Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
51The O.N. Equity Sales Co.$8,933,679,451
52Kovack Securities, Inc.$8,264,950,000
53Girard Securities Inc.$8,032,000,000
54Harbour Investments Inc.$7,256,000,000
55Prospera Financial Services Inc.$6,482,744,348
56Parkland Securities, LLC$6,411,117,590
57The Investment Center Inc.$6,100,000,000
58The Strategic Financial Alliance Inc.$4,352,400,000
59CFD Investments Inc.$4,287,805,342
60ProEquities Inc.$2,860,761,315
61Founders Financial Securities, LLC$2,337,499,805
62Trustmont Financial Group Inc.$1,896,300,000
63Nationwide Planning Associates, Inc.$1,754,112,282
64Fortune Financial Services, Inc.$1,687,392,817
65Crown Capital Securities L.P.$1,140,627,953
66Arete Wealth Management$808,323,356
67LaSalle St. Securities LLC$805,000,000
68Infinity Financial Services $375,587,074
69IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
70St. Bernard Financial Services Inc.$195,000,000
71Veritas Independent Partners$55,180,000
72Kalos Capital Inc.0
73Ameriprise Financial Services Inc.0
74Spire Investment Partners LLC0
75Centaurus Financial Inc.0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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