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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
138Equity Services Inc.0
137Spire Investment Partners LLC0
136Ameriprise Financial Services Inc.0
135Kalos Capital Inc.0
134Quest Capital Strategies Inc. 0
133H. Beck Inc.0
132Infinity Financial Services $245,615,579
131Securities Management and Research$391,000,000
130LaSalle St. Securities LLC$750,000,000
129Crown Capital Securities L.P.$1,118,748,322
128Fortune Financial Services, Inc.$1,366,192,312
127Nationwide Planning Associates, Inc.$1,576,499,377
126Trustmont Financial Group Inc.$1,815,100,000
125Founders Financial Securities, LLC$2,095,000,000
124CFD Investments Inc.$2,480,479,577
123ProEquities Inc.$2,715,664,856
122Broker Dealer Financial Services Corp.$2,885,497,317
121Centaurus Financial Inc.$3,108,351,042
120Investment Centers of America Inc.$3,379,909,000
119TFS Securities Inc.$4,000,000,000
118The Strategic Financial Alliance Inc.$4,026,202,000
117Parkland Securities, LLC$5,700,000,000
116Prospera Financial Services Inc.$5,773,766,267
115The Investment Center Inc.$6,100,000,000
114INVEST Financial Corp.$6,128,670,000
113SII Investments Inc.$6,523,588,000
112Harbour Investments Inc.$6,845,000,000
111PlanMember Securities Corp.$7,256,960,372
110Kovack Securities, Inc.$7,619,151,200
109Girard Securities Inc.$7,778,000,000
108The O.N. Equity Sales Co.$8,323,090,241
107Principal Securities, Inc. (fka Princor Financial Services Corp.)$8,919,544,570
106Investors Capital Corp.$9,234,093,276
105United Planners Financial Services$10,210,523,614
104VSR Financial Services Inc.$10,266,000,000
103J.W. Cole Financial Inc.$10,742,487,250
102Sigma Financial Corp.$10,800,000,000
101National Securities Corp. & Affiliates$10,988,206,929
100Geneos Wealth Management Inc.$11,236,000,000
99National Planning Corporation (NPC) $11,280,943,000
98Questar Capital Corp.$11,928,125,200
97Summit Brokerage Services, Inc.$12,200,000,000
96Investacorp Inc.$12,800,000,000
95Securities Service Network Inc.$13,475,626,642
94Hornor Townsend & Kent Inc.$13,700,000,000
93KMS Financial Services, Inc.$14,750,000,000
92Independent Financial Group LLC$15,439,700,000
91NEXT Financial Group Inc.$15,455,269,921
90CUNA Brokerage Services Inc.$16,191,487,984
89Ameritas Investment Corp.$16,500,000,000
88Cetera Financial Specialists$18,603,283,978
87American Portfolios Financial Services Inc.$21,523,974,501
86Lincoln Financial Network$22,339,163,980
85Cadaret, Grant & Co. Inc.$22,914,803,684
84Lincoln Investment Planning, LLC$23,716,000,000
83Triad Advisors Inc.$23,770,000,000
82First Allied Securities, Inc.$28,113,000,000
81Securian Financial Services Inc.$28,781,338,504
80Woodbury Financial Services$29,636,300,000
79Cetera Advisors$29,638,133,255
78Signator Investors Inc.$31,018,606,382
77Cetera Financial Institutions$33,064,990,691
76M Holdings Securities Inc. (M Securities)$33,944,166,974
75FSC Securities Corp.$34,626,600,000
74SagePoint Financial Inc.$36,165,300,000
73HD Vest Investment Services$36,573,766,260
72Voya Financial Advisors Inc.$43,211,722,523
71Waddell & Reed Financial Advisors$49,804,683,277
70Royal Alliance Associates Inc.$57,020,800,000
69Securities America Inc.$57,800,000,000
68Cambridge Investment Research Inc.$69,560,000,000
67Kestra Financial, Inc. $70,371,925,699
66MML Investors Services, LLC$70,677,555,001
65Cetera Advisor Networks$70,926,910,695
64Wells Fargo Advisors Financial Network$87,450,000,000
63Commonwealth Financial Network$101,400,000,000
62AXA Advisors$110,671,000,000
61Northwestern Mutual$111,704,644,783
60Raymond James Financial Services Inc.$208,461,000,000
59LPL Financial LLC$475,145,891,555
58New England Securities Inc.
57Tower Square Securities Inc.
56Walnut Street Securities Inc.
55Foothill Securities Inc.
54National Holdings Corp.
53Protected Investors of America Inc.
52National Planning Holdings Inc.
51Capital Investment Co.
50vFinance Investments Inc.
49MSI Financial Services, Inc.
48Wall Street Access
47Cantella & Co. Inc.
46LPL Investment Holdings Inc.
45J.P. Turner & Company LLC
44Transamerica Financial Advisors, Inc.
43ING Advisor Network Inc.
42GBS Financial Corp.
41Sterne Agee Financial Services
40Financial Telesis Inc.
39First Republic Securities Co.
38Financial Services International Corp.
37Quincy Cass Associates Inc.
36Packerland Brokerage Services Inc.
35Cutter & Co. Inc.
34Correll Co. Investment Services Corp.
33D.A. Davidson & Co.
32Williams Financial Group
31Finance 500 Inc.
30Foresters Equity Services Inc.
29Coordinated Capital Securities Inc.
28Ausdal Financial Partners
27SCF Securities Inc.
26Harbor Financial Services LLC
25TriCor Financial LLC
24Century Securities Associates Inc.
23Calton & Associates Inc.
22St. Bernard Financial Services Inc.
21Bernardi Securities Inc.
20Allstate Financial Services LLC
19Capital Analysts Inc.
18World Capital Brokerage, Inc
17The Legend Group Corp.
16Berthel Fisher & Co. Financial Services Inc.
15BCG Securities, Inc.
14Schwab Independent Branch Services (Franchise)
13Edward Jones
12Hilltop Securities Independent Network Inc.
11Veritas Independent Partners
10Bolton Global Capital
9LifeMark Securities Corp.
8Park Avenue Securities LLC
7Wunderlich Securities Inc.
6Synergy Investment Group
5IMS Securities Inc./IMS Financial Advisors Inc.
4WRP Investments Inc.
3Leonard & Co.
2Advisor Group
1MetLife Inc.

138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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