Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
76MetLife Inc.
77MetLife Securities Inc.
78MidAmerica Financial Services Inc.
79MML Investors Services, LLC$18,017,550
80National Holdings Corp.
81National Planning Corporation (NPC) $12,030,000
82National Planning Holdings Inc.
83National Securities Corp.$6,682,000
84New England Securities Inc.
85NEXT Financial Group Inc.$2,409,225
86NFP Advisor Services$7,013,914
87Northwestern Mutual$66,410,404
88The O.N. Equity Sales Co.$766,000
89Packerland Brokerage Services Inc.$527,850
90Park Avenue Securities LLC
91Parkland Securities, LLC
92PlanMember Securities Corp.$2,088,000
93Pointe Capital Inc.
94Prime Capital Services Inc.
95Princor Financial Services Corp.$6,720,250
96ProEquities Inc.$13,008,569
97Prospera Financial Services Inc.$2,010,698
98Protected Investors of America Inc.
99Quest Capital Strategies Inc.
100Questar Capital Corp.$3,293,472
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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