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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$474,598,521,742
2Raymond James Financial Services Inc.$204,810,000,000
3AXA Advisors$111,901,000,000
4Northwestern Mutual$110,467,848,958
5Commonwealth Financial Network$96,786,000,000
6Wells Fargo Advisors Financial Network$85,353,000,000
7Cetera Advisor Networks$73,569,005,000
8MML Investors Services, LLC$71,439,699,011
9Cambridge Investment Research Inc.$67,760,000,000
10NFP Advisor Services$66,904,440,052
11Royal Alliance Associates Inc.$59,559,000,000
12Securities America Inc.$56,600,000,000
13Waddell & Reed Financial Advisors$51,352,015,371
14Voya Financial Advisors Inc.$42,524,076,483
15FSC Securities Corp.$37,804,900,000
16HD Vest Investment Services$37,132,756,957
17SagePoint Financial Inc.$37,034,200,000
18M Holdings Securities Inc. (M Securities)$33,400,232,679
19Cetera Financial Institutions$33,071,343,000
20Transamerica Financial Advisors, Inc.$32,316,065,211
21Signator Investors Inc.$30,603,144,248
22Woodbury Financial Services$29,193,700,000
23Cetera Advisors$29,161,081,000
24First Allied Securities, Inc.$28,834,095,000
25Cadaret, Grant & Co. Inc.$24,538,180,987
26Lincoln Investment Planning, LLC$23,984,325,000
27Triad Advisors Inc.$23,395,001,821
28American Portfolios Financial Services Inc.$21,327,480,717
29Lincoln Financial Network$21,306,170,321
30Securian Financial Services Inc.$19,947,794,152
31Ameritas Investment Corp.$19,100,000,000
32Cetera Financial Specialists$19,033,196,000
33H. Beck Inc.$16,464,197,950
34CUNA Brokerage Services Inc.$16,048,000,000
35NEXT Financial Group Inc.$15,692,776,397
36Securities Service Network Inc.$14,257,554,855
37Hornor Townsend & Kent Inc.$13,300,000,000
38VSR Financial Services Inc.$12,715,233,761
39Investacorp Inc.$12,500,000,000
40Independent Financial Group LLC$12,494,900,000
41Geneos Wealth Management Inc.$11,474,914,557
42Questar Capital Corp.$11,338,000,000
43Summit Brokerage Services, Inc.$11,000,000,000
44Girard Securities Inc.$10,557,447,502
45United Planners Financial Services$10,000,000,000
46J.W. Cole Financial Inc.$9,765,897,500
47Investors Capital Corp.$9,412,081,988
48Princor Financial Services Corp.$8,732,672,399
49The O.N. Equity Sales Co.$8,651,268,865
50Berthel Fisher & Co. Financial Services Inc.$8,419,000,000
51National Securities Corp.$7,307,030,490
52LaSalle St. Securities LLC$7,100,000,000
53PlanMember Securities Corp.$6,859,172,699
54Harbour Investments Inc.$6,793,500,000
55Prospera Financial Services Inc.$6,629,467,666
56The Investment Center Inc.$6,300,000,000
57The Legend Group Corp.$6,270,702,000
58Kovack Securities Inc.$6,021,330,777
59SWS Financial Services$5,985,418,124
60Parkland Securities, LLC$5,417,245,284
61J.P. Turner & Company LLC$4,606,000,000
62The Strategic Financial Alliance Inc.$4,045,000,000
63Broker Dealer Financial Services Corp.$3,134,954,419
64Centaurus Financial Inc.$3,113,921,528
65Sigma Financial Corp.$3,075,883,868
66CFD Investments Inc.$2,644,237,517
67ProEquities Inc.$2,558,751,028
68Founders Financial Securities, LLC$2,000,000,000
69Trustmont Financial Group Inc.$1,778,400,000
70Fortune Financial Services, Inc.$1,301,775,296
71Crown Capital Securities L.P.$1,028,607,100
72Securities Management and Research$446,000,000
73National Planning Corporation (NPC) 0
74Ameriprise Financial Services Inc.0
75INVEST Financial Corp.0
76Kalos Capital Inc.0
77Finance 500 Inc.
78BCG Securities, Inc.
79Capital Analysts Inc.
80Century Securities Associates Inc.
81Coordinated Capital Securities Inc.
82Correll Co. Investment Services Corp.
83Cutter & Co. Inc.
84Equity Services Inc.
85First Midwest Securities Inc.
86GBS Financial Corp.
87ING Advisor Network Inc.
88LPL Investment Holdings Inc.
89National Planning Holdings Inc.
90Investment Centers of America Inc.
91SII Investments Inc.
92Prime Capital Services Inc.
93Protected Investors of America Inc.
94WRP Investments Inc.
95Wunderlich Securities Inc.
96Park Avenue Securities LLC
97Wall Street Financial Group Inc.
98LifeMark Securities Corp.
99Eagle One Investments LLC
100Synergy Investment Group
101IMS Securities Inc./IMS Financial Advisors Inc.
102Leonard & Co.
103Advisor Group
104MetLife Inc.
105New England Securities Inc.
106Tower Square Securities Inc.
107Walnut Street Securities Inc.
108Foothill Securities Inc.
109National Holdings Corp.
110Pointe Capital Inc.
111Quest Capital Strategies Inc.
112Spire Investment Partners LLC
113Capital Investment Co.
114vFinance Investments Inc.
115MetLife Securities Inc.
116R.M. Stark & Co. Inc.
117Wall Street Access
118Cantella & Co. Inc.
119TFS Securities Inc.
120Ladenburg Thalmann Financial Services Inc.
121Financial Advisers of America LLC
122Sterne Agee Financial Services
123Financial Telesis Inc.
124First Republic Securities Co.
125Financial Services International Corp.
126Quincy Cass Associates Inc.
127MidAmerica Financial Services Inc.
128Packerland Brokerage Services Inc.
129D.A. Davidson & Co.
130Williams Financial Group
131Foresters Equity Services Inc.
132Ausdal Financial Partners
133SCF Securities Inc.
134Harbor Financial Services LLC
135TriCor Financial LLC
136Calton & Associates Inc.
137St. Bernard Financial Services Inc.
138Bernardi Securities Inc.
139Allstate Financial Services LLC
140World Capital Brokerage, Inc

140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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