Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Alternative revenue ▼
1LPL Financial LLC$133,091,827
2Ameriprise Financial Services Inc.$57,620,875
3Lincoln Financial Network$35,250,385
4Cambridge Investment Research Inc.$30,340,919
5Independent Financial Group LLC$28,154,700
6Commonwealth Financial Network$25,875,990
7National Securities Corp. & Affiliates$23,443,000
8Centaurus Financial Inc.$22,823,847
9Triad Advisors Inc.$22,279,444
10Voya Financial Advisors Inc.$18,108,058
11National Planning Corporation (NPC) $17,502,000
12Woodbury Financial Services$15,879,000
13Kestra Financial$14,289,124
14SagePoint Financial Inc.$13,495,000
15Securities America Inc.$11,940,000
16FSC Securities Corp.$11,598,000
17Royal Alliance Associates Inc.$11,450,000
18AXA Advisors$11,210,764
19INVEST Financial Corp.$10,676,000
20Kovack Securities, Inc.$9,462,000
21The Strategic Financial Alliance Inc.$9,459,131
22SII Investments Inc.$9,172,000
23Investment Centers of America Inc.$8,824,000
24H. Beck Inc.$8,096,754
25The O.N. Equity Sales Co.$6,725,851
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.