Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
138Ameriprise Financial Services Inc.0
137H. Beck Inc.0
136Fortune Financial Services, Inc.0
135Kalos Capital Inc.0
134Equity Services Inc.0
133First Allied Securities, Inc.0
132Trustmont Financial Group Inc.0
131HD Vest Investment Services0
130Cetera Advisor Networks0
129Cetera Advisors0
128Cetera Financial Institutions0
127Investors Capital Corp.0
126Spire Investment Partners LLC0
125Parkland Securities, LLC0
124Quest Capital Strategies Inc. 0
123Independent Financial Group LLC0
122Sigma Financial Corp.0
121Cetera Financial Specialists0
120VSR Financial Services Inc.0
119Wells Fargo Advisors Financial Network0
118Summit Brokerage Services, Inc.0
117Girard Securities Inc.0
116Securian Financial Services Inc.0
115Infinity Financial Services $9,344
114St. Bernard Financial Services Inc.$15,000
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.