Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
138Kalos Capital Inc.0
137Centaurus Financial Inc.0
136Capital Investment Co.0
135Spire Investment Partners LLC0
134Ameriprise Financial Services Inc.0
133Veritas Independent Partners$55,180,000
132St. Bernard Financial Services Inc.$195,000,000
131IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
130Infinity Financial Services $375,587,074
129LaSalle St. Securities LLC$805,000,000
128Arete Wealth Management$808,323,356
127Crown Capital Securities L.P.$1,140,627,953
126Fortune Financial Services, Inc.$1,687,392,817
125Nationwide Planning Associates, Inc.$1,754,112,282
124Trustmont Financial Group Inc.$1,896,300,000
123Founders Financial Securities, LLC$2,337,499,805
122ProEquities Inc.$2,860,761,315
121CFD Investments Inc.$4,287,805,342
120The Strategic Financial Alliance Inc.$4,352,400,000
119The Investment Center Inc.$6,100,000,000
118Parkland Securities, LLC$6,411,117,590
117Prospera Financial Services Inc.$6,482,744,348
116Harbour Investments Inc.$7,256,000,000
115Girard Securities Inc.$8,032,000,000
114Kovack Securities, Inc.$8,264,950,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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