Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Pre-tax earnings
1Advisor Group0
2Alden Investment Group$1
3Allstate Financial Services LLC
4American Portfolios Financial Services Inc.$2,014,181
5Ameriprise Financial Services, LLC0
6Ameritas Investment Company/Ameritas Advisory Services0
7Arete Wealth$3,467,127
8Arkadios Capital$3,100,000
9Atria Wealth Solutions$24,156,386
10Ausdal Financial Partners
11Avantax Investment Services, Inc.
12BCG Securities, Inc.
13Bernardi Securities Inc.
14Berthel Fisher & Co. Financial Services Inc.
15Bolton Global Capital
16Broker Dealer Financial Services Corp.
17Cadaret, Grant & Co. Inc.
18Calton & Associates Inc.
19Cambridge Investment Research, Inc.$44,449,903
20Cantella & Co. Inc.
21Capital Analysts Inc.
22Capital Investment Co.
23Centaurus Financial, Inc.0
24Century Securities Associates Inc.
25Cetera Advisor Networks
26Cetera Advisors
27Cetera Financial Institutions
28Cetera Financial Specialists
29CFD Investments Inc.$240,240
30CoastalOne
31Commonwealth Equity Services, LLC dba-Commonwealth Financial Network0
32Concourse Financial Group Securities, Inc.0
33Coordinated Capital Securities Inc.
34Correll Co. Investment Services Corp.
35Crown Capital Securities L.P.
36CUNA Brokerage Services Inc.
37Cutter & Company, Inc.0
38D.A. Davidson & Co.
39David A. Noyes & Company
40Edward Jones
41Equitable Advisors, LLC$102,722,860
42Equity Services Inc. 0
43Finance 500 Inc.
44Financial Services International Corp.
45Financial Telesis Inc.
46First Allied Securities, Inc.
47First Republic Securities Co.
48Foothill Securities Inc.
49Foresters Equity Services Inc.
50Fortune Financial Services, Inc.0
51Founders Financial$1,866,517
52FSC Securities Corp.0
53GBS Financial Corp.
54Geneos Wealth Management Inc.$1,579,172
55Grove Point Financial, LLC0
56Harbor Financial Services LLC
57Harbour Investments Inc.$139,000
58Hilltop Securities Independent Network Inc.
59Hornor, Townsend & Kent, LLC0
60Independent Financial Group, LLC0
61Infinity Financial Services
62ING Advisor Network Inc.
63INVEST Financial Corp.
64Investacorp Inc.
65The Investment Center Inc.$2,515,567
66Investment Centers of America Inc.
67J.W. Cole Financial Inc.$4,590,540
68Kalos Capital Inc.
69Kestra Financial, Inc0
70KMS Financial Services, Inc.
71Kovack Securities, Inc.$4,885,550
72LaSalle St. Securities LLC$2,800,000
73Leonard & Co.
74LifeMark Securities Corp.
75Lincoln Financial Network
76Lincoln Investment Planning, LLC0
77LPL Financial LLC$626,072,849
78M Holdings Securities Inc. (M Securities)$-373,777
79MetLife Inc.
80MML Investors Services, LLC0
81National Planning Corporation (NPC)
82National Securities Corp.
83Nations Financial Group
84Nationwide Planning Associates, Inc.$747,790
85New England Securities Inc.
86NEXT Financial Group, Inc.
87Northwestern Mutual 0
88The O.N. Equity Sales Co.$295,399
89Packerland Brokerage Services Inc.$462,787
90Park Avenue Securities LLC0
91Parkland Securities, LLC0
92PlanMember Securities Corp.0
93Principal Securities, Inc. 0
94Prospera Financial Services Inc.$322,946
95Protected Investors of America Inc.
96Quest Capital Strategies Inc.
97Questar Capital Corp.
98Quincy Cass Associates Inc.
99Raymond James Financial Services Inc.0
100Royal Alliance Associates Inc.0
101SA Stone
102SagePoint Financial Inc.0
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.0
106Securities America Inc.0
107Securities Management and Research
108Securities Service Network LLC
109Sigma Financial Corp.0
110Signator Investors Inc.
111SII Investments Inc.
112Spire Investment Partners LLC
113St. Bernard Financial Services Inc.0
114The Strategic Financial Alliance Inc.0
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118The Leaders Group$1,268,604
119Thurston Springer Miller Herd & Titak0
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.0
122Triad Advisors, LLC$2,125,700
123TriCor Financial LLC
124Trustmont Financial Group Inc.0
125Trutoro0
126United Planners Financial Services$2,912,350
127Vanderbilt Financial Group0
128vFinance Investments Inc.
129Voya Financial Advisors Inc.
130Waddell & Reed Financial Advisors0
131Wall Street Access
132Walnut Street Securities Inc.
133Wells Fargo Advisors Financial Network
134Williams Financial Group
135Woodbury Financial Services0
136World Capital Brokerage, Inc.
137WRP Investments Inc.
138Wunderlich Securities Inc.

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.