Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Total assets ▼|
|51||The Strategic Financial Alliance Inc.||$4,908,288,000|
|52||CFD Investments Inc.||$4,597,024,887|
|53||David A. Noyes & Company||$4,200,000,000|
|55||SCF Securities Inc.||$2,977,877,259|
|56||Founders Financial Securities, LLC||$2,799,940,652|
|57||Trustmont Financial Group Inc.||$2,118,400,000|
|58||Fortune Financial Services, Inc.||$2,019,606,666|
|59||Nationwide Planning Associates, Inc.||$1,882,823,314|
|61||Crown Capital Securities L.P.||$1,125,524,682|
|62||Arete Wealth Management||$1,119,570,599|
|63||LaSalle St. Securities LLC||$915,000,000|
|64||Infinity Financial Services||$517,163,004|
|65||Veritas Independent Partners||$85,814,307|
|66||Kalos Capital Inc.||0|
|67||Ameriprise Financial Services Inc.||0|
|68||Centaurus Financial Inc.||0|
|69||Spire Investment Partners LLC||0|
|70||Capital Investment Co.||0|
|71||Synergy Investment Group||—|
|72||Park Avenue Securities LLC||—|
|73||Leonard & Co.||—|
|75||New England Securities Inc.||—|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
There is much left to be done to reach full equality, say Estee Jimerson of Envestnt, but things are improving.
Latest news & opinion
Led by CEO Kunal Kapoor, firm is moving way past ratings — and financial advisers are paying close attention.
The $100 million stock offering will fine-tune RIA valuations.
Complaint alleges the firm's policies limit African-Americans' 'income and advancement opportunities'
SEC commissioner says the Department of Labor rule set up an 'unworkable, impossible set of standards for people to comply with.'
New owners plan more growth for the software service provider.