Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
135Kalos Capital Inc.0
134Centaurus Financial Inc.0
133Capital Investment Co.0
132Ameriprise Financial Services Inc.0
131Spire Investment Partners LLC0
130Veritas Independent Partners$55,180,000
129St. Bernard Financial Services Inc.$195,000,000
128IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
127Infinity Financial Services $375,587,074
126LaSalle St. Securities LLC$805,000,000
125Arete Wealth Management$808,323,356
124Crown Capital Securities L.P.$1,140,627,953
123Fortune Financial Services, Inc.$1,687,392,817
122Nationwide Planning Associates, Inc.$1,754,112,282
121Trustmont Financial Group Inc.$1,896,300,000
120Founders Financial Securities, LLC$2,337,499,805
119ProEquities Inc.$2,860,761,315
118CFD Investments Inc.$4,287,805,342
117The Strategic Financial Alliance Inc.$4,352,400,000
116The Investment Center Inc.$6,100,000,000
115Parkland Securities, LLC$6,411,117,590
114Prospera Financial Services Inc.$6,482,744,348
113Harbour Investments Inc.$7,256,000,000
112Girard Securities Inc.$8,032,000,000
111Kovack Securities, Inc.$8,264,950,000
110The O.N. Equity Sales Co.$8,933,679,451
109PlanMember Securities Corp.$9,300,000,000
108Transamerica Financial Advisors, Inc.$11,167,029,407
107Geneos Wealth Management Inc.$11,421,500,000
106Questar Capital Corp.$11,663,426,200
105United Planners Financial Services$12,907,206,327
104J.W. Cole Financial Inc.$13,067,914,034
103Investacorp Inc.$13,367,500,000
102Securities Service Network Inc.$13,423,667,947
101Sigma Financial Corp.$13,948,972,396
100NEXT Financial Group Inc.$14,358,317,515
99Hornor Townsend & Kent Inc.$14,600,000,000
98KMS Financial Services, Inc.$15,290,000,000
97Ameritas Investment Corp.$15,700,000,000
96Investment Centers of America Inc.$15,911,930,000
95Independent Financial Group LLC$16,558,625,000
94Summit Brokerage Services, Inc.$17,608,435,680
93CUNA Brokerage Services Inc.$18,188,000,000
92Cetera Financial Specialists$19,809,994,170
91SII Investments Inc.$20,601,654,000
90American Portfolios Financial Services Inc.$21,738,093,622
89Cadaret, Grant & Co. Inc.$23,777,328,905
88Lincoln Financial Network$24,335,659,093
87Lincoln Investment Planning, LLC$25,692,000,000
86Triad Advisors LLC$25,771,171,228
85First Allied Securities, Inc.$28,366,634,000
84Securian Financial Services Inc.$30,876,810,258
83Woodbury Financial Services$31,692,005,811
82Cetera Financial Institutions$33,447,194,810
81M Holdings Securities Inc. (M Securities)$34,042,891,000
80Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
79INVEST Financial Corp.$35,190,316,000
78FSC Securities Corp.$35,732,589,766
77Cetera Advisors$37,238,207,943
76HD Vest Investment Services$38,664,000,000
75SagePoint Financial Inc.$39,072,712,432
74National Planning Corporation (NPC) $44,664,613,000
73Voya Financial Advisors Inc.$45,424,358,916
72Waddell & Reed Financial Advisors$51,728,127,516
71Signator Investors Inc.$53,128,582,641
70Royal Alliance Associates Inc.$60,798,064,568
69Securities America Inc.$66,000,000,000
68MML Investors Services, LLC$73,100,000,000
67Cetera Advisor Networks$73,268,338,725
66Kestra Financial, Inc$75,604,901,006
65Cambridge Investment Research Inc.$78,508,000,000
64Wells Fargo Advisors Financial Network$95,900,000,000
63Commonwealth Financial Network$114,420,000,000
62AXA Advisors LLC$119,818,000,000
61Raymond James Financial Services Inc.$242,886,000,000
60LPL Financial LLC$509,439,452,888
59Synergy Investment Group
58Leonard & Co.
57Advisor Group
56MetLife Inc.
55New England Securities Inc.
54Tower Square Securities Inc.
53Walnut Street Securities Inc.
52Hilltop Securities Independent Network Inc.
51Bolton Global Capital
50Foothill Securities Inc.
49LifeMark Securities Corp.
48National Holdings Corp.
47Quest Capital Strategies Inc.
46Park Avenue Securities LLC
45Northwestern Mutual Investment Services
44Wunderlich Securities Inc.
43National Securities Corp. & Affiliates
42vFinance Investments Inc.
41Wall Street Access
40Cantella & Co. Inc.
39TFS Securities Inc.
38WRP Investments Inc.
37Protected Investors of America Inc.
36National Planning Holdings Inc.
35LPL Investment Holdings Inc.
34J.P. Turner & Company LLC
33SA Stone
32Financial Telesis Inc.
31First Republic Securities Co.
30Financial Services International Corp.
29Quincy Cass Associates Inc.
28Packerland Brokerage Services Inc.
27ING Advisor Network Inc.
26GBS Financial Corp.
25D.A. Davidson & Co.
24Williams Financial Group
23Finance 500 Inc.
22Foresters Equity Services Inc.
21Equity Services Inc.
20Ausdal Financial Partners
19Cutter & Co. Inc.
18SCF Securities Inc.
17Harbor Financial Services LLC
16TriCor Financial LLC
15Correll Co. Investment Services Corp.
14Coordinated Capital Securities Inc.
13Calton & Associates Inc.
12H. Beck Inc.
11Bernardi Securities Inc.
10Allstate Financial Services LLC
9Century Securities Associates Inc.
8Securities Management and Research
7World Capital Brokerage, Inc
6Capital Analysts Inc.
5Broker Dealer Financial Services Corp.
4Schwab Independent Branch Services (Franchise)
3Edward Jones
2Berthel Fisher & Co. Financial Services Inc.
1BCG Securities, Inc.

135 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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