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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
1MetLife Securities Inc.
2MidAmerica Financial Services Inc.
3MML Investors Services LLC$18,017,550
4National Holdings Corp.
5National Planning Corp.$12,030,000
6National Planning Holdings Inc.
7National Securities Corp.$6,682,000
8New England Securities Inc.
9NEXT Financial Group Inc.$2,409,225
10NFP Advisor Services$7,013,914
11Northwestern Mutual$66,410,404
12The O.N. Equity Sales Co.$766,000
13Packerland Brokerage Services Inc.$527,850
14Park Avenue Securities LLC
15Parkland Securities, LLC
16PlanMember Securities Corp.$2,088,000
17Pointe Capital Inc.
18Prime Capital Services Inc.
19Princor Financial Services Corp.$6,720,250
20ProEquities Inc.$13,008,569
21Prospera Financial Services Inc.$2,010,698
22Protected Investors of America Inc.
23Quest Capital Strategies Inc.
24Questar Capital Corp.$3,293,472
25Quincy Cass Associates Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.