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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1National Securities Corp.$7,307,030,490
2LaSalle St. Securities LLC$7,100,000,000
3PlanMember Securities Corp.$6,859,172,699
4Harbour Investments Inc.$6,793,500,000
5Prospera Financial Services Inc.$6,629,467,666
6The Investment Center Inc.$6,300,000,000
7The Legend Group Corp.$6,270,702,000
8Kovack Securities Inc.$6,021,330,777
9SWS Financial Services$5,985,418,124
10Parkland Securities, LLC$5,417,245,284
11J.P. Turner & Company LLC$4,606,000,000
12The Strategic Financial Alliance Inc.$4,045,000,000
13Broker Dealer Financial Services Corp.$3,134,954,419
14Centaurus Financial Inc.$3,113,921,528
15Sigma Financial Corp.$3,075,883,868
16CFD Investments Inc.$2,644,237,517
17ProEquities Inc.$2,558,751,028
18Founders Financial Securities, LLC$2,000,000,000
19Trustmont Financial Group Inc.$1,778,400,000
20Fortune Financial Services Inc.$1,301,775,296
21Crown Capital Securities L.P.$1,028,607,100
22Securities Management and Research$446,000,000
23Kalos Capital Inc.0
24National Planning Corp.0
25Ameriprise Financial Services Inc.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.