Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Excess net capital ▼
1LPL Financial LLC$104,787,589
2Waddell & Reed Financial Advisors$52,389,000
3Royal Alliance Associates Inc.$40,300,000
4Lincoln Financial Network$32,600,000
5Raymond James Financial Services Inc.$26,273,000
6SagePoint Financial Inc.$26,000,000
7Voya Financial Advisors Inc.$24,420,211
8FSC Securities Corp.$22,400,000
9Woodbury Financial Services$20,600,000
10MML Investors Services, LLC$17,582,765
11Commonwealth Financial Network$14,134,534
12AXA Advisors LLC$13,175,068
13Cambridge Investment Research Inc.$11,899,039
14Triad Advisors Inc.$11,025,673
15Lincoln Investment Planning, LLC$9,392,611
16Centaurus Financial Inc.$9,313,674
17CUNA Brokerage Services Inc.$8,934,559
18Ameritas Investment Corp.$7,667,631
19Investacorp Inc.$7,043,000
20Securities Service Network Inc.$6,918,000
21ProEquities Inc.$6,673,998
22Cadaret, Grant & Co. Inc.$6,295,361
23Signator Investors Inc.$5,561,914
24KMS Financial Services, Inc.$5,266,860
25Securities America Inc.$5,200,000
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Dynasty's Penney: Top RIA trends for 2018

What's next for RIAs? Dynasty's Shirl Penney talks about the growing numbers of entrepreneurial advisers. Plus, what inspired his own entrepreneurship.

Latest news & opinion

Nontraded BDC sales in worst year since 2010

The illiquid product's three-year decline is partially due to new regulations and poor performance.

Tax reform debate sparks fresh interest in donor-advised funds

Schwab reports new accounts up 50% from last year, assets up 33%.

Nontraded REITs to post worst sales since 2002

The industry is on track to raise just $4.4 billion, well off the $19.6 billion it raised just four years ago, as new regulations hinder sales.

Broker protocol for recruiting a boon for clients

New research finds advisers whose firms have joined the agreement take better care of customers.

Meet our 2017 Women to Watch

Introducing 20 female financial advisers and industry executives who are distinguished leaders, advancing the business of providing advice through their creativity and hard work.