Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
101J.P. Turner & Company LLC
102BCG Securities, Inc.
103Transamerica Financial Advisors, Inc.
104ING Advisor Network Inc.
105GBS Financial Corp.
106Sterne Agee Financial Services
107Financial Telesis Inc.
108First Republic Securities Co.
109Financial Services International Corp.
110Quincy Cass Associates Inc.
111Packerland Brokerage Services Inc.
112Schwab Independent Branch Services (Franchise)
113Cutter & Co. Inc.
114D.A. Davidson & Co.
115Williams Financial Group
116Finance 500 Inc.
117Foresters Equity Services Inc.
118Correll Co. Investment Services Corp.
119Ausdal Financial Partners
120Coordinated Capital Securities Inc.
121SCF Securities Inc.
122Harbor Financial Services LLC
123TriCor Financial LLC
124Edward Jones
125Veritas Independent Partners
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.