Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$364,570,423
2Northwestern Mutual Investment Services$159,712,548
3AXA Advisors LLC$66,800,000
4Cambridge Investment Research Inc.$40,277,248
5CUNA Brokerage Services Inc.$8,500,000
6Investacorp Inc.$6,503,000
7MML Investors Services, LLC$5,686,000
8Kovack Securities, Inc.$4,128,750
9Prospera Financial Services Inc.$2,515,409
10United Planners Financial Services$2,454,640
11J.W. Cole Financial Inc.$2,250,670
12The O.N. Equity Sales Co.$1,898,944
13Signator Investors Inc.$1,864,303
14Cadaret, Grant & Co. Inc.$1,800,000
15LaSalle St. Securities LLC$1,750,000
16Founders Financial Securities, LLC$1,359,331
17The Strategic Financial Alliance Inc.$1,259,269
18The Investment Center Inc.$925,141
19American Portfolios Financial Services Inc.$921,000
20David A. Noyes & Company$812,722
21Arete Wealth Management$743,294
22SCF Securities Inc.$649,312
23CFD Investments Inc.$419,870
24Nationwide Planning Associates, Inc.$244,239
25Geneos Wealth Management Inc.$241,189
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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