Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
140Signator Investors Inc.$-9,881,211
139Ameritas Investment Corp.$-1,914,803
138CFD Investments Inc.$-25,281
137Trustmont Financial Group Inc.0
136INVEST Financial Corp.0
135Harbour Investments Inc.$9,133
134The Investment Center Inc.$32,785
133Packerland Brokerage Services Inc.$126,067
132Geneos Wealth Management Inc.$136,751
131Securities Management and Research$179,502
130Broker Dealer Financial Services Corp.$266,801
129Berthel Fisher & Co. Financial Services Inc.$529,694
128Founders Financial Securities, LLC$800,000
127LaSalle St. Securities LLC$929,526
126Prospera Financial Services Inc.$1,437,661
125J.W. Cole Financial Inc.$1,450,545
124United Planners Financial Services$1,500,000
123The Strategic Financial Alliance Inc.$1,759,726
122The O.N. Equity Sales Co.$1,800,000
121Cadaret, Grant & Co. Inc.$1,800,000
120CUNA Brokerage Services Inc.$2,100,000
119Kovack Securities Inc.$2,318,835
118SWS Financial Services$2,979,522
117NEXT Financial Group Inc.$3,261,200
116American Portfolios Financial Services Inc.$3,555,440
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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