Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
113Harbour Investments Inc.$12,052,000,000
112The O.N. Equity Sales Co.$12,661,183,154
111Kovack Securities, Inc.$13,450,300,000
110PlanMember Securities Corp.$14,000,000,000
109Geneos Wealth Management Inc.$17,411,976,398
108Grove Point Financial, LLC$18,754,304,047
107Hornor, Townsend & Kent, LLC$19,342,109,600
106United Planners Financial Services$19,390,000,000
105Sigma Financial Corp.$21,400,000,000
104J.W. Cole Financial Inc.$24,800,541,000
103Centaurus Financial, Inc.$25,115,149,980
102Ameritas Investment Company/Ameritas Advisory Services$27,200,000,000
101Independent Financial Group, LLC$31,636,000,000
100American Portfolios Financial Services Inc.$34,517,455,729
99FSC Securities Corp.$36,684,546,348
98Triad Advisors, LLC$37,118,812,683
97Park Avenue Securities LLC$38,780,984,000
96Securian Financial Services Inc.$43,476,773,245
95Lincoln Investment Planning, LLC$46,110,500,000
94SagePoint Financial Inc.$57,454,555,954
93Waddell & Reed Financial Advisors$69,704,555,130
92Principal Securities, Inc. $74,732,023,429
91Woodbury Financial Services$75,697,237,463
90Atria Wealth Solutions$89,758,435,205
89Kestra Financial, Inc$95,686,124,447
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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