Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
1Wells Fargo Advisors Financial Network$68,304,843
2Commonwealth Financial Network$54,694,073
3Prospera Financial Services Inc.$47,667,238
4CUNA Brokerage Services Inc.$45,243,781
5Geneos Wealth Management Inc.$44,615,234
6Kestra Financial, Inc$44,161,741
7M Holdings Securities Inc. (M Securities)$39,769,732
8Investment Centers of America Inc.$39,680,623
9KMS Financial Services, Inc.$38,129,676
10SII Investments Inc.$37,053,335
11LPL Financial LLC$35,434,336
12First Allied Securities, Inc.$34,848,445
13Royal Alliance Associates Inc.$33,870,788
14National Planning Corporation (NPC) $33,683,720
15Triad Advisors LLC$32,013,877
16Founders Financial Securities, LLC$31,166,664
17Securities Service Network Inc.$31,145,401
18FSC Securities Corp.$30,540,675
19Securities America Inc.$29,877,773
20Raymond James Financial Services Inc.$29,171,991
21Harbour Investments Inc.$28,908,367
22Cadaret, Grant & Co. Inc.$28,647,384
23Independent Financial Group LLC$28,160,927
24Girard Securities Inc.$27,986,063
25Woodbury Financial Services$27,630,345
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135 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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