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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
51PlanMember Securities Corp.$9,300,000,000
52The O.N. Equity Sales Co.$8,933,679,451
53Kovack Securities, Inc.$8,264,950,000
54Harbour Investments Inc.$7,256,000,000
55Prospera Financial Services Inc.$6,482,744,348
56Parkland Securities, LLC$6,411,117,590
57The Investment Center Inc.$6,100,000,000
58The Strategic Financial Alliance Inc.$4,352,400,000
59CFD Investments Inc.$4,287,805,342
60ProEquities Inc.$2,860,761,315
61Founders Financial Securities, LLC$2,337,499,805
62SCF Securities Inc.$2,120,355,400
63Trustmont Financial Group Inc.$1,896,300,000
64Nationwide Planning Associates, Inc.$1,754,112,282
65Fortune Financial Services, Inc.$1,687,392,817
66Crown Capital Securities L.P.$1,140,627,953
67Leaders Group$1,114,462,917
68Arete Wealth Management$808,323,356
69LaSalle St. Securities LLC$805,000,000
70Infinity Financial Services $375,587,074
71IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
72St. Bernard Financial Services Inc.$195,000,000
73Veritas Independent Partners$55,180,000
74Centaurus Financial Inc.0
75Ameriprise Financial Services Inc.0
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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