Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▼
1LPL Financial LLC$104,787,589
2Waddell & Reed Financial Advisors$52,389,000
3Royal Alliance Associates Inc.$40,300,000
4Northwestern Mutual Investment Services$33,900,000
5Lincoln Financial Network$32,600,000
6Raymond James Financial Services Inc.$26,763,000
7Voya Financial Advisors Inc.$24,420,211
8FSC Securities Corp.$22,400,000
9Woodbury Financial Services$20,600,000
10MML Investors Services, LLC$17,582,765
11Commonwealth Financial Network$14,134,534
12AXA Advisors LLC$13,175,068
13Cambridge Investment Research Inc.$11,899,039
14Transamerica Financial Advisors, Inc.$11,374,421
15Triad Advisors LLC$11,025,673
16Lincoln Investment Planning, LLC$9,392,611
17Centaurus Financial Inc.$9,313,674
18CUNA Brokerage Services Inc.$8,934,559
19Ameritas Investment Corp.$7,667,631
20Investacorp Inc.$7,043,000
21Securities Service Network Inc.$6,918,000
22ProEquities Inc.$6,673,998
23Cadaret, Grant & Co. Inc.$6,295,361
24Signator Investors Inc.$5,561,914
25KMS Financial Services, Inc.$5,266,860
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131 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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