Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
51Securities Service Network Inc.0
52Sigma Financial Corp.0
53Cetera Financial Specialists0
54Triad Advisors Inc.0
55Questar Capital Corp.0
56VSR Financial Services Inc.0
57Wells Fargo Advisors Financial Network0
58Woodbury Financial Services0
59Northwestern Mutual0
60Lincoln Financial Network0
61Ameriprise Financial Services Inc.0
62Securian Financial Services Inc.0
63Girard Securities Inc.0
64Summit Brokerage Services, Inc.0
65Waddell & Reed Financial Advisors0
66Lincoln Investment Planning, LLC0
67Independent Financial Group LLC0
68Hornor Townsend & Kent Inc.0
69Quest Capital Strategies Inc. 0
70Parkland Securities, LLC0
71Spire Investment Partners LLC0
72KMS Financial Services, Inc.0
73Cetera Financial Institutions0
74SagePoint Financial Inc.0
75FSC Securities Corp.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.