Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $100K+ reps ▼
1Founders Financial Securities, LLC79.41%
2VSR Financial Services Inc.76.47%
3Kalos Capital Inc.67.89%
4Prospera Financial Services Inc.61.59%
5J.W. Cole Financial Inc.58.20%
6Kovack Securities Inc.54.16%
7The Investment Center Inc.54.09%
8Centaurus Financial Inc.53.96%
9Wells Fargo Advisors Financial Network50.08%
10LPL Financial LLC49.20%
11Investment Centers of America Inc.48.35%
12LaSalle St. Securities LLC48.20%
13Woodbury Financial Services47.97%
14CUNA Brokerage Services Inc.47.78%
15Geneos Wealth Management Inc.47.64%
16SII Investments Inc.46.00%
17Commonwealth Financial Network45.55%
18Waddell & Reed Financial Advisors44.86%
19United Planners Financial Services43.38%
20NEXT Financial Group Inc.43.30%
21Harbour Investments Inc.42.98%
22Berthel Fisher & Co. Financial Services Inc.42.72%
23Questar Capital Corp.42.58%
24Trustmont Financial Group Inc.40.83%
25Securities America Inc.40.60%
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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