advisor Group
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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