Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
26Lincoln Investment Planning, LLC$23,716,000,000
27Cadaret, Grant & Co. Inc.$22,914,803,684
28Lincoln Financial Network$22,339,163,980
29American Portfolios Financial Services Inc.$21,523,974,501
30Cetera Financial Specialists$18,603,283,978
31Ameritas Investment Corp.$16,500,000,000
32CUNA Brokerage Services Inc.$16,191,487,984
33NEXT Financial Group Inc.$15,455,269,921
34Independent Financial Group LLC$15,439,700,000
35KMS Financial Services, Inc.$14,750,000,000
36Hornor Townsend & Kent Inc.$13,700,000,000
37Securities Service Network Inc.$13,475,626,642
38Investacorp Inc.$12,800,000,000
39Summit Brokerage Services, Inc.$12,200,000,000
40Questar Capital Corp.$11,928,125,200
41National Planning Corporation (NPC) $11,280,943,000
42Geneos Wealth Management Inc.$11,236,000,000
43National Securities Corp. & Affiliates$10,988,206,929
44Sigma Financial Corp.$10,800,000,000
45J.W. Cole Financial Inc.$10,742,487,250
46VSR Financial Services Inc.$10,266,000,000
47United Planners Financial Services$10,210,523,614
48Investors Capital Corp.$9,234,093,276
49Princor Financial Services Corp.$8,919,544,570
50The O.N. Equity Sales Co.$8,323,090,241
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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