Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$903,078,011,096
2Advisor Group$490,198,640,124
3Raymond James Financial Services Inc.$379,403,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$232,460,000,000
5MML Investors Services, LLC$231,200,000,000
6Northwestern Mutual $226,961,962,956
7Equitable Advisors, LLC$170,102,415,000
8Securities America Inc.$145,575,000,000
9Royal Alliance Associates Inc.$137,668,487,676
10Cambridge Investment Research, Inc.$137,208,235,205
11Kestra Financial, Inc$95,686,124,447
12Atria Wealth Solutions$89,758,435,205
13Woodbury Financial Services$75,697,237,463
14Principal Securities, Inc. $74,732,023,429
15Waddell & Reed Financial Advisors$69,704,555,130
16SagePoint Financial Inc.$57,454,555,954
17Lincoln Investment Planning, LLC$46,110,500,000
18Securian Financial Services Inc.$43,476,773,245
19Park Avenue Securities LLC$38,780,984,000
20Triad Advisors, LLC$37,118,812,683
21FSC Securities Corp.$36,684,546,348
22American Portfolios Financial Services Inc.$34,517,455,729
23Independent Financial Group, LLC$31,636,000,000
24Ameritas Investment Company/Ameritas Advisory Services$27,200,000,000
25Centaurus Financial, Inc.$25,115,149,980
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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