Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$393,789,699
2AXA Advisors$47,100,000
3Cambridge Investment Research Inc.$36,537,731
4MML Investors Services LLC$11,205,162
5Princor Financial Services Corp.$6,988,245
6Investacorp Inc.$5,980,677
7National Securities Corp.$5,774,000
8M Holdings Securities Inc. (M Securities)$3,953,980
9VSR Financial Services Inc.$3,615,067
10American Portfolios Financial Services Inc.$3,555,440
11NEXT Financial Group Inc.$3,261,200
12SWS Financial Services$2,979,522
13Kovack Securities Inc.$2,318,835
14CUNA Brokerage Services Inc.$2,100,000
15Cadaret, Grant & Co. Inc.$1,800,000
16The O.N. Equity Sales Co.$1,800,000
17The Strategic Financial Alliance Inc.$1,759,726
18United Planners Financial Services$1,500,000
19J.W. Cole Financial Inc.$1,450,545
20Prospera Financial Services Inc.$1,437,661
21LaSalle St. Securities LLC$929,526
22Founders Financial Securities, LLC$800,000
23Berthel Fisher & Co. Financial Services Inc.$529,694
24Broker Dealer Financial Services Corp.$266,801
25Securities Management and Research$179,502
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.