Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Avg. assets per rep ▼
26INVEST Financial Corp.$27,535,459
27J.W. Cole Financial Inc.$27,511,398
28Cetera Advisor Networks$27,492,810
29Summit Brokerage Services, Inc.$27,215,511
30SagePoint Financial Inc.$27,152,684
31Waddell & Reed Financial Advisors$27,139,626
32American Portfolios Financial Services Inc.$26,804,061
33Securian Financial Services Inc.$25,433,946
34AXA Advisors LLC$25,145,435
35The Strategic Financial Alliance Inc.$24,870,857
36The Investment Center Inc.$24,796,748
37Signator Investors Inc.$24,688,003
38Investacorp Inc.$24,482,601
39Cetera Advisors$24,418,497
40United Planners Financial Services$24,080,609
41NEXT Financial Group Inc.$23,195,990
42Lincoln Investment Planning, LLC$22,817,052
43Sigma Financial Corp.$21,493,024
44Cambridge Investment Research Inc.$21,002,675
45Kovack Securities, Inc.$20,407,284
46CFD Investments Inc.$19,579,020
47PlanMember Securities Corp.$18,979,592
48Cetera Financial Institutions$18,530,302
49Questar Capital Corp.$17,916,169
50Nationwide Planning Associates, Inc.$17,367,448
« Previous PageNext Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Latest news & opinion

DOL Fiduciary Rule: What you need to know about Acosta's decision

Labor Secretary Alexander Acosta confirmed that the agency's fiduciary rule will become applicable on June 9. Find out what advisers and firms should know when it goes into effect.

Acosta declines to extend delay of DOL fiduciary rule

Labor Secretary finds no legal basis to delay implementation; rule to become applicable June 9

Phyllis Borzi says opponents of DOL fiduciary rule face uphill climb to further delay or dilute it

Former assistant Labor secretary who crafted the rule says President Trump won't be able to get rid of it simply because he doesn't like it.

Advisers go on the offensive, getting clients ready for the next market correction

Some proactive planners are spelling out for clients the impact of a 10% or 20% correction.