Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Pre-tax earnings ▼
1LPL Financial LLC$421,575,446
2AXA Advisors LLC$51,600,000
3Cambridge Investment Research Inc.$42,421,155
4MML Investors Services, LLC$6,379,386
5CUNA Brokerage Services Inc.$5,800,000
6Investacorp Inc.$5,502,000
7Signator Investors Inc.$4,815,402
8Kovack Securities, Inc.$3,976,200
9M Holdings Securities Inc. (M Securities)$3,468,914
10United Planners Financial Services$1,951,734
11J.W. Cole Financial Inc.$1,888,380
12Cadaret, Grant & Co. Inc.$1,800,000
13Prospera Financial Services Inc.$1,758,120
14LaSalle St. Securities LLC$1,200,000
15Ameritas Investment Corp.$1,200,000
16Founders Financial Securities, LLC$1,142,862
17The O.N. Equity Sales Co.$1,015,415
18The Strategic Financial Alliance Inc.$834,953
19The Investment Center Inc.$832,500
20Arete Wealth Management$410,395
21Geneos Wealth Management Inc.$356,706
22NEXT Financial Group Inc.$274,658
23IMS Securities Inc./IMS Financial Advisors Inc.$100,222
24Nationwide Planning Associates, Inc.$52,627
25Infinity Financial Services $37,037
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Pershing's Crowley: The case for business transformation

Your practice is changing rapidly. What worked five years ago might not work for the next five years. Pershing's Jim Crowley has some solutions as your business evolves.

Video Spotlight

Will It Last As Long As Your Clients Do?

Sponsored by Prudential

Video Spotlight

The Catalyst

Sponsored by Pershing

Latest news & opinion

Voya's win in 401(k) fee suit involving Financial Engines bodes well for other record keepers

Fidelity, Aon Hewitt and Xerox HR Solutions are currently defending against similar fiduciary-breach claims.

Collective investment trusts getting more attention from 401(k) advisers

The funds are catching on due largely to lower costs and more product availability, but come with some inherent drawbacks.

Vanguard rides robo-advice wave to $65B in assets

Personal Advisor Services, four times the size of its closest competitor, combines digital and human touch.

CFPs, including brokers, may have to adhere to a stricter fiduciary duty

CFP Board revises its standards and aims to beef up fiduciary requirements of certificants.

CFP Board's proposal to expand fiduciary duty draws praise, carries risks

Some question whether brokers will drop the CFP mark or if the CFP Board will strictly enforce its new standard.