Broker-dealer Data Center
All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital|
|1||MetLife Securities Inc.||—|
|2||MidAmerica Financial Services Inc.||—|
|3||MML Investors Services LLC||$18,017,550|
|4||National Holdings Corp.||—|
|5||National Planning Corp.||$12,030,000|
|6||National Planning Holdings Inc.||—|
|7||National Securities Corp.||$6,682,000|
|8||New England Securities Inc.||—|
|9||NEXT Financial Group Inc.||$2,409,225|
|10||NFP Advisor Services||$7,013,914|
|12||The O.N. Equity Sales Co.||$766,000|
|13||Packerland Brokerage Services Inc.||$527,850|
|14||Park Avenue Securities LLC||—|
|15||Parkland Securities, LLC||—|
|16||PlanMember Securities Corp.||$2,088,000|
|17||Pointe Capital Inc.||—|
|18||Prime Capital Services Inc.||—|
|19||Princor Financial Services Corp.||$6,720,250|
|21||Prospera Financial Services Inc.||$2,010,698|
|22||Protected Investors of America Inc.||—|
|23||Quest Capital Strategies Inc.||—|
|24||Questar Capital Corp.||$3,293,472|
|25||Quincy Cass Associates Inc.||—|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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