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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
1Leonard & Co.
2Advisor Group
3MetLife Inc.
4New England Securities Inc.
5Tower Square Securities Inc.
6Walnut Street Securities Inc.
7Foothill Securities Inc.
8National Holdings Corp.
9Pointe Capital Inc.
10Quest Capital Strategies Inc.
11Parkland Securities, LLC
12Spire Investment Partners LLC
13Capital Investment Co.
14vFinance Investments Inc.
15MetLife Securities Inc.
16R.M. Stark & Co. Inc.
17Wall Street Access
18Cantella & Co. Inc.
19TFS Securities Inc.
20Ladenburg Thalmann Financial Services Inc.
21Financial Advisers of America LLC
22Sterne Agee Financial Services
23Financial Telesis Inc.
24First Republic Securities Co.
25Financial Services International Corp.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.