Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
101MetLife Securities Inc.
102R.M. Stark & Co. Inc.
103Wall Street Access
104Cantella & Co. Inc.
105Protected Investors of America Inc.
106Prime Capital Services Inc.
107National Planning Holdings Inc.
108LPL Investment Holdings Inc.
109Financial Advisers of America LLC
110J.P. Turner & Company LLC
111Transamerica Financial Advisors, Inc.
112Sterne Agee Financial Services
113Financial Telesis Inc.
114First Republic Securities Co.
115Financial Services International Corp.
116Quincy Cass Associates Inc.
117MidAmerica Financial Services Inc.
118Coordinated Capital Securities Inc.
119ING Advisor Network Inc.
120GBS Financial Corp.
121Schwab Independent Branch Services (Franchise)
122Williams Financial Group
123Finance 500 Inc.
124Foresters Equity Services Inc.
125First Midwest Securities Inc.
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.