Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
26First Allied Securities, Inc.$28,366,634,000
27Triad Advisors Inc.$25,771,171,228
28Lincoln Investment Planning, LLC$25,692,000,000
29Lincoln Financial Network$24,335,659,093
30Cadaret, Grant & Co. Inc.$23,777,328,905
31American Portfolios Financial Services Inc.$21,738,093,622
32SII Investments Inc.$20,601,654,000
33Cetera Financial Specialists$19,809,994,170
34CUNA Brokerage Services Inc.$18,188,000,000
35Summit Brokerage Services, Inc.$17,608,435,680
36Independent Financial Group LLC$16,558,625,000
37Investment Centers of America Inc.$15,911,930,000
38Ameritas Investment Corp.$15,700,000,000
39KMS Financial Services, Inc.$15,290,000,000
40Hornor Townsend & Kent Inc.$14,600,000,000
41NEXT Financial Group Inc.$14,358,317,515
42Sigma Financial Corp.$13,948,972,396
43Securities Service Network Inc.$13,423,667,947
44Investacorp Inc.$13,367,500,000
45J.W. Cole Financial Inc.$13,067,914,034
46United Planners Financial Services$12,907,206,327
47Questar Capital Corp.$11,663,426,200
48Geneos Wealth Management Inc.$11,421,500,000
49Transamerica Financial Advisors, Inc.$11,167,029,407
50PlanMember Securities Corp.$9,300,000,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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