Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
51National Securities Corp.$7,307,030,490
52LaSalle St. Securities LLC$7,100,000,000
53PlanMember Securities Corp.$6,859,172,699
54Harbour Investments Inc.$6,793,500,000
55Prospera Financial Services Inc.$6,629,467,666
56The Investment Center Inc.$6,300,000,000
57The Legend Group Corp.$6,270,702,000
58Kovack Securities Inc.$6,021,330,777
59SWS Financial Services$5,985,418,124
60Parkland Securities, LLC$5,417,245,284
61J.P. Turner & Company LLC$4,606,000,000
62The Strategic Financial Alliance Inc.$4,045,000,000
63Broker Dealer Financial Services Corp.$3,134,954,419
64Centaurus Financial Inc.$3,113,921,528
65Sigma Financial Corp.$3,075,883,868
66CFD Investments Inc.$2,644,237,517
67ProEquities Inc.$2,558,751,028
68Founders Financial Securities, LLC$2,000,000,000
69Trustmont Financial Group Inc.$1,778,400,000
70Fortune Financial Services, Inc.$1,301,775,296
71Crown Capital Securities L.P.$1,028,607,100
72Securities Management and Research$446,000,000
73National Planning Corporation (NPC) 0
74Ameriprise Financial Services Inc.0
75INVEST Financial Corp.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.