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Year
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$475,145,891,555
2Raymond James Financial Services Inc.$208,461,000,000
3Northwestern Mutual$111,704,644,783
4AXA Advisors$110,671,000,000
5Commonwealth Financial Network$101,400,000,000
6Wells Fargo Advisors Financial Network$87,450,000,000
7Cetera Advisor Networks$70,926,910,695
8MML Investors Services, LLC$70,677,555,001
9Kestra Financial$70,371,925,699
10Cambridge Investment Research Inc.$69,560,000,000
11Securities America Inc.$57,800,000,000
12Royal Alliance Associates Inc.$57,020,800,000
13Waddell & Reed Financial Advisors$49,804,683,277
14Voya Financial Advisors Inc.$43,211,722,523
15HD Vest Investment Services$36,573,766,260
16SagePoint Financial Inc.$36,165,300,000
17FSC Securities Corp.$34,626,600,000
18M Holdings Securities Inc. (M Securities)$33,944,166,974
19Cetera Financial Institutions$33,064,990,691
20Signator Investors Inc.$31,018,606,382
21Cetera Advisors$29,638,133,255
22Woodbury Financial Services$29,636,300,000
23Securian Financial Services Inc.$28,781,338,504
24First Allied Securities, Inc.$28,113,000,000
25Triad Advisors Inc.$23,770,000,000
26Lincoln Investment Planning, LLC$23,716,000,000
27Cadaret, Grant & Co. Inc.$22,914,803,684
28Lincoln Financial Network$22,339,163,980
29American Portfolios Financial Services Inc.$21,523,974,501
30Cetera Financial Specialists$18,603,283,978
31Ameritas Investment Corp.$16,500,000,000
32CUNA Brokerage Services Inc.$16,191,487,984
33NEXT Financial Group Inc.$15,455,269,921
34Independent Financial Group LLC$15,439,700,000
35KMS Financial Services, Inc.$14,750,000,000
36Hornor Townsend & Kent Inc.$13,700,000,000
37Securities Service Network Inc.$13,475,626,642
38Investacorp Inc.$12,800,000,000
39Summit Brokerage Services, Inc.$12,200,000,000
40Questar Capital Corp.$11,928,125,200
41National Planning Corporation (NPC) $11,280,943,000
42Geneos Wealth Management Inc.$11,236,000,000
43National Securities Corp. & Affiliates$10,988,206,929
44Sigma Financial Corp.$10,800,000,000
45J.W. Cole Financial Inc.$10,742,487,250
46VSR Financial Services Inc.$10,266,000,000
47United Planners Financial Services$10,210,523,614
48Investors Capital Corp.$9,234,093,276
49Princor Financial Services Corp.$8,919,544,570
50The O.N. Equity Sales Co.$8,323,090,241
51Girard Securities Inc.$7,778,000,000
52Kovack Securities Inc.$7,619,151,200
53PlanMember Securities Corp.$7,256,960,372
54Harbour Investments Inc.$6,845,000,000
55SII Investments Inc.$6,523,588,000
56INVEST Financial Corp.$6,128,670,000
57The Investment Center Inc.$6,100,000,000
58Prospera Financial Services Inc.$5,773,766,267
59Parkland Securities, LLC$5,700,000,000
60The Strategic Financial Alliance Inc.$4,026,202,000
61TFS Securities Inc.$4,000,000,000
62Investment Centers of America Inc.$3,379,909,000
63Centaurus Financial Inc.$3,108,351,042
64Broker Dealer Financial Services Corp.$2,885,497,317
65ProEquities Inc.$2,715,664,856
66CFD Investments Inc.$2,480,479,577
67Founders Financial Securities, LLC$2,095,000,000
68Trustmont Financial Group Inc.$1,815,100,000
69Nationwide Planning Associates, Inc.$1,576,499,377
70Fortune Financial Services, Inc.$1,366,192,312
71Crown Capital Securities L.P.$1,118,748,322
72LaSalle St. Securities LLC$750,000,000
73Securities Management and Research$391,000,000
74Infinity Financial Services $245,615,579
75Spire Investment Partners LLC0
76H. Beck Inc.0
77Ameriprise Financial Services Inc.0
78Quest Capital Strategies Inc. 0
79Equity Services Inc.0
80Kalos Capital Inc.0
81Advisor Group
82MetLife Inc.
83New England Securities Inc.
84Tower Square Securities Inc.
85Walnut Street Securities Inc.
86BCG Securities, Inc.
87Berthel Fisher & Co. Financial Services Inc.
88Foothill Securities Inc.
89SWS Financial Services
90National Holdings Corp.
91GBS Financial Corp.
92LifeMark Securities Corp.
93Schwab Independent Branch Services (Franchise)
94Capital Investment Co.
95Wall Street Financial Group Inc.
96vFinance Investments Inc.
97MetLife Securities Inc.
98Wall Street Access
99Cantella & Co. Inc.
100Park Avenue Securities LLC
101Wunderlich Securities Inc.
102WRP Investments Inc.
103Capital Analysts Inc.
104Century Securities Associates Inc.
105Protected Investors of America Inc.
106Sterne Agee Financial Services
107Financial Telesis Inc.
108First Republic Securities Co.
109Financial Services International Corp.
110Quincy Cass Associates Inc.
111MidAmerica Financial Services Inc.
112Packerland Brokerage Services Inc.
113National Planning Holdings Inc.
114Coordinated Capital Securities Inc.
115D.A. Davidson & Co.
116Williams Financial Group
117Finance 500 Inc.
118Foresters Equity Services Inc.
119LPL Investment Holdings Inc.
120Ausdal Financial Partners
121J.P. Turner & Company LLC
122SCF Securities Inc.
123Harbor Financial Services LLC
124TriCor Financial LLC
125Edward Jones
126Transamerica Financial Advisors, Inc.
127Calton & Associates Inc.
128St. Bernard Financial Services Inc.
129Bernardi Securities Inc.
130Allstate Financial Services LLC
131Correll Co. Investment Services Corp.
132ING Advisor Network Inc.
133World Capital Brokerage, Inc
134The Legend Group Corp.
135Cutter & Co. Inc.
136IMS Securities Inc./IMS Financial Advisors Inc.
137Synergy Investment Group
138Leonard & Co.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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