Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
101Packerland Brokerage Services Inc.
102Broker Dealer Financial Services Corp.
103HD Vest Investment Services
104D.A. Davidson & Co.
105Williams Financial Group
106Finance 500 Inc.
107Foresters Equity Services Inc.
108GBS Financial Corp.
109Ausdal Financial Partners
110Equity Services Inc.
111Cutter & Co. Inc.
112Harbor Financial Services LLC
113TriCor Financial LLC
114Berthel Fisher & Co. Financial Services Inc.
115BCG Securities, Inc.
116Calton & Associates Inc.
117St. Bernard Financial Services Inc.
118Wunderlich Securities Inc.
119WRP Investments Inc.
120Bernardi Securities Inc.
121Park Avenue Securities LLC
122Allstate Financial Services LLC
123LifeMark Securities Corp.
124Bolton Global Capital
125Hilltop Securities Independent Network Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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