Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$474,598,521,742
2Raymond James Financial Services Inc.$204,810,000,000
3AXA Advisors$111,901,000,000
4Northwestern Mutual$110,467,848,958
5Commonwealth Financial Network$96,786,000,000
6Wells Fargo Advisors Financial Network$85,353,000,000
7Cetera Advisor Networks$73,569,005,000
8MML Investors Services, LLC$71,439,699,011
9Cambridge Investment Research Inc.$67,760,000,000
10NFP Advisor Services$66,904,440,052
11Royal Alliance Associates Inc.$59,559,000,000
12Securities America Inc.$56,600,000,000
13Waddell & Reed Financial Advisors$51,352,015,371
14Voya Financial Advisors Inc.$42,524,076,483
15FSC Securities Corp.$37,804,900,000
16HD Vest Investment Services$37,132,756,957
17SagePoint Financial Inc.$37,034,200,000
18M Holdings Securities Inc. (M Securities)$33,400,232,679
19Cetera Financial Institutions$33,071,343,000
20Transamerica Financial Advisors, Inc.$32,316,065,211
21Signator Investors Inc.$30,603,144,248
22Woodbury Financial Services$29,193,700,000
23Cetera Advisors$29,161,081,000
24First Allied Securities, Inc.$28,834,095,000
25Cadaret, Grant & Co. Inc.$24,538,180,987
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.