Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
130Ameriprise Financial Services Inc.0
129Centaurus Financial Inc.0
128Spire Investment Partners LLC0
127Capital Investment Co.0
126Kalos Capital Inc.0
125Veritas Independent Partners$85,814,307
124Infinity Financial Services $517,163,004
123LaSalle St. Securities LLC$915,000,000
122Arete Wealth Management$1,119,570,599
121Crown Capital Securities L.P.$1,125,524,682
120Leaders Group$1,295,218,609
119Nationwide Planning Associates, Inc.$1,882,823,314
118Fortune Financial Services, Inc.$2,019,606,666
117Trustmont Financial Group Inc.$2,118,400,000
116Founders Financial Securities, LLC$2,799,940,652
115SCF Securities Inc.$2,977,877,259
114ProEquities Inc.$3,511,292,657
113David A. Noyes & Company$4,200,000,000
112CFD Investments Inc.$4,597,024,887
111The Strategic Financial Alliance Inc.$4,908,288,000
110The Investment Center Inc.$6,300,000,000
109Prospera Financial Services Inc.$7,056,448,234
108Parkland Securities, LLC$7,483,192,000
107Harbour Investments Inc.$9,481,500,000
106PlanMember Securities Corp.$10,000,000,000
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130 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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