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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
76LPL Investment Holdings Inc.
77M Holdings Securities Inc. (M Securities)$436,937
78MetLife Inc.
79MML Investors Services, LLC$17,582,765
80MSI Financial Services, Inc.
81National Holdings Corp.
82National Planning Corporation (NPC) 0
83National Planning Holdings Inc.
84National Securities Corp. & Affiliates
85Nationwide Planning Associates, Inc.$313,518
86New England Securities Inc.
87NEXT Financial Group Inc.$2,899,858
88Northwestern Mutual
89The O.N. Equity Sales Co.$2,387,226
90Packerland Brokerage Services Inc.
91Park Avenue Securities LLC
92Parkland Securities, LLC0
93PlanMember Securities Corp.$666,000
94Principal Securities, Inc. (fka Princor Financial Services Corp.)$4,894,078
95ProEquities Inc.$6,673,998
96Prospera Financial Services Inc.$3,643,059
97Protected Investors of America Inc.
98Quest Capital Strategies Inc.
99Questar Capital Corp.$4,500,000
100Quincy Cass Associates Inc.
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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