Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
51Spire Investment Partners LLC0
52Crown Capital Securities L.P.0
53INVEST Financial Corp.0
54Investment Centers of America Inc.0
55National Planning Corporation (NPC) 0
56SII Investments Inc.0
57KMS Financial Services, Inc.0
58Cetera Financial Institutions0
59SagePoint Financial Inc.0
60FSC Securities Corp.0
61Kestra Financial0
62PlanMember Securities Corp.0
63ProEquities Inc.0
64Trustmont Financial Group Inc.0
65Equity Services Inc.0
66Securities America Inc.0
67Securities Service Network Inc.0
68Sigma Financial Corp.0
69Raymond James Financial Services Inc.0
70Cetera Financial Specialists0
71Kalos Capital Inc.0
72Fortune Financial Services, Inc.0
73Triad Advisors Inc.0
74Voya Financial Advisors Inc.0
75Girard Securities Inc.0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.