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Year
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Clearing firm
Revenue
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$626,072,849
2Equitable Advisors, LLC$102,722,860
3Cambridge Investment Research, Inc.$44,449,903
4Atria Wealth Solutions$24,156,386
5Kovack Securities, Inc.$4,885,550
6J.W. Cole Financial Inc.$4,590,540
7Arete Wealth$3,467,127
8Arkadios Capital$3,100,000
9United Planners Financial Services$2,912,350
10LaSalle St. Securities LLC$2,800,000
11The Investment Center Inc.$2,515,567
12Triad Advisors, LLC$2,125,700
13American Portfolios Financial Services Inc.$2,014,181
14Founders Financial$1,866,517
15Geneos Wealth Management Inc.$1,579,172
16The Leaders Group$1,268,604
17Nationwide Planning Associates, Inc.$747,790
18Packerland Brokerage Services Inc.$462,787
19Prospera Financial Services Inc.$322,946
20The O.N. Equity Sales Co.$295,399
21CFD Investments Inc.$240,240
22Harbour Investments Inc.$139,000
23Alden Investment Group$1
24St. Bernard Financial Services Inc.0
25Lincoln Investment Planning, LLC0
26The Strategic Financial Alliance Inc.0
27Independent Financial Group, LLC0
28Kestra Financial, Inc0
29PlanMember Securities Corp.0
30Principal Securities, Inc. 0
31Trutoro0
32Concourse Financial Group Securities, Inc.0
33Thurston Springer Miller Herd & Titak0
34Vanderbilt Financial Group0
35Advisor Group0
36Royal Alliance Associates Inc.0
37Hornor, Townsend & Kent, LLC0
38Ameritas Investment Company/Ameritas Advisory Services0
39Parkland Securities, LLC0
40Securities America Inc.0
41Cutter & Company, Inc.0
42Sigma Financial Corp.0
43Equity Services Inc. 0
44Transamerica Financial Advisors, Inc.0
45Grove Point Financial, LLC0
46SagePoint Financial Inc.0
47FSC Securities Corp.0
48Woodbury Financial Services0
49Northwestern Mutual 0
50Trustmont Financial Group Inc.0
51MML Investors Services, LLC0
52Ameriprise Financial Services, LLC0
53Park Avenue Securities LLC0
54Securian Financial Services Inc.0
55Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
56Raymond James Financial Services Inc.0
57Fortune Financial Services, Inc.0
58Waddell & Reed Financial Advisors0
59Centaurus Financial, Inc.0
60M Holdings Securities Inc. (M Securities)$-373,777
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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