Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm % of $100K+ reps ▲
140Wall Street Access
139TriCor Financial LLC
138Harbor Financial Services LLC
137SCF Securities Inc.
136New England Securities Inc.
135MetLife Inc.
134Ausdal Financial Partners
133Foresters Equity Services Inc.
132Advisor Group
131Finance 500 Inc.
130Protected Investors of America Inc.
129Williams Financial Group
128Quincy Cass Associates Inc.
127Financial Services International Corp.
126Leonard & Co.
125First Republic Securities Co.
124Financial Telesis Inc.
123Sterne Agee Financial Services
122WRP Investments Inc.
121Wunderlich Securities Inc.
120vFinance Investments Inc.
119Park Avenue Securities LLC
118RBC Capital Markets Corp.
117LifeMark Securities Corp.
116Bolton Global Capital
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.