Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total assets ▼
1LPL Financial LLC$475,145,891,555
2Raymond James Financial Services Inc.$208,461,000,000
3Northwestern Mutual$111,704,644,783
4AXA Advisors$110,671,000,000
5Commonwealth Financial Network$101,400,000,000
6Wells Fargo Advisors Financial Network$87,450,000,000
7Cetera Advisor Networks$70,926,910,695
8MML Investors Services, LLC$70,677,555,001
9Kestra Financial, Inc. $70,371,925,699
10Cambridge Investment Research Inc.$69,560,000,000
11Securities America Inc.$57,800,000,000
12Royal Alliance Associates Inc.$57,020,800,000
13Waddell & Reed Financial Advisors$49,804,683,277
14Voya Financial Advisors Inc.$43,211,722,523
15HD Vest Investment Services$36,573,766,260
16SagePoint Financial Inc.$36,165,300,000
17FSC Securities Corp.$34,626,600,000
18M Holdings Securities Inc. (M Securities)$33,944,166,974
19Cetera Financial Institutions$33,064,990,691
20Signator Investors Inc.$31,018,606,382
21Cetera Advisors$29,638,133,255
22Woodbury Financial Services$29,636,300,000
23Securian Financial Services Inc.$28,781,338,504
24First Allied Securities, Inc.$28,113,000,000
25Triad Advisors Inc.$23,770,000,000
26Lincoln Investment Planning, LLC$23,716,000,000
27Cadaret, Grant & Co. Inc.$22,914,803,684
28Lincoln Financial Network$22,339,163,980
29American Portfolios Financial Services Inc.$21,523,974,501
30Cetera Financial Specialists$18,603,283,978
31Ameritas Investment Corp.$16,500,000,000
32CUNA Brokerage Services Inc.$16,191,487,984
33NEXT Financial Group Inc.$15,455,269,921
34Independent Financial Group LLC$15,439,700,000
35KMS Financial Services, Inc.$14,750,000,000
36Hornor Townsend & Kent Inc.$13,700,000,000
37Securities Service Network Inc.$13,475,626,642
38Investacorp Inc.$12,800,000,000
39Summit Brokerage Services, Inc.$12,200,000,000
40Questar Capital Corp.$11,928,125,200
41National Planning Corporation (NPC) $11,280,943,000
42Geneos Wealth Management Inc.$11,236,000,000
43National Securities Corp. & Affiliates$10,988,206,929
44Sigma Financial Corp.$10,800,000,000
45J.W. Cole Financial Inc.$10,742,487,250
46VSR Financial Services Inc.$10,266,000,000
47United Planners Financial Services$10,210,523,614
48Investors Capital Corp.$9,234,093,276
49Principal Securities, Inc. (fka Princor Financial Services Corp.)$8,919,544,570
50The O.N. Equity Sales Co.$8,323,090,241
51Girard Securities Inc.$7,778,000,000
52Kovack Securities, Inc.$7,619,151,200
53PlanMember Securities Corp.$7,256,960,372
54Harbour Investments Inc.$6,845,000,000
55SII Investments Inc.$6,523,588,000
56INVEST Financial Corp.$6,128,670,000
57The Investment Center Inc.$6,100,000,000
58Prospera Financial Services Inc.$5,773,766,267
59Parkland Securities, LLC$5,700,000,000
60The Strategic Financial Alliance Inc.$4,026,202,000
61TFS Securities Inc.$4,000,000,000
62Investment Centers of America Inc.$3,379,909,000
63Centaurus Financial Inc.$3,108,351,042
64Broker Dealer Financial Services Corp.$2,885,497,317
65ProEquities Inc.$2,715,664,856
66CFD Investments Inc.$2,480,479,577
67Founders Financial Securities, LLC$2,095,000,000
68Trustmont Financial Group Inc.$1,815,100,000
69Nationwide Planning Associates, Inc.$1,576,499,377
70Fortune Financial Services, Inc.$1,366,192,312
71Crown Capital Securities L.P.$1,118,748,322
72LaSalle St. Securities LLC$750,000,000
73Securities Management and Research$391,000,000
74Infinity Financial Services $245,615,579
75Kalos Capital Inc.0
76Quest Capital Strategies Inc. 0
77Equity Services Inc.0
78Spire Investment Partners LLC0
79Ameriprise Financial Services Inc.0
80H. Beck Inc.0
81Walnut Street Securities Inc.
82Transamerica Financial Advisors, Inc.
83ING Advisor Network Inc.
84Foothill Securities Inc.
85GBS Financial Corp.
86National Holdings Corp.
87Capital Investment Co.
88Cutter & Co. Inc.
89vFinance Investments Inc.
90MSI Financial Services, Inc.
91Wall Street Access
92Cantella & Co. Inc.
93Correll Co. Investment Services Corp.
94Coordinated Capital Securities Inc.
95Century Securities Associates Inc.
96Capital Analysts Inc.
97Sterne Agee Financial Services
98Financial Telesis Inc.
99First Republic Securities Co.
100Financial Services International Corp.
101Quincy Cass Associates Inc.
102Packerland Brokerage Services Inc.
103D.A. Davidson & Co.
104Williams Financial Group
105Finance 500 Inc.
106Foresters Equity Services Inc.
107Ausdal Financial Partners
108Berthel Fisher & Co. Financial Services Inc.
109SCF Securities Inc.
110Harbor Financial Services LLC
111TriCor Financial LLC
112Calton & Associates Inc.
113St. Bernard Financial Services Inc.
114Bernardi Securities Inc.
115Allstate Financial Services LLC
116BCG Securities, Inc.
117World Capital Brokerage, Inc
118The Legend Group Corp.
119Schwab Independent Branch Services (Franchise)
120Edward Jones
121Wunderlich Securities Inc.
122Veritas Independent Partners
123Park Avenue Securities LLC
124WRP Investments Inc.
125LifeMark Securities Corp.
126Bolton Global Capital
127Hilltop Securities Independent Network Inc.
128Protected Investors of America Inc.
129National Planning Holdings Inc.
130LPL Investment Holdings Inc.
131Synergy Investment Group
132IMS Securities Inc./IMS Financial Advisors Inc.
133J.P. Turner & Company LLC
134Leonard & Co.
135Advisor Group
136MetLife Inc.
137New England Securities Inc.
138Tower Square Securities Inc.

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.