Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
130Ameriprise Financial Services Inc.0
129Centaurus Financial Inc.0
128Spire Investment Partners LLC0
127Capital Investment Co.0
126Kalos Capital Inc.0
125Veritas Independent Partners$85,814,307
124Infinity Financial Services $517,163,004
123LaSalle St. Securities LLC$915,000,000
122Arete Wealth Management$1,119,570,599
121Crown Capital Securities L.P.$1,125,524,682
120Leaders Group$1,295,218,609
119Nationwide Planning Associates, Inc.$1,882,823,314
118Fortune Financial Services, Inc.$2,019,606,666
117Trustmont Financial Group Inc.$2,118,400,000
116Founders Financial Securities, LLC$2,799,940,652
115SCF Securities Inc.$2,977,877,259
114ProEquities Inc.$3,511,292,657
113David A. Noyes & Company$4,200,000,000
112CFD Investments Inc.$4,597,024,887
111The Strategic Financial Alliance Inc.$4,908,288,000
110The Investment Center Inc.$6,300,000,000
109Prospera Financial Services Inc.$7,056,448,234
108Parkland Securities, LLC$7,483,192,000
107Harbour Investments Inc.$9,481,500,000
106PlanMember Securities Corp.$10,000,000,000
105Transamerica Financial Advisors, Inc.$10,033,598,581
104The O.N. Equity Sales Co.$10,193,197,110
103Kovack Securities, Inc.$10,615,000,000
102Geneos Wealth Management Inc.$11,772,646,375
101Questar Capital Corp.$13,273,694,700
100Securities Service Network Inc.$14,070,440,311
99Investacorp Inc.$14,847,000,000
98United Planners Financial Services$14,874,608,941
97H. Beck Inc.$15,346,718,000
96Sigma Financial Corp.$17,020,000,000
95J.W. Cole Financial Inc.$17,377,010,500
94Summit Brokerage Services, Inc.$17,682,266,761
93Independent Financial Group LLC$18,727,243,900
92Ameritas Investment Corp.$21,500,000,000
91CUNA Brokerage Services Inc.$21,795,734,262
90Cetera Financial Specialists$22,486,365,758
89Cadaret, Grant & Co. Inc.$22,791,631,929
88American Portfolios Financial Services Inc.$24,648,634,956
87Triad Advisors LLC$26,154,368,247
86Lincoln Financial Network$28,582,000,000
85First Allied Securities, Inc.$31,696,838,378
84Securian Financial Services Inc.$35,459,459,493
83Lincoln Investment Planning, LLC$35,915,600,000
82M Holdings Securities Inc. (M Securities)$36,500,000,000
81Cetera Financial Institutions$37,731,635,643
80Woodbury Financial Services$38,561,709,597
79FSC Securities Corp.$38,799,193,832
78Principal Securities, Inc. (fka Princor Financial Services Corp.)$39,193,157,067
77Cetera Advisors$41,178,677,342
76SagePoint Financial Inc.$45,705,419,397
75Voya Financial Advisors Inc.$50,806,920,756
74Waddell & Reed Financial Advisors$56,732,721,709
73Signator Investors Inc.$61,430,005,801
72Royal Alliance Associates Inc.$66,590,310,633
71Kestra Financial, Inc$75,838,884,141
70Securities America Inc.$86,850,000,000
69Cetera Advisor Networks$90,354,186,474
68Cambridge Investment Research Inc.$94,244,000,000
67Wells Fargo Advisors Financial Network$104,735,000,000
66Northwestern Mutual Investment Services$125,118,600,000
65AXA Advisors LLC$136,600,420,000
64Commonwealth Financial Network$156,000,000,000
63MML Investors Services, LLC$224,800,000,000
62Raymond James Financial Services Inc.$298,581,835,939
61LPL Financial LLC$615,135,061,884
60Synergy Investment Group
59Wunderlich Securities Inc.
58Leonard & Co.
57MetLife Inc.
56New England Securities Inc.
55Tower Square Securities Inc.
54Walnut Street Securities Inc.
53WRP Investments Inc.
52Foothill Securities Inc.
51Hornor Townsend & Kent Inc.
50Quest Capital Strategies Inc.
49Protected Investors of America Inc.
48NEXT Financial Group Inc.
47SII Investments Inc.
46National Securities Corp. & Affiliates
45vFinance Investments Inc.
44Wall Street Access
43Cantella & Co. Inc.
42TFS Securities Inc.
41KMS Financial Services, Inc.
40National Planning Corporation (NPC)
39Investment Centers of America Inc.
38INVEST Financial Corp.
37SA Stone
36Financial Telesis Inc.
35First Republic Securities Co.
34Financial Services International Corp.
33Quincy Cass Associates Inc.
32Packerland Brokerage Services Inc.
31ING Advisor Network Inc.
30HD Vest Investment Services
29D.A. Davidson & Co.
28Williams Financial Group
27Finance 500 Inc.
26Foresters Equity Services Inc.
25GBS Financial Corp.
24Ausdal Financial Partners
23Equity Services Inc.
22Harbor Financial Services LLC
21TriCor Financial LLC
20Cutter & Co. Inc.
19Correll Co. Investment Services Corp.
18Calton & Associates Inc.
17St. Bernard Financial Services Inc.
16Bernardi Securities Inc.
15Allstate Financial Services LLC
14Coordinated Capital Securities Inc.
13Securities Management and Research
12World Capital Brokerage, Inc
11Century Securities Associates Inc.
10Schwab Independent Branch Services (Franchise)
9Edward Jones
8Capital Analysts Inc.
7Broker Dealer Financial Services Corp.
6Berthel Fisher & Co. Financial Services Inc.
5Hilltop Securities Independent Network Inc.
4BCG Securities, Inc.
3Bolton Global Capital
2LifeMark Securities Corp.
1Park Avenue Securities LLC

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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