Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,886,000,000
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Wells Fargo Advisors Financial Network$95,900,000,000
6Cambridge Investment Research Inc.$78,508,000,000
7Kestra Financial$75,604,901,006
8Cetera Advisor Networks$73,268,338,725
9MML Investors Services, LLC$73,100,000,000
10Securities America Inc.$66,000,000,000
11Royal Alliance Associates Inc.$60,798,064,568
12Signator Investors Inc.$53,128,582,641
13Waddell & Reed Financial Advisors$51,728,127,516
14Voya Financial Advisors Inc.$45,424,358,916
15National Planning Corporation (NPC) $44,664,613,000
16SagePoint Financial Inc.$39,072,712,432
17HD Vest Investment Services$38,664,000,000
18Cetera Advisors$37,238,207,943
19FSC Securities Corp.$35,732,589,766
20INVEST Financial Corp.$35,190,316,000
21Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
22M Holdings Securities Inc. (M Securities)$34,042,891,000
23Cetera Financial Institutions$33,447,194,810
24Woodbury Financial Services$31,692,005,811
25Securian Financial Services Inc.$30,876,810,258
26First Allied Securities, Inc.$28,366,634,000
27Triad Advisors Inc.$25,771,171,228
28Lincoln Investment Planning, LLC$25,692,000,000
29Lincoln Financial Network$24,335,659,093
30Cadaret, Grant & Co. Inc.$23,777,328,905
31American Portfolios Financial Services Inc.$21,738,093,622
32SII Investments Inc.$20,601,654,000
33Cetera Financial Specialists$19,809,994,170
34CUNA Brokerage Services Inc.$18,188,000,000
35Summit Brokerage Services, Inc.$17,608,435,680
36Independent Financial Group LLC$16,558,625,000
37Investment Centers of America Inc.$15,911,930,000
38Ameritas Investment Corp.$15,700,000,000
39KMS Financial Services, Inc.$15,290,000,000
40Hornor Townsend & Kent Inc.$14,600,000,000
41NEXT Financial Group Inc.$14,358,317,515
42Sigma Financial Corp.$13,948,972,396
43Securities Service Network Inc.$13,423,667,947
44Investacorp Inc.$13,367,500,000
45J.W. Cole Financial Inc.$13,067,914,034
46United Planners Financial Services$12,907,206,327
47Questar Capital Corp.$11,663,426,200
48Geneos Wealth Management Inc.$11,421,500,000
49Transamerica Financial Advisors, Inc.$11,167,029,407
50PlanMember Securities Corp.$9,300,000,000
51The O.N. Equity Sales Co.$8,933,679,451
52Kovack Securities, Inc.$8,264,950,000
53Girard Securities Inc.$8,032,000,000
54Harbour Investments Inc.$7,256,000,000
55Prospera Financial Services Inc.$6,482,744,348
56Parkland Securities, LLC$6,411,117,590
57The Investment Center Inc.$6,100,000,000
58The Strategic Financial Alliance Inc.$4,352,400,000
59CFD Investments Inc.$4,287,805,342
60ProEquities Inc.$2,860,761,315
61Founders Financial Securities, LLC$2,337,499,805
62Trustmont Financial Group Inc.$1,896,300,000
63Nationwide Planning Associates, Inc.$1,754,112,282
64Fortune Financial Services, Inc.$1,687,392,817
65Crown Capital Securities L.P.$1,140,627,953
66Arete Wealth Management$808,323,356
67LaSalle St. Securities LLC$805,000,000
68Infinity Financial Services $375,587,074
69IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
70St. Bernard Financial Services Inc.$195,000,000
71Veritas Independent Partners$55,180,000
72Ameriprise Financial Services Inc.0
73Centaurus Financial Inc.0
74Kalos Capital Inc.0
75Spire Investment Partners LLC0
76Capital Investment Co.0
77New England Securities Inc.
78Tower Square Securities Inc.
79Walnut Street Securities Inc.
80Cutter & Co. Inc.
81Foothill Securities Inc.
82National Holdings Corp.
83Quest Capital Strategies Inc.
84Correll Co. Investment Services Corp.
85National Securities Corp. & Affiliates
86vFinance Investments Inc.
87MSI Financial Services, Inc.
88Wall Street Access
89Cantella & Co. Inc.
90TFS Securities Inc.
91Coordinated Capital Securities Inc.
92H. Beck Inc.
93Century Securities Associates Inc.
94Capital Analysts Inc.
95Broker Dealer Financial Services Corp.
96Sterne Agee Financial Services
97Financial Telesis Inc.
98First Republic Securities Co.
99Financial Services International Corp.
100Quincy Cass Associates Inc.
101Packerland Brokerage Services Inc.
102D.A. Davidson & Co.
103Williams Financial Group
104Finance 500 Inc.
105Foresters Equity Services Inc.
106Berthel Fisher & Co. Financial Services Inc.
107Ausdal Financial Partners
108BCG Securities, Inc.
109SCF Securities Inc.
110Harbor Financial Services LLC
111TriCor Financial LLC
112Calton & Associates Inc.
113Bernardi Securities Inc.
114VSR Financial Services Inc.
115Securities Management and Research
116World Capital Brokerage, Inc
117The Legend Group Corp.
118Schwab Independent Branch Services (Franchise)
119Edward Jones
120Allstate Financial Services LLC
121Protected Investors of America Inc.
122WRP Investments Inc.
123Wunderlich Securities Inc.
124Northwestern Mutual
125Park Avenue Securities LLC
126National Planning Holdings Inc.
127LifeMark Securities Corp.
128Bolton Global Capital
129Hilltop Securities Independent Network Inc.
130LPL Investment Holdings Inc.
131J.P. Turner & Company LLC
132ING Advisor Network Inc.
133GBS Financial Corp.
134Synergy Investment Group
135Equity Services Inc.
136Leonard & Co.
137Advisor Group
138MetLife Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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