Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
130Cetera Financial Institutions0
129Securian Financial Services Inc.0
128Royal Alliance Associates Inc.0
127Trustmont Financial Group Inc.0
126Cetera Advisor Networks0
125FSC Securities Corp.0
124Cetera Advisors0
123Summit Brokerage Services, Inc.0
122Independent Financial Group LLC0
121Kestra Financial, Inc0
120Parkland Securities, LLC0
119SagePoint Financial Inc.0
118Spire Investment Partners LLC0
117Capital Investment Co.0
116Woodbury Financial Services0
115Wells Fargo Advisors Financial Network0
114H. Beck Inc.0
113Ameriprise Financial Services Inc.0
112Cetera Financial Specialists0
111Fortune Financial Services, Inc.0
110Kalos Capital Inc.0
109First Allied Securities, Inc.0
108Sigma Financial Corp.0
107Veritas Independent Partners$24,444
106Infinity Financial Services $67,248
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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