Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
26AXA Advisors LLC$28,989,902
27Cetera Advisors$28,399,088
28Voya Financial Advisors Inc.$28,226,067
29United Planners Financial Services$27,699,458
30The Strategic Financial Alliance Inc.$27,574,652
31Cadaret, Grant & Co. Inc.$27,459,798
32Investacorp Inc.$26,277,876
33H. Beck Inc.$26,055,548
34Sigma Financial Corp.$25,945,122
35Kovack Securities, Inc.$25,578,313
36Northwestern Mutual Investment Services$24,351,615
37Lincoln Investment Planning, LLC$24,153,060
38Cambridge Investment Research Inc.$23,823,054
39Royal Alliance Associates Inc.$23,153,794
40The Investment Center Inc.$22,992,701
41CFD Investments Inc.$22,985,124
42FSC Securities Corp.$22,689,587
43Principal Securities, Inc. (fka Princor Financial Services Corp.)$22,180,621
44PlanMember Securities Corp.$22,026,432
45Cetera Financial Institutions$21,329,359
46Questar Capital Corp.$20,740,148
47Woodbury Financial Services$19,918,238
48Trustmont Financial Group Inc.$19,798,131
49SagePoint Financial Inc.$19,498,899
50Cetera Financial Specialists$18,461,712
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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