Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
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Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Excess net capital
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.$2,397,842
4Ameriprise Financial Services Inc.0
5Ameritas Investment Corp.$7,667,631
6Arete Wealth Management$274,000
7Ausdal Financial Partners
8AXA Advisors LLC$13,175,068
9BCG Securities, Inc.
10Bernardi Securities Inc.
11Berthel Fisher & Co. Financial Services Inc.
12Bolton Global Capital
13Broker Dealer Financial Services Corp.
14Cadaret, Grant & Co. Inc.$6,295,361
15Calton & Associates Inc.
16Cambridge Investment Research Inc.$11,899,039
17Cantella & Co. Inc.
18Capital Analysts Inc.
19Capital Investment Co.0
20Centaurus Financial Inc.$9,313,674
21Century Securities Associates Inc.
22Cetera Advisor Networks0
23Cetera Advisors0
24Cetera Financial Institutions0
25Cetera Financial Specialists0
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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