Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$2,324,594
4Ameriprise Financial Services Inc.0
5Ameritas Investment Corp.$7,161,541
6Ausdal Financial Partners
7AXA Advisors$13,557,220
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.
11Broker Dealer Financial Services Corp.$553,283
12Cadaret, Grant & Co. Inc.$8,450,244
13Calton & Associates Inc.
14Cambridge Investment Research Inc.$8,145,981
15Cantella & Co. Inc.
16Capital Analysts Inc.
17Capital Investment Co.
18Centaurus Financial Inc.$7,200,000
19Century Securities Associates Inc.
20Cetera Advisor Networks0
21Cetera Advisors0
22Cetera Financial Institutions0
23Cetera Financial Specialists0
24CFD Investments Inc.$438,814
25Commonwealth Financial Network$15,531,689
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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