Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,886,000,000
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Wells Fargo Advisors Financial Network$95,900,000,000
6Cambridge Investment Research Inc.$78,508,000,000
7Kestra Financial, Inc$75,604,901,006
8Cetera Advisor Networks$73,268,338,725
9MML Investors Services, LLC$73,100,000,000
10Securities America Inc.$66,000,000,000
11Royal Alliance Associates Inc.$60,798,064,568
12Signator Investors Inc.$53,128,582,641
13Waddell & Reed Financial Advisors$51,728,127,516
14Voya Financial Advisors Inc.$45,424,358,916
15National Planning Corporation (NPC) $44,664,613,000
16SagePoint Financial Inc.$39,072,712,432
17HD Vest Investment Services$38,664,000,000
18Cetera Advisors$37,238,207,943
19FSC Securities Corp.$35,732,589,766
20INVEST Financial Corp.$35,190,316,000
21Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
22M Holdings Securities Inc. (M Securities)$34,042,891,000
23Cetera Financial Institutions$33,447,194,810
24Woodbury Financial Services$31,692,005,811
25Securian Financial Services Inc.$30,876,810,258
26First Allied Securities, Inc.$28,366,634,000
27Triad Advisors LLC$25,771,171,228
28Lincoln Investment Planning, LLC$25,692,000,000
29Lincoln Financial Network$24,335,659,093
30Cadaret, Grant & Co. Inc.$23,777,328,905
31American Portfolios Financial Services Inc.$21,738,093,622
32SII Investments Inc.$20,601,654,000
33Cetera Financial Specialists$19,809,994,170
34CUNA Brokerage Services Inc.$18,188,000,000
35Summit Brokerage Services, Inc.$17,608,435,680
36Independent Financial Group LLC$16,558,625,000
37Investment Centers of America Inc.$15,911,930,000
38Ameritas Investment Corp.$15,700,000,000
39KMS Financial Services, Inc.$15,290,000,000
40Hornor Townsend & Kent Inc.$14,600,000,000
41NEXT Financial Group Inc.$14,358,317,515
42Sigma Financial Corp.$13,948,972,396
43Securities Service Network Inc.$13,423,667,947
44Investacorp Inc.$13,367,500,000
45J.W. Cole Financial Inc.$13,067,914,034
46United Planners Financial Services$12,907,206,327
47Questar Capital Corp.$11,663,426,200
48Geneos Wealth Management Inc.$11,421,500,000
49Transamerica Financial Advisors, Inc.$11,167,029,407
50PlanMember Securities Corp.$9,300,000,000
51The O.N. Equity Sales Co.$8,933,679,451
52Kovack Securities, Inc.$8,264,950,000
53Girard Securities Inc.$8,032,000,000
54Harbour Investments Inc.$7,256,000,000
55Prospera Financial Services Inc.$6,482,744,348
56Parkland Securities, LLC$6,411,117,590
57The Investment Center Inc.$6,100,000,000
58The Strategic Financial Alliance Inc.$4,352,400,000
59CFD Investments Inc.$4,287,805,342
60ProEquities Inc.$2,860,761,315
61Founders Financial Securities, LLC$2,337,499,805
62Trustmont Financial Group Inc.$1,896,300,000
63Nationwide Planning Associates, Inc.$1,754,112,282
64Fortune Financial Services, Inc.$1,687,392,817
65Crown Capital Securities L.P.$1,140,627,953
66Arete Wealth Management$808,323,356
67LaSalle St. Securities LLC$805,000,000
68Infinity Financial Services $375,587,074
69IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
70St. Bernard Financial Services Inc.$195,000,000
71Veritas Independent Partners$55,180,000
72Ameriprise Financial Services Inc.0
73Centaurus Financial Inc.0
74Kalos Capital Inc.0
75Spire Investment Partners LLC0
76Capital Investment Co.0
77Packerland Brokerage Services Inc.
78D.A. Davidson & Co.
79Williams Financial Group
80Finance 500 Inc.
81Foresters Equity Services Inc.
82Ausdal Financial Partners
83SCF Securities Inc.
84Harbor Financial Services LLC
85TriCor Financial LLC
86LPL Investment Holdings Inc.
87Bernardi Securities Inc.
88Allstate Financial Services LLC
89Securities Management and Research
90World Capital Brokerage, Inc
91Schwab Independent Branch Services (Franchise)
92Edward Jones
93Calton & Associates Inc.
94National Planning Holdings Inc.
95J.P. Turner & Company LLC
96Protected Investors of America Inc.
97ING Advisor Network Inc.
98GBS Financial Corp.
99Equity Services Inc.
100Cutter & Co. Inc.
101WRP Investments Inc.
102Wunderlich Securities Inc.
103Northwestern Mutual Investment Services
104Park Avenue Securities LLC
105Correll Co. Investment Services Corp.
106LifeMark Securities Corp.
107Bolton Global Capital
108Hilltop Securities Independent Network Inc.
109Coordinated Capital Securities Inc.
110H. Beck Inc.
111Century Securities Associates Inc.
112Synergy Investment Group
113Leonard & Co.
114Advisor Group
115MetLife Inc.
116New England Securities Inc.
117Tower Square Securities Inc.
118Walnut Street Securities Inc.
119Capital Analysts Inc.
120Foothill Securities Inc.
121National Holdings Corp.
122Quest Capital Strategies Inc.
123National Securities Corp. & Affiliates
124vFinance Investments Inc.
125Wall Street Access
126Cantella & Co. Inc.
127TFS Securities Inc.
128Broker Dealer Financial Services Corp.
129Berthel Fisher & Co. Financial Services Inc.
130BCG Securities, Inc.
131SA Stone
132Financial Telesis Inc.
133First Republic Securities Co.
134Financial Services International Corp.
135Quincy Cass Associates Inc.

135 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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