Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Avg. assets per rep ▼
1Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$93,885,299
2Geneos Wealth Management Inc.$71,654,224
3Prospera Financial Services Inc.$68,217,054
4Raymond James Financial Services Inc.$57,139,006
5Kestra Financial, Inc$55,118,735
6Waddell & Reed Financial Advisors$52,291,489
7LPL Financial LLC$52,240,297
8Independent Financial Group, LLC$51,440,650
9FSC Securities Corp.$45,913,074
10J.W. Cole Financial Inc.$45,091,893
11Securities America Inc.$45,027,838
12Grove Point Financial, LLC$44,441,479
13Lincoln Investment Planning, LLC$44,337,019
14Harbour Investments Inc.$44,308,824
15Triad Advisors, LLC$43,061,268
16Principal Securities, Inc. $42,777,346
17Founders Financial$41,841,215
18American Portfolios Financial Services Inc.$41,637,462
19Securian Financial Services Inc.$40,368,406
20Atria Wealth Solutions$39,910,376
21SagePoint Financial Inc.$39,325,500
22Centaurus Financial, Inc.$38,343,740
23Equitable Advisors, LLC$37,550,202
24Thurston Springer Miller Herd & Titak$37,204,034
25LaSalle St. Securities LLC$37,096,774
26United Planners Financial Services$36,040,892
27The Investment Center Inc.$34,702,069
28Sigma Financial Corp.$34,627,832
29Advisor Group$33,776,520
30Kovack Securities, Inc.$33,625,750
31The Strategic Financial Alliance Inc.$33,582,090
32Arkadios Capital$33,338,136
33MML Investors Services, LLC$33,266,187
34Woodbury Financial Services$30,303,137
35Cambridge Investment Research, Inc.$30,295,481
36PlanMember Securities Corp.$29,227,557
37Royal Alliance Associates Inc.$28,591,586
38Northwestern Mutual $26,271,786
39CFD Investments Inc.$25,808,719
40Ameritas Investment Company/Ameritas Advisory Services$25,781,991
41Parkland Securities, LLC$25,283,582
42Vanderbilt Financial Group$24,791,214
43Trustmont Financial Group Inc.$23,684,091
44Hornor, Townsend & Kent, LLC$23,219,819
45Nationwide Planning Associates, Inc.$23,129,766
46Equity Services Inc. $22,727,273
47Park Avenue Securities LLC$20,177,411
48The O.N. Equity Sales Co.$17,226,100
49Arete Wealth$11,273,257
50Alden Investment Group$8,461,538
51M Holdings Securities Inc. (M Securities)$8,082,992
52Fortune Financial Services, Inc.$7,579,760
53Trutoro$6,520,885
54St. Bernard Financial Services Inc.$6,238,938
55Packerland Brokerage Services Inc.$5,530,181
56Concourse Financial Group Securities, Inc.$5,154,383
57The Leaders Group$1,838,123
58Securities Management and Research0
59Cutter & Company, Inc.0
60Coordinated Capital Securities Inc.0
61Berthel Fisher & Co. Financial Services Inc.0
62Calton & Associates Inc.0
63Ameriprise Financial Services, LLC0
64Lincoln Financial Network0
65Avantax Investment Services, Inc.0
66Cantella & Co. Inc. 0
67Transamerica Financial Advisors, Inc.0
68Quincy Cass Associates Inc.0
69Crown Capital Securities L.P.0
70Nations Financial Group
71BCG Securities, Inc.
72Broker Dealer Financial Services Corp.
73Cadaret, Grant & Co. Inc.
74Capital Analysts Inc.
75Century Securities Associates Inc.
76Correll Co. Investment Services Corp.
77First Allied Securities, Inc.
78GBS Financial Corp.
79ING Advisor Network Inc.
80Cetera Advisor Networks
81Voya Financial Advisors Inc.
82Cetera Advisors
83Investacorp Inc.
84INVEST Financial Corp.
85Investment Centers of America Inc.
86National Planning Corporation (NPC)
87SII Investments Inc.
88NEXT Financial Group, Inc.
89Protected Investors of America Inc.
90Securities Service Network LLC
91Signator Investors Inc.
92Cetera Financial Specialists
93Questar Capital Corp.
94Wells Fargo Advisors Financial Network
95WRP Investments Inc.
96Wunderlich Securities Inc.
97LifeMark Securities Corp.
98Bolton Global Capital
99Hilltop Securities Independent Network Inc.
100Summit Brokerage Services, Inc.
101Synergy Investment Group
102Leonard & Co.
103MetLife Inc.
104New England Securities Inc.
105Tower Square Securities Inc.
106Walnut Street Securities Inc.
107Foothill Securities Inc.
108Quest Capital Strategies Inc.
109Spire Investment Partners LLC
110Capital Investment Co.
111National Securities Corp.
112vFinance Investments Inc.
113Wall Street Access
114TFS Securities Inc.
115KMS Financial Services, Inc.
116Cetera Financial Institutions
117SA Stone
118Financial Telesis Inc.
119First Republic Securities Co.
120Financial Services International Corp.
121D.A. Davidson & Co.
122Williams Financial Group
123Finance 500 Inc.
124Foresters Equity Services Inc.
125CUNA Brokerage Services Inc.
126Ausdal Financial Partners
127SCF Securities Inc.
128Harbor Financial Services LLC
129TriCor Financial LLC
130Kalos Capital Inc.
131Bernardi Securities Inc.
132Allstate Financial Services LLC
133World Capital Brokerage, Inc.
134Infinity Financial Services
135Schwab Independent Branch Services (Franchise)
136Edward Jones
137David A. Noyes & Company
138CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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