Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
138Capital Investment Co.0
137Girard Securities Inc.0
136Securian Financial Services Inc.0
135Cetera Advisors0
134Transamerica Financial Advisors, Inc.0
133SII Investments Inc.0
132National Planning Corporation (NPC) 0
131Investment Centers of America Inc.0
130INVEST Financial Corp.0
129Spire Investment Partners LLC0
128Summit Brokerage Services, Inc.0
127Ameriprise Financial Services Inc.0
126Independent Financial Group LLC0
125Fortune Financial Services, Inc.0
124Kalos Capital Inc.0
123Wells Fargo Advisors Financial Network0
122Cetera Financial Specialists0
121Sigma Financial Corp.0
120First Allied Securities, Inc.0
119Trustmont Financial Group Inc.0
118HD Vest Investment Services0
117Parkland Securities, LLC0
116Kestra Financial0
115Cetera Advisor Networks0
114Cetera Financial Institutions0
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.