Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
51Summit Brokerage Services, Inc.
52Waddell & Reed Financial Advisors
53Lincoln Investment Planning, LLC
54Eagle One Investments LLC
55Synergy Investment Group
56IMS Securities Inc./IMS Financial Advisors Inc.
57Independent Financial Group LLC
58Leonard & Co.
59Advisor Group
60MetLife Inc.
61New England Securities Inc.
62Tower Square Securities Inc.
63Walnut Street Securities Inc.
64Centaurus Financial Inc.
65Foothill Securities Inc.
66Hornor Townsend & Kent Inc.
67National Holdings Corp.
68Pointe Capital Inc.
69Quest Capital Strategies Inc.
70Parkland Securities, LLC
71Spire Investment Partners LLC
72Capital Investment Co.
73vFinance Investments Inc.
74MetLife Securities Inc.
75R.M. Stark & Co. Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.