Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Excess net capital ▼
1LPL Financial LLC$97,371,519
2Lincoln Financial Network$43,225,000
3Northwestern Mutual$34,806,706
4Voya Financial Advisors Inc.$28,159,353
5Kestra Financial$25,689,106
6Raymond James Financial Services Inc.$25,578,000
7SII Investments Inc.$23,230,000
8Waddell & Reed Financial Advisors$21,469,000
9INVEST Financial Corp.$20,425,000
10National Planning Corporation (NPC) $19,340,000
11CUNA Brokerage Services Inc.$17,361,292
12MML Investors Services, LLC$15,570,572
13Commonwealth Financial Network$15,531,689
14Signator Investors Inc.$13,792,473
15AXA Advisors$13,557,220
16SagePoint Financial Inc.$11,433,864
17Royal Alliance Associates Inc.$11,323,308
18Woodbury Financial Services$11,087,591
19Investment Centers of America Inc.$10,982,000
20FSC Securities Corp.$10,454,951
21Lincoln Investment Planning, LLC$10,098,000
22National Securities Corp. & Affiliates$9,385,000
23Cadaret, Grant & Co. Inc.$8,450,244
24Princor Financial Services Corp.$8,229,713
25Cambridge Investment Research Inc.$8,145,981
26ProEquities Inc.$7,846,952
27Triad Advisors Inc.$7,813,306
28Centaurus Financial Inc.$7,200,000
29Ameritas Investment Corp.$7,161,541
30Securities America Inc.$6,400,000
31Hornor Townsend & Kent Inc.$5,930,000
32Securities Service Network Inc.$5,792,000
33KMS Financial Services, Inc.$5,524,487
34Investacorp Inc.$5,223,766
35Questar Capital Corp.$4,957,612
36United Planners Financial Services$4,851,978
37PlanMember Securities Corp.$3,750,000
38Prospera Financial Services Inc.$3,109,027
39LaSalle St. Securities LLC$3,100,000
40NEXT Financial Group Inc.$3,059,089
41Crown Capital Securities L.P.$2,721,813
42J.W. Cole Financial Inc.$2,537,360
43American Portfolios Financial Services Inc.$2,324,594
44The O.N. Equity Sales Co.$2,286,787
45The Strategic Financial Alliance Inc.$2,065,717
46M Holdings Securities Inc. (M Securities)$1,617,157
47Kovack Securities Inc.$1,465,000
48Securities Management and Research$1,286,770
49The Investment Center Inc.$824,354
50Founders Financial Securities, LLC$669,532
51Broker Dealer Financial Services Corp.$553,283
52TFS Securities Inc.$539,586
53CFD Investments Inc.$438,814
54Geneos Wealth Management Inc.$400,000
55Harbour Investments Inc.$370,937
56Nationwide Planning Associates, Inc.$270,889
57Infinity Financial Services $9,344
58Cetera Financial Specialists0
59VSR Financial Services Inc.0
60Securian Financial Services Inc.0
61Cetera Financial Institutions0
62Kalos Capital Inc.0
63Fortune Financial Services, Inc.0
64Cetera Advisor Networks0
65Equity Services Inc.0
66Wells Fargo Advisors Financial Network0
67Trustmont Financial Group Inc.0
68Investors Capital Corp.0
69Sigma Financial Corp.0
70Girard Securities Inc.0
71Summit Brokerage Services, Inc.0
72Spire Investment Partners LLC0
73First Allied Securities, Inc.0
74H. Beck Inc.0
75Parkland Securities, LLC0
76Quest Capital Strategies Inc. 0
77Independent Financial Group LLC0
78HD Vest Investment Services0
79Cetera Advisors0
80Ameriprise Financial Services Inc.0
81Edward Jones
82GBS Financial Corp.
83ING Advisor Network Inc.
84Transamerica Financial Advisors, Inc.
85J.P. Turner & Company LLC
86LPL Investment Holdings Inc.
87Cutter & Co. Inc.
88National Planning Holdings Inc.
89Correll Co. Investment Services Corp.
90Coordinated Capital Securities Inc.
91Protected Investors of America Inc.
92Century Securities Associates Inc.
93WRP Investments Inc.
94Wunderlich Securities Inc.
95Capital Analysts Inc.
96Park Avenue Securities LLC
97Wall Street Financial Group Inc.
98LifeMark Securities Corp.
99SWS Financial Services
100Synergy Investment Group
101IMS Securities Inc./IMS Financial Advisors Inc.
102Leonard & Co.
103Advisor Group
104MetLife Inc.
105New England Securities Inc.
106Tower Square Securities Inc.
107Walnut Street Securities Inc.
108Berthel Fisher & Co. Financial Services Inc.
109Foothill Securities Inc.
110National Holdings Corp.
111Capital Investment Co.
112vFinance Investments Inc.
113MetLife Securities Inc.
114Wall Street Access
115Cantella & Co. Inc.
116BCG Securities, Inc.
117Sterne Agee Financial Services
118Financial Telesis Inc.
119First Republic Securities Co.
120Financial Services International Corp.
121Quincy Cass Associates Inc.
122MidAmerica Financial Services Inc.
123Packerland Brokerage Services Inc.
124D.A. Davidson & Co.
125Williams Financial Group
126Finance 500 Inc.
127Foresters Equity Services Inc.
128Ausdal Financial Partners
129SCF Securities Inc.
130Harbor Financial Services LLC
131TriCor Financial LLC
132Calton & Associates Inc.
133St. Bernard Financial Services Inc.
134Bernardi Securities Inc.
135Allstate Financial Services LLC
136World Capital Brokerage, Inc
137The Legend Group Corp.
138Schwab Independent Branch Services (Franchise)

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.