Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
137Securian Financial Services Inc.0
136Ameriprise Financial Services Inc.0
135HD Vest Investment Services0
134Cetera Financial Specialists0
133Cetera Advisor Networks0
132Sigma Financial Corp.0
131Cetera Advisors0
130Cetera Financial Institutions0
129Independent Financial Group LLC0
128Investors Capital Corp.0
127Quest Capital Strategies Inc. 0
126Parkland Securities, LLC0
125Spire Investment Partners LLC0
124Girard Securities Inc.0
123Summit Brokerage Services, Inc.0
122Wells Fargo Advisors Financial Network0
121H. Beck Inc.0
120Fortune Financial Services, Inc.0
119Kalos Capital Inc.0
118VSR Financial Services Inc.0
117Trustmont Financial Group Inc.0
116Equity Services Inc.0
115First Allied Securities, Inc.0
114Infinity Financial Services $9,344
113Nationwide Planning Associates, Inc.$270,889
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137 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.