Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Excess net capital ▼
101J.P. Turner & Company LLC
102WRP Investments Inc.
103Berthel Fisher & Co. Financial Services Inc.
104BCG Securities, Inc.
105Sterne Agee Financial Services
106Financial Telesis Inc.
107First Republic Securities Co.
108Financial Services International Corp.
109Quincy Cass Associates Inc.
110Packerland Brokerage Services Inc.
111Schwab Independent Branch Services (Franchise)
112GBS Financial Corp.
113D.A. Davidson & Co.
114Williams Financial Group
115Finance 500 Inc.
116Foresters Equity Services Inc.
117Protected Investors of America Inc.
118Ausdal Financial Partners
119ING Advisor Network Inc.
120SCF Securities Inc.
121Harbor Financial Services LLC
122TriCor Financial LLC
123Edward Jones
124Pinnacle Investments, LLC
125Calton & Associates Inc.
« Previous PageNext Page »

137 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.