Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,886,000,000
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Northwestern Mutual Investment Services$100,490,000,000
6Wells Fargo Advisors Financial Network$95,900,000,000
7Cambridge Investment Research Inc.$78,508,000,000
8Kestra Financial, Inc$75,604,901,006
9Cetera Advisor Networks$73,268,338,725
10MML Investors Services, LLC$73,100,000,000
11Securities America Inc.$66,000,000,000
12Royal Alliance Associates Inc.$60,798,064,568
13Signator Investors Inc.$53,128,582,641
14Waddell & Reed Financial Advisors$51,728,127,516
15Voya Financial Advisors Inc.$45,424,358,916
16National Planning Corporation (NPC) $44,664,613,000
17SagePoint Financial Inc.$39,072,712,432
18HD Vest Investment Services$38,664,000,000
19Cetera Advisors$37,238,207,943
20FSC Securities Corp.$35,732,589,766
21INVEST Financial Corp.$35,190,316,000
22Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
23M Holdings Securities Inc. (M Securities)$34,042,891,000
24Cetera Financial Institutions$33,447,194,810
25Woodbury Financial Services$31,692,005,811
26Securian Financial Services Inc.$30,876,810,258
27First Allied Securities, Inc.$28,366,634,000
28Triad Advisors LLC$25,771,171,228
29Lincoln Investment Planning, LLC$25,692,000,000
30Lincoln Financial Network$24,335,659,093
31American Portfolios Financial Services Inc.$21,738,093,622
32Cadaret, Grant & Co. Inc.$21,108,051,625
33SII Investments Inc.$20,601,654,000
34Cetera Financial Specialists$19,809,994,170
35Ameritas Investment Corp.$18,300,000,000
36CUNA Brokerage Services Inc.$18,188,000,000
37Summit Brokerage Services, Inc.$17,608,435,680
38Independent Financial Group LLC$16,558,625,000
39Investment Centers of America Inc.$15,911,930,000
40KMS Financial Services, Inc.$15,290,000,000
41Hornor Townsend & Kent Inc.$14,600,000,000
42NEXT Financial Group Inc.$14,358,317,515
43Sigma Financial Corp.$13,948,972,396
44Securities Service Network Inc.$13,423,667,947
45Investacorp Inc.$13,367,500,000
46J.W. Cole Financial Inc.$13,067,914,034
47United Planners Financial Services$12,907,206,327
48Questar Capital Corp.$11,663,426,200
49Geneos Wealth Management Inc.$11,421,500,000
50Transamerica Financial Advisors, Inc.$11,167,029,407
51PlanMember Securities Corp.$9,300,000,000
52The O.N. Equity Sales Co.$8,933,679,451
53Kovack Securities, Inc.$8,264,950,000
54Harbour Investments Inc.$7,256,000,000
55Prospera Financial Services Inc.$6,482,744,348
56Parkland Securities, LLC$6,411,117,590
57The Investment Center Inc.$6,100,000,000
58The Strategic Financial Alliance Inc.$4,352,400,000
59CFD Investments Inc.$4,287,805,342
61ProEquities Inc.$2,860,761,315
62Founders Financial Securities, LLC$2,337,499,805
63SCF Securities Inc.$2,120,355,400
64Trustmont Financial Group Inc.$1,896,300,000
65Nationwide Planning Associates, Inc.$1,754,112,282
66Fortune Financial Services, Inc.$1,687,392,817
67Crown Capital Securities L.P.$1,140,627,953
68Leaders Group$1,114,462,917
69Arete Wealth Management$808,323,356
70LaSalle St. Securities LLC$805,000,000
71Infinity Financial Services $375,587,074
72St. Bernard Financial Services Inc.$195,000,000
73Veritas Independent Partners$55,180,000
74Kalos Capital Inc.0
75Ameriprise Financial Services Inc.0
76Centaurus Financial Inc.0
77Spire Investment Partners LLC0
78Capital Investment Co.0
79New England Securities Inc.
80Tower Square Securities Inc.
81Walnut Street Securities Inc.
82Synergy Investment Group
83Broker Dealer Financial Services Corp.
84Foothill Securities Inc.
85Hilltop Securities Independent Network Inc.
86National Holdings Corp.
87Quest Capital Strategies Inc.
88Bolton Global Capital
89Berthel Fisher & Co. Financial Services Inc.
90BCG Securities, Inc.
91National Securities Corp. & Affiliates
92vFinance Investments Inc.
93Wall Street Access
94Cantella & Co. Inc.
95TFS Securities Inc.
96LifeMark Securities Corp.
97Park Avenue Securities LLC
98Wunderlich Securities Inc.
99WRP Investments Inc.
100Protected Investors of America Inc.
101SA Stone
102Financial Telesis Inc.
103First Republic Securities Co.
104Financial Services International Corp.
105Quincy Cass Associates Inc.
106Packerland Brokerage Services Inc.
107National Planning Holdings Inc.
108LPL Investment Holdings Inc.
109D.A. Davidson & Co.
110Williams Financial Group
111Finance 500 Inc.
112Foresters Equity Services Inc.
113J.P. Turner & Company LLC
114Ausdal Financial Partners
115ING Advisor Network Inc.
116GBS Financial Corp.
117Harbor Financial Services LLC
118TriCor Financial LLC
119Equity Services Inc.
120Cutter & Co. Inc.
121Calton & Associates Inc.
122Correll Co. Investment Services Corp.
123Bernardi Securities Inc.
124Allstate Financial Services LLC
125Coordinated Capital Securities Inc.
126Securities Management and Research
127World Capital Brokerage, Inc
128H. Beck Inc.
129Century Securities Associates Inc.
130Schwab Independent Branch Services (Franchise)
131Edward Jones
132Capital Analysts Inc.
133Leonard & Co.
134Advisor Group
135MetLife Inc.

135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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