Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total assets ▼
51The O.N. Equity Sales Co.$8,933,679,451
52Kovack Securities, Inc.$8,264,950,000
53Girard Securities Inc.$8,032,000,000
54Harbour Investments Inc.$7,256,000,000
55Prospera Financial Services Inc.$6,482,744,348
56Parkland Securities, LLC$6,411,117,590
57The Investment Center Inc.$6,100,000,000
58The Strategic Financial Alliance Inc.$4,352,400,000
59CFD Investments Inc.$4,287,805,342
60ProEquities Inc.$2,860,761,315
61Founders Financial Securities, LLC$2,337,499,805
62Trustmont Financial Group Inc.$1,896,300,000
63Nationwide Planning Associates, Inc.$1,754,112,282
64Fortune Financial Services, Inc.$1,687,392,817
65Crown Capital Securities L.P.$1,140,627,953
66Arete Wealth Management$808,323,356
67LaSalle St. Securities LLC$805,000,000
68Infinity Financial Services $375,587,074
69IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
70St. Bernard Financial Services Inc.$195,000,000
71Veritas Independent Partners$55,180,000
72Ameriprise Financial Services Inc.0
73Centaurus Financial Inc.0
74Kalos Capital Inc.0
75Spire Investment Partners LLC0
« Previous PageNext Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

INTV

DOL fiduciary rule opponents and supporters sound off on Jan. 1 deadline

Senior reporter Mark Schoeff Jr. and managing editor Christina Nelson discuss the latest batch of comment letters on the regulation, this round focused on timing of the full implementation date.

Latest news & opinion

Is LPL's deal sweet enough for NPH's 3,200 reps and advisers?

They will have to decide if the signing package they are being offered by LPL makes sense. A lot is hanging in the balance.

Eduardo Repetto to leave Dimensional Fund Advisors

Gerald O'Reilly, currently co-CIO, will take over as co-CEO with David Butler.

Alternative strategies boomed after crisis, but haven't been tested

Because the S&P 500 has outperformed, convincing clients they need protection is a hard sell.

7 ways advisers fixed clients' biggest financial dilemmas

Sometimes it takes creativity, along with knowledge and outside help, to get a client out of a jam.

LPL Financial buys NPH, a broker-dealer network with 3,200 advisers

The deal, part of which is based on the advisers and revenue that eventually will move from NPH, could potentially cost LPL $448 million.