Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
1LPL Financial LLC$104,787,589
2Waddell & Reed Financial Advisors$52,389,000
3Royal Alliance Associates Inc.$40,300,000
4Lincoln Financial Network$32,600,000
5Raymond James Financial Services Inc.$26,273,000
6SagePoint Financial Inc.$26,000,000
7Voya Financial Advisors Inc.$24,420,211
8FSC Securities Corp.$22,400,000
9Woodbury Financial Services$20,600,000
10MML Investors Services, LLC$17,582,765
11Commonwealth Financial Network$14,134,534
12AXA Advisors LLC$13,175,068
13Cambridge Investment Research Inc.$11,899,039
14Triad Advisors Inc.$11,025,673
15Lincoln Investment Planning, LLC$9,392,611
16Centaurus Financial Inc.$9,313,674
17CUNA Brokerage Services Inc.$8,934,559
18Ameritas Investment Corp.$7,667,631
19Investacorp Inc.$7,043,000
20Securities Service Network Inc.$6,918,000
21ProEquities Inc.$6,673,998
22Cadaret, Grant & Co. Inc.$6,295,361
23Signator Investors Inc.$5,561,914
24KMS Financial Services, Inc.$5,266,860
25Securities America Inc.$5,200,000
26Hornor Townsend & Kent Inc.$5,050,000
27Principal Securities, Inc. (fka Princor Financial Services Corp.)$4,894,078
28United Planners Financial Services$4,738,245
29Questar Capital Corp.$4,500,000
30Prospera Financial Services Inc.$3,643,059
31NEXT Financial Group Inc.$2,899,858
32LaSalle St. Securities LLC$2,800,000
33Crown Capital Securities L.P.$2,755,164
34J.W. Cole Financial Inc.$2,745,650
35American Portfolios Financial Services Inc.$2,397,842
36The O.N. Equity Sales Co.$2,387,226
37Kovack Securities, Inc.$1,875,500
38The Strategic Financial Alliance Inc.$1,792,637
39The Investment Center Inc.$839,270
40PlanMember Securities Corp.$666,000
41Founders Financial Securities, LLC$634,861
42Harbour Investments Inc.$455,000
43M Holdings Securities Inc. (M Securities)$436,937
44CFD Investments Inc.$433,725
45Geneos Wealth Management Inc.$400,000
46Nationwide Planning Associates, Inc.$313,518
47Arete Wealth Management$274,000
48Veritas Independent Partners$33,933
49St. Bernard Financial Services Inc.$18,000
50Infinity Financial Services $16,600
51IMS Securities Inc./IMS Financial Advisors Inc.$10,392
52Cetera Advisors0
53Parkland Securities, LLC0
54Spire Investment Partners LLC0
55Capital Investment Co.0
56Girard Securities Inc.0
57Summit Brokerage Services, Inc.0
58Cetera Advisor Networks0
59Cetera Financial Specialists0
60National Planning Corporation (NPC) 0
61Kalos Capital Inc.0
62Fortune Financial Services, Inc.0
63Independent Financial Group LLC0
64Cetera Financial Institutions0
65Investment Centers of America Inc.0
66INVEST Financial Corp.0
67Ameriprise Financial Services Inc.0
68Kestra Financial0
69Securian Financial Services Inc.0
70Sigma Financial Corp.0
71HD Vest Investment Services0
72SII Investments Inc.0
73Wells Fargo Advisors Financial Network0
74Trustmont Financial Group Inc.0
75First Allied Securities, Inc.0
76Transamerica Financial Advisors, Inc.0
77TFS Securities Inc.
78Equity Services Inc.
79Cutter & Co. Inc.
80Correll Co. Investment Services Corp.
81Coordinated Capital Securities Inc.
82Sterne Agee Financial Services
83Financial Telesis Inc.
84First Republic Securities Co.
85Financial Services International Corp.
86Quincy Cass Associates Inc.
87Packerland Brokerage Services Inc.
88H. Beck Inc.
89D.A. Davidson & Co.
90Williams Financial Group
91Finance 500 Inc.
92Foresters Equity Services Inc.
93Century Securities Associates Inc.
94Ausdal Financial Partners
95Capital Analysts Inc.
96SCF Securities Inc.
97Harbor Financial Services LLC
98TriCor Financial LLC
99Calton & Associates Inc.
100Bernardi Securities Inc.
101Allstate Financial Services LLC
102Broker Dealer Financial Services Corp.
103Securities Management and Research
104World Capital Brokerage, Inc
105The Legend Group Corp.
106Berthel Fisher & Co. Financial Services Inc.
107Schwab Independent Branch Services (Franchise)
108Edward Jones
109Protected Investors of America Inc.
110BCG Securities, Inc.
111National Planning Holdings Inc.
112VSR Financial Services Inc.
113LPL Investment Holdings Inc.
114WRP Investments Inc.
115Wunderlich Securities Inc.
116Northwestern Mutual
117J.P. Turner & Company LLC
118Park Avenue Securities LLC
119LifeMark Securities Corp.
120Bolton Global Capital
121Hilltop Securities Independent Network Inc.
122ING Advisor Network Inc.
123Synergy Investment Group
124Leonard & Co.
125Advisor Group
126MetLife Inc.
127New England Securities Inc.
128Tower Square Securities Inc.
129Walnut Street Securities Inc.
130GBS Financial Corp.
131Foothill Securities Inc.
132National Holdings Corp.
133Quest Capital Strategies Inc.
134National Securities Corp. & Affiliates
135vFinance Investments Inc.
136MSI Financial Services, Inc.
137Wall Street Access
138Cantella & Co. Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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