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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$475,145,891,555
2Raymond James Financial Services Inc.$208,461,000,000
3Northwestern Mutual$111,704,644,783
4AXA Advisors$110,671,000,000
5Commonwealth Financial Network$101,400,000,000
6Wells Fargo Advisors Financial Network$87,450,000,000
7Cetera Advisor Networks$70,926,910,695
8MML Investors Services, LLC$70,677,555,001
9Kestra Financial$70,371,925,699
10Cambridge Investment Research Inc.$69,560,000,000
11Securities America Inc.$57,800,000,000
12Royal Alliance Associates Inc.$57,020,800,000
13Waddell & Reed Financial Advisors$49,804,683,277
14Voya Financial Advisors Inc.$43,211,722,523
15HD Vest Investment Services$36,573,766,260
16SagePoint Financial Inc.$36,165,300,000
17FSC Securities Corp.$34,626,600,000
18M Holdings Securities Inc. (M Securities)$33,944,166,974
19Cetera Financial Institutions$33,064,990,691
20Signator Investors Inc.$31,018,606,382
21Cetera Advisors$29,638,133,255
22Woodbury Financial Services$29,636,300,000
23Securian Financial Services Inc.$28,781,338,504
24First Allied Securities, Inc.$28,113,000,000
25Triad Advisors Inc.$23,770,000,000
26Lincoln Investment Planning, LLC$23,716,000,000
27Cadaret, Grant & Co. Inc.$22,914,803,684
28Lincoln Financial Network$22,339,163,980
29American Portfolios Financial Services Inc.$21,523,974,501
30Cetera Financial Specialists$18,603,283,978
31Ameritas Investment Corp.$16,500,000,000
32CUNA Brokerage Services Inc.$16,191,487,984
33NEXT Financial Group Inc.$15,455,269,921
34Independent Financial Group LLC$15,439,700,000
35KMS Financial Services, Inc.$14,750,000,000
36Hornor Townsend & Kent Inc.$13,700,000,000
37Securities Service Network Inc.$13,475,626,642
38Investacorp Inc.$12,800,000,000
39Summit Brokerage Services, Inc.$12,200,000,000
40Questar Capital Corp.$11,928,125,200
41National Planning Corporation (NPC) $11,280,943,000
42Geneos Wealth Management Inc.$11,236,000,000
43National Securities Corp. & Affiliates$10,988,206,929
44Sigma Financial Corp.$10,800,000,000
45J.W. Cole Financial Inc.$10,742,487,250
46VSR Financial Services Inc.$10,266,000,000
47United Planners Financial Services$10,210,523,614
48Investors Capital Corp.$9,234,093,276
49Princor Financial Services Corp.$8,919,544,570
50The O.N. Equity Sales Co.$8,323,090,241
51Girard Securities Inc.$7,778,000,000
52Kovack Securities Inc.$7,619,151,200
53PlanMember Securities Corp.$7,256,960,372
54Harbour Investments Inc.$6,845,000,000
55SII Investments Inc.$6,523,588,000
56INVEST Financial Corp.$6,128,670,000
57The Investment Center Inc.$6,100,000,000
58Prospera Financial Services Inc.$5,773,766,267
59Parkland Securities, LLC$5,700,000,000
60The Strategic Financial Alliance Inc.$4,026,202,000
61TFS Securities Inc.$4,000,000,000
62Investment Centers of America Inc.$3,379,909,000
63Centaurus Financial Inc.$3,108,351,042
64Broker Dealer Financial Services Corp.$2,885,497,317
65ProEquities Inc.$2,715,664,856
66CFD Investments Inc.$2,480,479,577
67Founders Financial Securities, LLC$2,095,000,000
68Trustmont Financial Group Inc.$1,815,100,000
69Nationwide Planning Associates, Inc.$1,576,499,377
70Fortune Financial Services, Inc.$1,366,192,312
71Crown Capital Securities L.P.$1,118,748,322
72LaSalle St. Securities LLC$750,000,000
73Securities Management and Research$391,000,000
74Infinity Financial Services $245,615,579
75Kalos Capital Inc.0
76Quest Capital Strategies Inc. 0
77Spire Investment Partners LLC0
78Equity Services Inc.0
79H. Beck Inc.0
80Ameriprise Financial Services Inc.0
81Edward Jones
82BCG Securities, Inc.
83Berthel Fisher & Co. Financial Services Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Cutter & Co. Inc.
89First Midwest Securities Inc.
90GBS Financial Corp.
91ING Advisor Network Inc.
92Transamerica Financial Advisors, Inc.
93J.P. Turner & Company LLC
94LPL Investment Holdings Inc.
95National Planning Holdings Inc.
96Prime Capital Services Inc.
97Protected Investors of America Inc.
98WRP Investments Inc.
99Wunderlich Securities Inc.
100Park Avenue Securities LLC
101Wall Street Financial Group Inc.
102LifeMark Securities Corp.
103SWS Financial Services
104Eagle One Investments LLC
105Synergy Investment Group
106IMS Securities Inc./IMS Financial Advisors Inc.
107Leonard & Co.
108Advisor Group
109MetLife Inc.
110New England Securities Inc.
111Tower Square Securities Inc.
112Walnut Street Securities Inc.
113Foothill Securities Inc.
114National Holdings Corp.
115Pointe Capital Inc.
116Capital Investment Co.
117vFinance Investments Inc.
118MetLife Securities Inc.
119R.M. Stark & Co. Inc.
120Wall Street Access
121Cantella & Co. Inc.
122Financial Advisers of America LLC
123Sterne Agee Financial Services
124Financial Telesis Inc.
125First Republic Securities Co.
126Financial Services International Corp.
127Quincy Cass Associates Inc.
128MidAmerica Financial Services Inc.
129Packerland Brokerage Services Inc.
130D.A. Davidson & Co.
131Williams Financial Group
132Finance 500 Inc.
133Foresters Equity Services Inc.
134Ausdal Financial Partners
135SCF Securities Inc.
136Harbor Financial Services LLC
137TriCor Financial LLC
138Calton & Associates Inc.
139St. Bernard Financial Services Inc.
140Bernardi Securities Inc.
141Allstate Financial Services LLC
142World Capital Brokerage, Inc
143The Legend Group Corp.
144Schwab Independent Branch Services (Franchise)

144 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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