Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
26INVEST Financial Corp.$27,535,459
27J.W. Cole Financial Inc.$27,511,398
28Cetera Advisor Networks$27,492,810
29Summit Brokerage Services, Inc.$27,215,511
30SagePoint Financial Inc.$27,152,684
31Waddell & Reed Financial Advisors$27,139,626
32American Portfolios Financial Services Inc.$26,804,061
33Securian Financial Services Inc.$25,433,946
34AXA Advisors LLC$25,145,435
35The Strategic Financial Alliance Inc.$24,870,857
36The Investment Center Inc.$24,796,748
37Signator Investors Inc.$24,688,003
38Investacorp Inc.$24,482,601
39Cetera Advisors$24,418,497
40United Planners Financial Services$24,080,609
41NEXT Financial Group Inc.$23,195,990
42Lincoln Investment Planning, LLC$22,817,052
43Sigma Financial Corp.$21,493,024
44Cambridge Investment Research Inc.$21,002,675
45Kovack Securities, Inc.$20,407,284
46CFD Investments Inc.$19,579,020
47PlanMember Securities Corp.$18,979,592
48Cetera Financial Institutions$18,530,302
49Questar Capital Corp.$17,916,169
50Nationwide Planning Associates, Inc.$17,367,448
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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