Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
26Securian Financial Services Inc.$30,876,810,258
27First Allied Securities, Inc.$28,366,634,000
28Triad Advisors LLC$25,771,171,228
29Lincoln Investment Planning, LLC$25,692,000,000
30Lincoln Financial Network$24,335,659,093
31American Portfolios Financial Services Inc.$21,738,093,622
32Cadaret, Grant & Co. Inc.$21,108,051,625
33SII Investments Inc.$20,601,654,000
34Cetera Financial Specialists$19,809,994,170
35Ameritas Investment Corp.$18,300,000,000
36CUNA Brokerage Services Inc.$18,188,000,000
37Summit Brokerage Services, Inc.$17,608,435,680
38Independent Financial Group LLC$16,558,625,000
39Investment Centers of America Inc.$15,911,930,000
40KMS Financial Services, Inc.$15,290,000,000
41Hornor Townsend & Kent Inc.$14,600,000,000
42NEXT Financial Group Inc.$14,358,317,515
43Sigma Financial Corp.$13,948,972,396
44Securities Service Network Inc.$13,423,667,947
45Investacorp Inc.$13,367,500,000
46J.W. Cole Financial Inc.$13,067,914,034
47United Planners Financial Services$12,907,206,327
48Questar Capital Corp.$11,663,426,200
49Geneos Wealth Management Inc.$11,421,500,000
50Transamerica Financial Advisors, Inc.$11,167,029,407
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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