Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
1Wells Fargo Advisors Financial Network$78,570,893
2Commonwealth Financial Network$71,070,615
3Prospera Financial Services Inc.$52,269,987
4CUNA Brokerage Services Inc.$50,924,613
5Raymond James Financial Services Inc.$49,771,935
6David A. Noyes & Company$48,837,209
7M Holdings Securities Inc. (M Securities)$43,975,904
8First Allied Securities, Inc.$41,982,567
9Geneos Wealth Management Inc.$41,307,531
10LPL Financial LLC$40,442,805
11Kestra Financial, Inc$40,425,844
12Waddell & Reed Financial Advisors$38,672,612
13Founders Financial Securities, LLC$37,332,542
14Harbour Investments Inc.$37,182,353
15J.W. Cole Financial Inc.$36,202,105
16Securities America Inc.$34,656,824
17Securities Service Network Inc.$33,263,452
18Summit Brokerage Services, Inc.$32,684,412
19Triad Advisors LLC$32,289,344
20Securian Financial Services Inc.$31,269,365
21Signator Investors Inc.$30,607,875
22Independent Financial Group LLC$29,963,590
23American Portfolios Financial Services Inc.$29,448,787
24Cetera Advisor Networks$29,421,747
25MML Investors Services, LLC$29,141,820
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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