Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total assets ▼
1LPL Financial LLC$475,145,891,555
2Raymond James Financial Services Inc.$208,461,000,000
3Northwestern Mutual$111,704,644,783
4AXA Advisors$110,671,000,000
5Commonwealth Financial Network$101,400,000,000
6Wells Fargo Advisors Financial Network$87,450,000,000
7Cetera Advisor Networks$70,926,910,695
8MML Investors Services, LLC$70,677,555,001
9Kestra Financial$70,371,925,699
10Cambridge Investment Research Inc.$69,560,000,000
11Securities America Inc.$57,800,000,000
12Royal Alliance Associates Inc.$57,020,800,000
13Waddell & Reed Financial Advisors$51,046,929,728
14Voya Financial Advisors Inc.$42,400,208,111
15HD Vest Investment Services$36,573,766,260
16SagePoint Financial Inc.$36,165,300,000
17FSC Securities Corp.$34,626,600,000
18M Holdings Securities Inc. (M Securities)$33,944,166,974
19Cetera Financial Institutions$33,064,990,691
20Signator Investors Inc.$31,018,606,382
21Cetera Advisors$29,638,133,255
22Woodbury Financial Services$29,636,300,000
23Securian Financial Services Inc.$28,781,338,504
24First Allied Securities, Inc.$28,113,000,000
25Triad Advisors Inc.$23,770,000,000
26Lincoln Investment Planning, LLC$23,716,000,000
27Cadaret, Grant & Co. Inc.$22,914,803,684
28Lincoln Financial Network$22,339,163,980
29American Portfolios Financial Services Inc.$21,523,974,501
30Cetera Financial Specialists$18,603,283,978
31Ameritas Investment Corp.$16,500,000,000
32CUNA Brokerage Services Inc.$16,191,487,984
33NEXT Financial Group Inc.$15,455,269,921
34Independent Financial Group LLC$15,439,700,000
35KMS Financial Services, Inc.$14,750,000,000
36Hornor Townsend & Kent Inc.$13,700,000,000
37Securities Service Network Inc.$13,475,626,642
38Investacorp Inc.$12,800,000,000
39Summit Brokerage Services, Inc.$12,200,000,000
40Questar Capital Corp.$11,928,125,200
41National Planning Corporation (NPC) $11,280,943,000
42Geneos Wealth Management Inc.$11,236,000,000
43National Securities Corp. & Affiliates$10,988,206,929
44Sigma Financial Corp.$10,800,000,000
45J.W. Cole Financial Inc.$10,742,487,250
46VSR Financial Services Inc.$10,266,000,000
47United Planners Financial Services$10,210,523,614
48Investors Capital Corp.$9,234,093,276
49Principal Securities, Inc. (fka Princor Financial Services Corp.)$8,919,544,570
50The O.N. Equity Sales Co.$8,323,090,241
51Girard Securities Inc.$7,778,000,000
52Kovack Securities, Inc.$7,619,151,200
53PlanMember Securities Corp.$7,256,960,372
54Harbour Investments Inc.$6,845,000,000
55SII Investments Inc.$6,523,588,000
56INVEST Financial Corp.$6,128,670,000
57The Investment Center Inc.$6,100,000,000
58Prospera Financial Services Inc.$5,773,766,267
59Parkland Securities, LLC$5,700,000,000
60The Strategic Financial Alliance Inc.$4,026,202,000
61TFS Securities Inc.$4,000,000,000
62Investment Centers of America Inc.$3,379,909,000
63Centaurus Financial Inc.$3,108,351,042
64Broker Dealer Financial Services Corp.$2,885,497,317
65ProEquities Inc.$2,715,664,856
66CFD Investments Inc.$2,480,479,577
67Founders Financial Securities, LLC$2,095,000,000
68Trustmont Financial Group Inc.$1,815,100,000
69Nationwide Planning Associates, Inc.$1,576,499,377
70Fortune Financial Services, Inc.$1,366,192,312
71Crown Capital Securities L.P.$1,118,748,322
72LaSalle St. Securities LLC$750,000,000
73Arete Wealth Management$691,382,202
74Securities Management and Research$391,000,000
75IMS Securities Inc./IMS Financial Advisors Inc.$246,786,999
76Infinity Financial Services $245,615,579
77St. Bernard Financial Services Inc.$180,700,000
78Capital Investment Co.0
79H. Beck Inc.0
80RBC Capital Markets Corp.0
81Spire Investment Partners LLC0
82Equity Services Inc.0
83Quest Capital Strategies Inc. 0
84Veritas Independent Partners0
85Kalos Capital Inc.0
86Transamerica Financial Advisors, Inc.0
87Ameriprise Financial Services Inc.0
88Sterne Agee Financial Services
89Financial Telesis Inc.
90First Republic Securities Co.
91Financial Services International Corp.
92Quincy Cass Associates Inc.
93Packerland Brokerage Services Inc.
94D.A. Davidson & Co.
95Williams Financial Group
96Finance 500 Inc.
97Foresters Equity Services Inc.
98Berthel Fisher & Co. Financial Services Inc.
99Ausdal Financial Partners
100BCG Securities, Inc.
101SCF Securities Inc.
102Harbor Financial Services LLC
103TriCor Financial LLC
104Calton & Associates Inc.
105Bernardi Securities Inc.
106Protected Investors of America Inc.
107World Capital Brokerage, Inc
108The Legend Group Corp.
109Schwab Independent Branch Services (Franchise)
110Edward Jones
111Allstate Financial Services LLC
112WRP Investments Inc.
113Wunderlich Securities Inc.
114National Planning Holdings Inc.
115Park Avenue Securities LLC
116LPL Investment Holdings Inc.
117LifeMark Securities Corp.
118Bolton Global Capital
119Hilltop Securities Independent Network Inc.
120J.P. Turner & Company LLC
121ING Advisor Network Inc.
122GBS Financial Corp.
123Synergy Investment Group
124Leonard & Co.
125Advisor Group
126MetLife Inc.
127New England Securities Inc.
128Tower Square Securities Inc.
129Walnut Street Securities Inc.
130Cutter & Co. Inc.
131Foothill Securities Inc.
132National Holdings Corp.
133Correll Co. Investment Services Corp.
134vFinance Investments Inc.
135MSI Financial Services, Inc.
136Wall Street Access
137Cantella & Co. Inc.
138Coordinated Capital Securities Inc.
139Century Securities Associates Inc.
140Capital Analysts Inc.

140 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.