Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
26Broker Dealer Financial Services Corp.$405,474
27Geneos Wealth Management Inc.$336,467
28Arete Wealth Management$244,177
29Securities Management and Research$189,013
30CFD Investments Inc.$40,755
31Harbour Investments Inc.$9,250
32Centaurus Financial Inc.$3
33FSC Securities Corp.0
34H. Beck Inc.0
35Commonwealth Financial Network0
36Crown Capital Securities L.P.0
37Equity Services Inc.0
38First Allied Securities, Inc.0
39HD Vest Investment Services0
40Cetera Advisor Networks0
41Voya Financial Advisors Inc.0
42Cetera Advisors0
43Transamerica Financial Advisors, Inc.0
44Investors Capital Corp.0
45INVEST Financial Corp.0
46Investment Centers of America Inc.0
47National Planning Corporation (NPC) 0
48SII Investments Inc.0
49Kestra Financial0
50PlanMember Securities Corp.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.