Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
26Broker Dealer Financial Services Corp.$405,474
27Geneos Wealth Management Inc.$336,467
28Securities Management and Research$189,013
29CFD Investments Inc.$40,755
30Harbour Investments Inc.$9,250
31Centaurus Financial Inc.$3
32First Allied Securities, Inc.0
33H. Beck Inc.0
34Commonwealth Financial Network0
35Crown Capital Securities L.P.0
36Equity Services Inc.0
37Royal Alliance Associates Inc.0
38HD Vest Investment Services0
39Cetera Advisor Networks0
40Voya Financial Advisors Inc.0
41Cetera Advisors0
42Investors Capital Corp.0
43INVEST Financial Corp.0
44Investment Centers of America Inc.0
45National Planning Corporation (NPC) 0
46SII Investments Inc.0
47Kestra Financial, Inc. 0
48PlanMember Securities Corp.0
49ProEquities Inc.0
50Securities America Inc.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.