Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
26Cetera Advisor Networks$24,955,565
27Woodbury Financial Services$24,186,993
28Investacorp Inc.$24,084,778
29LaSalle St. Securities LLC$23,278,689
30SWS Financial Services$23,109,722
31AXA Advisors$23,053,358
32United Planners Financial Services$22,831,050
33SagePoint Financial Inc.$22,609,402
34The Investment Center Inc.$22,419,929
35Signator Investors Inc.$22,273,031
36Cetera Advisors$22,260,367
37Independent Financial Group LLC$22,114,867
38J.W. Cole Financial Inc.$21,945,837
39NEXT Financial Group Inc.$21,235,151
40Investors Capital Corp.$20,461,048
41H. Beck Inc.$20,376,483
42Cambridge Investment Research Inc.$20,082,988
43Securian Financial Services Inc.$18,419,016
44Northwestern Mutual$18,368,448
45Cetera Financial Institutions$17,600,502
46Questar Capital Corp.$16,649,046
47Ameritas Investment Corp.$16,023,490
48J.P. Turner & Company LLC$15,828,179
49Kovack Securities Inc.$15,167,080
50Voya Financial Advisors Inc.$15,127,740
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.