Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
101GBS Financial Corp.
102Equity Services Inc.
103Sterne Agee Financial Services
104Financial Telesis Inc.
105First Republic Securities Co.
106Financial Services International Corp.
107Quincy Cass Associates Inc.
108Packerland Brokerage Services Inc.
109Edward Jones
110Cutter & Co. Inc.
111D.A. Davidson & Co.
112Williams Financial Group
113Finance 500 Inc.
114Foresters Equity Services Inc.
115Correll Co. Investment Services Corp.
116Ausdal Financial Partners
117Coordinated Capital Securities Inc.
118SCF Securities Inc.
119Harbor Financial Services LLC
120TriCor Financial LLC
121Berthel Fisher & Co. Financial Services Inc.
122BCG Securities, Inc.
123Calton & Associates Inc.
124H. Beck Inc.
125Bernardi Securities Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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