Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $100K+ reps ▼
1Founders Financial Securities, LLC73.33%
2CUNA Brokerage Services Inc.68.69%
3Kalos Capital Inc.63.58%
4J.W. Cole Financial Inc.58.13%
5Centaurus Financial Inc.54.98%
6Kovack Securities, Inc.53.98%
7Geneos Wealth Management Inc.53.33%
8Prospera Financial Services Inc.53.33%
9Waddell & Reed Financial Advisors53.10%
10LaSalle St. Securities LLC50.77%
11Harbour Investments Inc.50.20%
12Triad Advisors LLC46.05%
13LPL Financial LLC46.03%
14Securities Service Network Inc.44.21%
15Questar Capital Corp.43.13%
16United Planners Financial Services43.02%
17Commonwealth Financial Network42.78%
18PlanMember Securities Corp.42.07%
19Wells Fargo Advisors Financial Network40.44%
20Securian Financial Services Inc.39.59%
21American Portfolios Financial Services Inc.38.47%
22Voya Financial Advisors Inc.37.78%
23David A. Noyes & Company37.21%
24Signator Investors Inc.37.02%
25Cadaret, Grant & Co. Inc.36.51%
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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