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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$903,078,011,096
2Advisor Group$490,198,640,124
3Raymond James Financial Services Inc.$379,403,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$232,460,000,000
5MML Investors Services, LLC$231,200,000,000
6Northwestern Mutual $226,961,962,956
7Equitable Advisors, LLC$170,102,415,000
8Securities America Inc.$145,575,000,000
9Royal Alliance Associates Inc.$137,668,487,676
10Cambridge Investment Research, Inc.$137,208,235,205
11Kestra Financial, Inc$95,686,124,447
12Atria Wealth Solutions$89,758,435,205
13Woodbury Financial Services$75,697,237,463
14Principal Securities, Inc. $74,732,023,429
15Waddell & Reed Financial Advisors$69,704,555,130
16SagePoint Financial Inc.$57,454,555,954
17Lincoln Investment Planning, LLC$46,110,500,000
18Securian Financial Services Inc.$43,476,773,245
19Park Avenue Securities LLC$38,780,984,000
20Triad Advisors, LLC$37,118,812,683
21FSC Securities Corp.$36,684,546,348
22American Portfolios Financial Services Inc.$34,517,455,729
23Independent Financial Group, LLC$31,636,000,000
24Ameritas Investment Company/Ameritas Advisory Services$27,200,000,000
25Centaurus Financial, Inc.$25,115,149,980
26J.W. Cole Financial Inc.$24,800,541,000
27Sigma Financial Corp.$21,400,000,000
28United Planners Financial Services$19,390,000,000
29Hornor, Townsend & Kent, LLC$19,342,109,600
30Grove Point Financial, LLC$18,754,304,047
31Geneos Wealth Management Inc.$17,411,976,398
32PlanMember Securities Corp.$14,000,000,000
33Kovack Securities, Inc.$13,450,300,000
34The O.N. Equity Sales Co.$12,661,183,154
35Harbour Investments Inc.$12,052,000,000
36LaSalle St. Securities LLC$11,500,000,000
37Equity Services Inc. $11,500,000,000
38The Investment Center Inc.$10,098,302,007
39Prospera Financial Services Inc.$8,800,000,000
40Parkland Securities, LLC$8,470,000,000
41M Holdings Securities Inc. (M Securities)$6,037,994,892
42The Strategic Financial Alliance Inc.$4,500,000,000
43Vanderbilt Financial Group$4,487,209,786
44Concourse Financial Group Securities, Inc.$4,458,541,253
45CFD Investments Inc.$3,871,307,878
46Founders Financial$3,347,297,178
47Arkadios Capital$3,000,432,208
48Nationwide Planning Associates, Inc.$2,844,961,177
49Fortune Financial Services, Inc.$2,842,409,849
50Thurston Springer Miller Herd & Titak$2,529,874,326
51Trustmont Financial Group Inc.$2,084,200,000
52The Leaders Group$1,977,820,114
53Arete Wealth$1,488,069,965
54Packerland Brokerage Services Inc.$1,421,256,541
55St. Bernard Financial Services Inc.$705,000,000
56Alden Investment Group$550,000,000
57Trutoro$221,710,106
58Cutter & Company, Inc.0
59Ameriprise Financial Services, LLC0
60Transamerica Financial Advisors, Inc.0
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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