Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
76National Planning Corporation (NPC) 0
77National Securities Corp. & Affiliates
78Nationwide Planning Associates, Inc.$313,518
79New England Securities Inc.
80NEXT Financial Group Inc.$2,899,858
81Northwestern Mutual Investment Services$33,900,000
82Noyes$470,000
83The O.N. Equity Sales Co.$2,387,226
84Packerland Brokerage Services Inc.
85Park Avenue Securities LLC
86Parkland Securities, LLC0
87PlanMember Securities Corp.$666,000
88Principal Securities, Inc. (fka Princor Financial Services Corp.)$4,894,078
89ProEquities Inc.$6,673,998
90Prospera Financial Services Inc.$3,643,059
91Protected Investors of America Inc.
92Quest Capital Strategies Inc.
93Questar Capital Corp.$4,500,000
94Quincy Cass Associates Inc.
95Raymond James Financial Services Inc.$26,763,000
96Royal Alliance Associates Inc.$40,300,000
97SA Stone
98SagePoint Financial Inc.0
99SCF Securities Inc.$889,016
100Schwab Independent Branch Services (Franchise)
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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