Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
26Waddell & Reed Financial Advisors$27,139,626
27American Portfolios Financial Services Inc.$26,804,061
28Securian Financial Services Inc.$25,433,946
29Cadaret, Grant & Co. Inc.$25,431,388
30AXA Advisors LLC$25,145,435
31The Strategic Financial Alliance Inc.$24,870,857
32Signator Investors Inc.$24,688,003
33Investacorp Inc.$24,482,601
34Cetera Advisors$24,418,497
35United Planners Financial Services$24,080,609
36The Investment Center Inc.$24,015,748
37NEXT Financial Group Inc.$23,195,990
38Voya Financial Advisors Inc.$22,826,311
39Lincoln Investment Planning, LLC$22,817,052
40Royal Alliance Associates Inc.$21,854,085
41Sigma Financial Corp.$21,493,024
42Cambridge Investment Research Inc.$21,002,675
43FSC Securities Corp.$20,500,625
44Kovack Securities, Inc.$20,407,284
45Northwestern Mutual Investment Services$19,950,367
46CFD Investments Inc.$19,579,020
47PlanMember Securities Corp.$18,979,592
48Cetera Financial Institutions$18,530,302
49Woodbury Financial Services$18,224,270
50Questar Capital Corp.$17,916,169
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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