Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
76MetLife Inc.
77MetLife Securities Inc.
78MML Investors Services, LLC$15,570,572
79National Holdings Corp.
80National Planning Corporation (NPC) $19,340,000
81National Planning Holdings Inc.
82National Securities Corp. & Affiliates$9,385,000
83Nationwide Planning Associates, Inc.$270,889
84New England Securities Inc.
85NEXT Financial Group Inc.$3,059,089
86Northwestern Mutual$34,806,706
87The O.N. Equity Sales Co.$2,286,787
88Packerland Brokerage Services Inc.
89Park Avenue Securities LLC
90Parkland Securities, LLC0
91Pinnacle Investments, LLC
92PlanMember Securities Corp.$3,750,000
93Princor Financial Services Corp.$8,229,713
94ProEquities Inc.$7,846,952
95Prospera Financial Services Inc.$3,109,027
96Protected Investors of America Inc.
97Quest Capital Strategies Inc. 0
98Questar Capital Corp.$4,957,612
99Quincy Cass Associates Inc.
100Raymond James Financial Services Inc.$25,578,000
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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