Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
76MetLife Inc.
77MML Investors Services, LLC$17,582,765
78National Holdings Corp.
79National Planning Corporation (NPC) 0
80National Planning Holdings Inc.
81National Securities Corp. & Affiliates
82Nationwide Planning Associates, Inc.$313,518
83New England Securities Inc.
84NEXT Financial Group Inc.$2,899,858
85Northwestern Mutual Investment Services
86The O.N. Equity Sales Co.$2,387,226
87Packerland Brokerage Services Inc.
88Park Avenue Securities LLC
89Parkland Securities, LLC0
90PlanMember Securities Corp.$666,000
91Principal Securities, Inc. (fka Princor Financial Services Corp.)$4,894,078
92ProEquities Inc.$6,673,998
93Prospera Financial Services Inc.$3,643,059
94Protected Investors of America Inc.
95Quest Capital Strategies Inc.
96Questar Capital Corp.$4,500,000
97Quincy Cass Associates Inc.
98Raymond James Financial Services Inc.$26,273,000
99Royal Alliance Associates Inc.$40,300,000
100SA Stone
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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