Broker-dealer Data Center

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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
101The Legend Group Corp.
102Schwab Independent Branch Services (Franchise)
103Edward Jones
104Bernardi Securities Inc.
105National Planning Holdings Inc.
106LPL Investment Holdings Inc.
107J.P. Turner & Company LLC
108WRP Investments Inc.
109Wunderlich Securities Inc.
110ING Advisor Network Inc.
111Park Avenue Securities LLC
112LifeMark Securities Corp.
113Bolton Global Capital
114Hilltop Securities Independent Network Inc.
115Synergy Investment Group
116Leonard & Co.
117Advisor Group
118MetLife Inc.
119New England Securities Inc.
120Tower Square Securities Inc.
121Walnut Street Securities Inc.
122GBS Financial Corp.
123Foothill Securities Inc.
124National Holdings Corp.
125Capital Investment Co.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.