Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
144First Allied Securities, Inc.0
143Independent Financial Group LLC0
142Cetera Advisors0
141Investors Capital Corp.0
140Quest Capital Strategies Inc. 0
139Parkland Securities, LLC0
138Spire Investment Partners LLC0
137Cetera Financial Institutions0
136Trustmont Financial Group Inc.0
135Equity Services Inc.0
134Sigma Financial Corp.0
133Cetera Financial Specialists0
132Kalos Capital Inc.0
131Fortune Financial Services, Inc.0
130VSR Financial Services Inc.0
129Wells Fargo Advisors Financial Network0
128Ameriprise Financial Services Inc.0
127Securian Financial Services Inc.0
126HD Vest Investment Services0
125Girard Securities Inc.0
124Summit Brokerage Services, Inc.0
123H. Beck Inc.0
122Cetera Advisor Networks0
121Infinity Financial Services $9,344
120Nationwide Planning Associates, Inc.$270,889
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.