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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
138Kalos Capital Inc.0
137Centaurus Financial Inc.0
136Capital Investment Co.0
135Spire Investment Partners LLC0
134Ameriprise Financial Services Inc.0
133Veritas Independent Partners$55,180,000
132St. Bernard Financial Services Inc.$195,000,000
131IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
130Infinity Financial Services $375,587,074
129LaSalle St. Securities LLC$805,000,000
128Arete Wealth Management$808,323,356
127Crown Capital Securities L.P.$1,140,627,953
126Fortune Financial Services, Inc.$1,687,392,817
125Nationwide Planning Associates, Inc.$1,754,112,282
124Trustmont Financial Group Inc.$1,896,300,000
123Founders Financial Securities, LLC$2,337,499,805
122ProEquities Inc.$2,860,761,315
121CFD Investments Inc.$4,287,805,342
120The Strategic Financial Alliance Inc.$4,352,400,000
119The Investment Center Inc.$6,100,000,000
118Parkland Securities, LLC$6,411,117,590
117Prospera Financial Services Inc.$6,482,744,348
116Harbour Investments Inc.$7,256,000,000
115Girard Securities Inc.$8,032,000,000
114Kovack Securities, Inc.$8,264,950,000
113The O.N. Equity Sales Co.$8,933,679,451
112PlanMember Securities Corp.$9,300,000,000
111Transamerica Financial Advisors, Inc.$11,167,029,407
110Geneos Wealth Management Inc.$11,421,500,000
109Questar Capital Corp.$11,663,426,200
108United Planners Financial Services$12,907,206,327
107J.W. Cole Financial Inc.$13,067,914,034
106Investacorp Inc.$13,367,500,000
105Securities Service Network Inc.$13,423,667,947
104Sigma Financial Corp.$13,948,972,396
103NEXT Financial Group Inc.$14,358,317,515
102Hornor Townsend & Kent Inc.$14,600,000,000
101KMS Financial Services, Inc.$15,290,000,000
100Ameritas Investment Corp.$15,700,000,000
99Investment Centers of America Inc.$15,911,930,000
98Independent Financial Group LLC$16,558,625,000
97Summit Brokerage Services, Inc.$17,608,435,680
96CUNA Brokerage Services Inc.$18,188,000,000
95Cetera Financial Specialists$19,809,994,170
94SII Investments Inc.$20,601,654,000
93American Portfolios Financial Services Inc.$21,738,093,622
92Cadaret, Grant & Co. Inc.$23,777,328,905
91Lincoln Financial Network$24,335,659,093
90Lincoln Investment Planning, LLC$25,692,000,000
89Triad Advisors Inc.$25,771,171,228
88First Allied Securities, Inc.$28,366,634,000
87Securian Financial Services Inc.$30,876,810,258
86Woodbury Financial Services$31,692,005,811
85Cetera Financial Institutions$33,447,194,810
84M Holdings Securities Inc. (M Securities)$34,042,891,000
83Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
82INVEST Financial Corp.$35,190,316,000
81FSC Securities Corp.$35,732,589,766
80Cetera Advisors$37,238,207,943
79HD Vest Investment Services$38,664,000,000
78SagePoint Financial Inc.$39,072,712,432
77National Planning Corporation (NPC) $44,664,613,000
76Voya Financial Advisors Inc.$45,424,358,916
75Waddell & Reed Financial Advisors$51,728,127,516
74Signator Investors Inc.$53,128,582,641
73Royal Alliance Associates Inc.$60,798,064,568
72Securities America Inc.$66,000,000,000
71MML Investors Services, LLC$73,100,000,000
70Cetera Advisor Networks$73,268,338,725
69Kestra Financial$75,604,901,006
68Cambridge Investment Research Inc.$78,508,000,000
67Wells Fargo Advisors Financial Network$95,900,000,000
66Commonwealth Financial Network$114,420,000,000
65AXA Advisors LLC$119,818,000,000
64Raymond James Financial Services Inc.$242,886,000,000
63LPL Financial LLC$509,439,452,888
62Advisor Group
61MetLife Inc.
60New England Securities Inc.
59Tower Square Securities Inc.
58Walnut Street Securities Inc.
57Protected Investors of America Inc.
56Foothill Securities Inc.
55National Holdings Corp.
54Quest Capital Strategies Inc.
53National Planning Holdings Inc.
52LPL Investment Holdings Inc.
51National Securities Corp. & Affiliates
50vFinance Investments Inc.
49MSI Financial Services, Inc.
48Wall Street Access
47Cantella & Co. Inc.
46TFS Securities Inc.
45J.P. Turner & Company LLC
44ING Advisor Network Inc.
43GBS Financial Corp.
42Equity Services Inc.
41Sterne Agee Financial Services
40Financial Telesis Inc.
39First Republic Securities Co.
38Financial Services International Corp.
37Quincy Cass Associates Inc.
36Packerland Brokerage Services Inc.
35Cutter & Co. Inc.
34Correll Co. Investment Services Corp.
33D.A. Davidson & Co.
32Williams Financial Group
31Finance 500 Inc.
30Foresters Equity Services Inc.
29Coordinated Capital Securities Inc.
28Ausdal Financial Partners
27SCF Securities Inc.
26Harbor Financial Services LLC
25TriCor Financial LLC
24H. Beck Inc.
23Calton & Associates Inc.
22Century Securities Associates Inc.
21Bernardi Securities Inc.
20Allstate Financial Services LLC
19Capital Analysts Inc.
18Securities Management and Research
17World Capital Brokerage, Inc
16The Legend Group Corp.
15Broker Dealer Financial Services Corp.
14Schwab Independent Branch Services (Franchise)
13Edward Jones
12Berthel Fisher & Co. Financial Services Inc.
11LifeMark Securities Corp.
10BCG Securities, Inc.
9Bolton Global Capital
8Hilltop Securities Independent Network Inc.
7Park Avenue Securities LLC
6Northwestern Mutual
5Wunderlich Securities Inc.
4WRP Investments Inc.
3Synergy Investment Group
2VSR Financial Services Inc.
1Leonard & Co.

138 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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