Broker-dealer Data Center
All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Excess net capital|
|2||Allstate Financial Services LLC||—|
|3||American Portfolios Financial Services Inc.||$2,978,445|
|4||Ameriprise Financial Services Inc.||—|
|5||Ameritas Investment Corp.||$5,637,243|
|6||Ausdal Financial Partners||—|
|8||BCG Securities, Inc.||—|
|9||Bernardi Securities Inc.||—|
|10||Berthel Fisher & Co. Financial Services Inc.||$1,921,858|
|11||Broker Dealer Financial Services Corp.||$610,334|
|12||Cadaret, Grant & Co. Inc.||$6,999,427|
|13||Calton & Associates Inc.||—|
|14||Cambridge Investment Research Inc.||$27,028,690|
|15||Cantella & Co. Inc.||—|
|16||Capital Analysts Inc.||—|
|17||Capital Investment Co.||—|
|18||Centaurus Financial Inc.||$6,200,837|
|19||Century Securities Associates Inc.||—|
|20||Cetera Advisor Networks||$13,535,000|
|22||Cetera Financial Institutions||$16,940,000|
|23||Cetera Financial Specialists||$4,768,000|
|24||CFD Investments Inc.||$483,309|
|25||Commonwealth Financial Network||$15,218,839|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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