Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $100K+ reps ▲
138Synergy Investment Group
137Hilltop Securities Independent Network Inc.
136Bolton Global Capital
135LifeMark Securities Corp.
134Park Avenue Securities LLC
133Wunderlich Securities Inc.
132WRP Investments Inc.
131TriCor Financial LLC
130Capital Analysts Inc.
129Century Securities Associates Inc.
128Harbor Financial Services LLC
127SCF Securities Inc.
126Coordinated Capital Securities Inc.
125Correll Co. Investment Services Corp.
124Raymond James Financial Services Inc.
123Cutter & Co. Inc.
122Schwab Independent Branch Services (Franchise)
121BCG Securities, Inc.
120GBS Financial Corp.
119Ausdal Financial Partners
118Foresters Equity Services Inc.
117Finance 500 Inc.
116ING Advisor Network Inc.
115Veritas Independent Partners
114Williams Financial Group
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138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.