Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
1Wells Fargo Advisors Financial Network$66,451,368
2Commonwealth Financial Network$48,914,616
3Prospera Financial Services Inc.$45,462,727
4Geneos Wealth Management Inc.$41,007,299
5Kestra Financial$39,961,343
6M Holdings Securities Inc. (M Securities)$39,378,384
7KMS Financial Services, Inc.$36,151,961
8First Allied Securities, Inc.$35,586,076
9VSR Financial Services Inc.$34,449,664
10CUNA Brokerage Services Inc.$34,015,731
11LPL Financial LLC$33,808,588
12Royal Alliance Associates Inc.$30,822,054
13Securities Service Network Inc.$30,696,188
14Triad Advisors Inc.$29,937,028
15Founders Financial Securities, LLC$29,928,571
16Harbour Investments Inc.$28,881,857
17FSC Securities Corp.$28,266,612
18Securities America Inc.$27,815,207
19The Strategic Financial Alliance Inc.$27,204,068
20American Portfolios Financial Services Inc.$26,638,582
21Cadaret, Grant & Co. Inc.$26,399,543
22Securian Financial Services Inc.$25,743,594
23Independent Financial Group LLC$25,732,833
24Waddell & Reed Financial Advisors$25,179,314
25Cetera Advisor Networks$24,482,883
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.