Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$2,978,445
4Ameriprise Financial Services Inc.
5Ameritas Investment Corp.$5,637,243
6Ausdal Financial Partners
7AXA Advisors$12,413,419
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.$1,921,858
11Broker Dealer Financial Services Corp.$610,334
12Cadaret, Grant & Co. Inc.$6,999,427
13Calton & Associates Inc.
14Cambridge Investment Research Inc.$27,028,690
15Cantella & Co. Inc.
16Capital Analysts Inc.
17Capital Investment Co.
18Centaurus Financial Inc.$6,200,837
19Century Securities Associates Inc.
20Cetera Advisor Networks$13,535,000
21Cetera Advisors$9,044,000
22Cetera Financial Institutions$16,940,000
23Cetera Financial Specialists$4,768,000
24CFD Investments Inc.$483,309
25Commonwealth Financial Network$15,218,839
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.