Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
1Wells Fargo Advisors Financial Network$68,304,843
2Commonwealth Financial Network$54,694,073
3Prospera Financial Services Inc.$48,020,329
4Raymond James Financial Services Inc.$46,556,555
6CUNA Brokerage Services Inc.$45,243,781
7Geneos Wealth Management Inc.$44,615,234
8Kestra Financial, Inc$44,161,741
9M Holdings Securities Inc. (M Securities)$39,769,732
10Investment Centers of America Inc.$39,680,623
11KMS Financial Services, Inc.$38,129,676
12SII Investments Inc.$37,053,335
13LPL Financial LLC$35,434,336
14First Allied Securities, Inc.$34,848,445
15National Planning Corporation (NPC) $33,683,720
16Triad Advisors LLC$32,013,877
17Founders Financial Securities, LLC$31,166,664
18Securities Service Network Inc.$31,145,401
19Securities America Inc.$29,877,773
20Harbour Investments Inc.$28,908,367
21Independent Financial Group LLC$28,160,927
22INVEST Financial Corp.$27,535,459
23J.W. Cole Financial Inc.$27,511,398
24Cetera Advisor Networks$27,492,810
25Summit Brokerage Services, Inc.$27,215,511
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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