Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Avg. assets per rep ▼
26AXA Advisors LLC$28,989,902
27Cetera Advisors$28,399,088
28Voya Financial Advisors Inc.$28,226,067
29United Planners Financial Services$27,699,458
30The Strategic Financial Alliance Inc.$27,574,652
31Cadaret, Grant & Co. Inc.$27,459,798
32Investacorp Inc.$26,277,876
33H. Beck Inc.$26,055,548
34Sigma Financial Corp.$25,945,122
35Kovack Securities, Inc.$25,578,313
36Northwestern Mutual Investment Services$24,351,615
37Lincoln Investment Planning, LLC$24,153,060
38Cambridge Investment Research Inc.$23,823,054
39Royal Alliance Associates Inc.$23,153,794
40The Investment Center Inc.$22,992,701
41CFD Investments Inc.$22,985,124
42FSC Securities Corp.$22,689,587
43Principal Securities, Inc. (fka Princor Financial Services Corp.)$22,180,621
44PlanMember Securities Corp.$22,026,432
45Cetera Financial Institutions$21,329,359
46Questar Capital Corp.$20,740,148
47Woodbury Financial Services$19,918,238
48Trustmont Financial Group Inc.$19,798,131
49SagePoint Financial Inc.$19,498,899
50Cetera Financial Specialists$18,461,712
« Previous PageNext Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


Surprises when reporting on Morningstar

Assistant managing editor Susan Kelly speaks with senior columnist John Waggoner about the interesting discoveries he found in speaking with the analytics giant.

Latest news & opinion

Morningstar evolving well beyond its origins analyzing mutual funds

Led by CEO Kunal Kapoor, firm is moving way past ratings — and financial advisers are paying close attention.

Focus Financial IPO could be a sell signal for RIAs

The $100 million stock offering will fine-tune RIA valuations.

Ex-Edward Jones broker sues former firm, alleging racial bias

Complaint alleges the firm's policies limit African-Americans' 'income and advancement opportunities'

Piwowar defends SEC's best-interest rule

SEC commissioner says the Department of Labor rule set up an 'unworkable, impossible set of standards for people to comply with.'

RIA in a Box acquired by private equity firm Aquiline Capital

New owners plan more growth for the software service provider.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.