Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
1Cetera Advisor Networks$24,955,565
2Woodbury Financial Services$24,186,993
3Investacorp Inc.$24,084,778
4LaSalle St. Securities LLC$23,278,689
5SWS Financial Services$23,109,722
6AXA Advisors$23,053,358
7United Planners Financial Services$22,831,050
8SagePoint Financial Inc.$22,609,402
9The Investment Center Inc.$22,419,929
10Signator Investors Inc.$22,273,031
11Cetera Advisors$22,260,367
12Independent Financial Group LLC$22,114,867
13J.W. Cole Financial Inc.$21,945,837
14NEXT Financial Group Inc.$21,235,151
15Investors Capital Corp.$20,461,048
16H. Beck Inc.$20,376,483
17Cambridge Investment Research Inc.$20,082,988
18Securian Financial Services Inc.$18,419,016
19Northwestern Mutual$18,368,448
20Cetera Financial Institutions$17,600,502
21Questar Capital Corp.$16,649,046
22Ameritas Investment Corp.$16,023,490
23J.P. Turner & Company LLC$15,828,179
24Kovack Securities Inc.$15,167,080
25Voya Financial Advisors Inc.$15,127,740
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.