Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
76National Planning Corporation (NPC)
77National Securities Corp. & Affiliates
78Nationwide Planning Associates, Inc.$657,979
79New England Securities Inc.
80NEXT Financial Group Inc.
81Northwestern Mutual Investment Services$72,000,000
82The O.N. Equity Sales Co.$1,902,905
83Packerland Brokerage Services Inc.
84Park Avenue Securities LLC
85Parkland Securities, LLC0
86PlanMember Securities Corp.$2,558,000
87Principal Securities, Inc. (fka Princor Financial Services Corp.)$13,973,324
88ProEquities Inc.$4,983,528
89Prospera Financial Services Inc.$5,707,276
90Protected Investors of America Inc.
91Quest Capital Strategies Inc.
92Questar Capital Corp.$2,098,000
93Quincy Cass Associates Inc.
94Raymond James Financial Services Inc.$34,238,000
95Royal Alliance Associates Inc.0
96SA Stone
97SagePoint Financial Inc.0
98SCF Securities Inc.$1,310,179
99Schwab Independent Branch Services (Franchise)
100Securian Financial Services Inc.0
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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