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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital ▲
138Ameriprise Financial Services, LLC0
137Royal Alliance Associates Inc.0
136Hornor, Townsend & Kent, LLC0
135Ameritas Investment Company/Ameritas Advisory Services0
134Parkland Securities, LLC0
133Vanderbilt Financial Group0
132Fortune Financial Services, Inc.0
131Sigma Financial Corp.0
130Equity Services Inc. 0
129Transamerica Financial Advisors, Inc.0
128The Strategic Financial Alliance Inc.0
127MML Investors Services, LLC0
126Park Avenue Securities LLC0
125Thurston Springer Miller Herd & Titak0
124Grove Point Financial, LLC0
123SagePoint Financial Inc.0
122FSC Securities Corp.0
121Kestra Financial, Inc0
120Woodbury Financial Services0
119Independent Financial Group, LLC0
118St. Bernard Financial Services Inc.0
117Northwestern Mutual 0
116Securian Financial Services Inc.0
115Trustmont Financial Group Inc.0
114Alden Investment Group$1
113Trutoro$36,610
112Arete Wealth$234,585
111Harbour Investments Inc.$532,000
110Cutter & Company, Inc.$856,000
109Packerland Brokerage Services Inc.$922,442
108CFD Investments Inc.$930,448
107M Holdings Securities Inc. (M Securities)$992,008
106Geneos Wealth Management Inc.$1,000,000
105Founders Financial$1,149,135
104Nationwide Planning Associates, Inc.$1,466,283
103Arkadios Capital$1,500,000
102LaSalle St. Securities LLC$2,000,000
101The O.N. Equity Sales Co.$2,172,986
100The Leaders Group$2,186,689
99Kovack Securities, Inc.$3,100,500
98The Investment Center Inc.$3,390,395
97American Portfolios Financial Services Inc.$5,190,594
96United Planners Financial Services$5,228,560
95Concourse Financial Group Securities, Inc.$6,310,156
94Prospera Financial Services Inc.$7,157,587
93J.W. Cole Financial Inc.$8,250,789
92PlanMember Securities Corp.$8,407,000
91Principal Securities, Inc. $9,863,624
90Centaurus Financial, Inc.$10,543,101
89Triad Advisors, LLC$13,400,842
88Atria Wealth Solutions$18,836,128
87Cambridge Investment Research, Inc.$19,084,920
86Lincoln Investment Planning, LLC$23,060,000
85Securities America Inc.$27,500,000
84Equitable Advisors, LLC$28,413,961
83Raymond James Financial Services Inc.$44,200,000
82Waddell & Reed Financial Advisors$60,137,000
81Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$60,479,165
80Advisor Group$86,214,531
79LPL Financial LLC$107,900,000
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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