Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▲
144Nationwide Planning Associates, Inc.$-47,458
143Independent Financial Group LLC0
142Cetera Advisors0
141Commonwealth Financial Network0
140Investors Capital Corp.0
139First Allied Securities, Inc.0
138FSC Securities Corp.0
137Kestra Financial0
136PlanMember Securities Corp.0
135ProEquities Inc.0
134Trustmont Financial Group Inc.0
133Equity Services Inc.0
132Securities America Inc.0
131Securities Service Network Inc.0
130Sigma Financial Corp.0
129Raymond James Financial Services Inc.0
128Cetera Financial Specialists0
127Kalos Capital Inc.0
126Fortune Financial Services, Inc.0
125Triad Advisors Inc.0
124Questar Capital Corp.0
123VSR Financial Services Inc.0
122Wells Fargo Advisors Financial Network0
121Woodbury Financial Services0
120Voya Financial Advisors Inc.0
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144 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.