Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
26Lincoln Financial Network$28,582,000,000
27Triad Advisors LLC$26,154,368,247
28American Portfolios Financial Services Inc.$24,648,634,956
29Cadaret, Grant & Co. Inc.$22,791,631,929
30Cetera Financial Specialists$22,486,365,758
31CUNA Brokerage Services Inc.$21,795,734,262
32Ameritas Investment Corp.$21,500,000,000
33Independent Financial Group LLC$18,727,243,900
34Summit Brokerage Services, Inc.$17,682,266,761
35J.W. Cole Financial Inc.$17,377,010,500
36Sigma Financial Corp.$17,020,000,000
37H. Beck Inc.$15,346,718,000
38United Planners Financial Services$14,874,608,941
39Investacorp Inc.$14,847,000,000
40Securities Service Network Inc.$14,070,440,311
41Questar Capital Corp.$13,273,694,700
42Geneos Wealth Management Inc.$11,772,646,375
43Kovack Securities, Inc.$10,615,000,000
44The O.N. Equity Sales Co.$10,193,197,110
45Transamerica Financial Advisors, Inc.$10,033,598,581
46PlanMember Securities Corp.$10,000,000,000
47Harbour Investments Inc.$9,481,500,000
48Parkland Securities, LLC$7,483,192,000
49Prospera Financial Services Inc.$7,056,448,234
50The Investment Center Inc.$6,300,000,000
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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