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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
144Spire Investment Partners LLC0
143H. Beck Inc.0
142Ameriprise Financial Services Inc.0
141Kalos Capital Inc.0
140Equity Services Inc.0
139Quest Capital Strategies Inc. 0
138Infinity Financial Services $245,615,579
137Securities Management and Research$391,000,000
136LaSalle St. Securities LLC$750,000,000
135Crown Capital Securities L.P.$1,118,748,322
134Fortune Financial Services, Inc.$1,366,192,312
133Nationwide Planning Associates, Inc.$1,576,499,377
132Trustmont Financial Group Inc.$1,815,100,000
131Founders Financial Securities, LLC$2,095,000,000
130CFD Investments Inc.$2,480,479,577
129ProEquities Inc.$2,715,664,856
128Broker Dealer Financial Services Corp.$2,885,497,317
127Centaurus Financial Inc.$3,108,351,042
126Investment Centers of America Inc.$3,379,909,000
125TFS Securities Inc.$4,000,000,000
124The Strategic Financial Alliance Inc.$4,026,202,000
123Parkland Securities, LLC$5,700,000,000
122Prospera Financial Services Inc.$5,773,766,267
121The Investment Center Inc.$6,100,000,000
120INVEST Financial Corp.$6,128,670,000
119SII Investments Inc.$6,523,588,000
118Harbour Investments Inc.$6,845,000,000
117PlanMember Securities Corp.$7,256,960,372
116Kovack Securities Inc.$7,619,151,200
115Girard Securities Inc.$7,778,000,000
114The O.N. Equity Sales Co.$8,323,090,241
113Princor Financial Services Corp.$8,919,544,570
112Investors Capital Corp.$9,234,093,276
111United Planners Financial Services$10,210,523,614
110VSR Financial Services Inc.$10,266,000,000
109J.W. Cole Financial Inc.$10,742,487,250
108Sigma Financial Corp.$10,800,000,000
107National Securities Corp. & Affiliates$10,988,206,929
106Geneos Wealth Management Inc.$11,236,000,000
105National Planning Corporation (NPC) $11,280,943,000
104Questar Capital Corp.$11,928,125,200
103Summit Brokerage Services, Inc.$12,200,000,000
102Investacorp Inc.$12,800,000,000
101Securities Service Network Inc.$13,475,626,642
100Hornor Townsend & Kent Inc.$13,700,000,000
99KMS Financial Services, Inc.$14,750,000,000
98Independent Financial Group LLC$15,439,700,000
97NEXT Financial Group Inc.$15,455,269,921
96CUNA Brokerage Services Inc.$16,191,487,984
95Ameritas Investment Corp.$16,500,000,000
94Cetera Financial Specialists$18,603,283,978
93American Portfolios Financial Services Inc.$21,523,974,501
92Lincoln Financial Network$22,339,163,980
91Cadaret, Grant & Co. Inc.$22,914,803,684
90Lincoln Investment Planning, LLC$23,716,000,000
89Triad Advisors Inc.$23,770,000,000
88First Allied Securities, Inc.$28,113,000,000
87Securian Financial Services Inc.$28,781,338,504
86Woodbury Financial Services$29,636,300,000
85Cetera Advisors$29,638,133,255
84Signator Investors Inc.$31,018,606,382
83Cetera Financial Institutions$33,064,990,691
82M Holdings Securities Inc. (M Securities)$33,944,166,974
81FSC Securities Corp.$34,626,600,000
80SagePoint Financial Inc.$36,165,300,000
79HD Vest Investment Services$36,573,766,260
78Voya Financial Advisors Inc.$43,211,722,523
77Waddell & Reed Financial Advisors$49,804,683,277
76Royal Alliance Associates Inc.$57,020,800,000
75Securities America Inc.$57,800,000,000
74Cambridge Investment Research Inc.$69,560,000,000
73Kestra Financial$70,371,925,699
72MML Investors Services, LLC$70,677,555,001
71Cetera Advisor Networks$70,926,910,695
70Wells Fargo Advisors Financial Network$87,450,000,000
69Commonwealth Financial Network$101,400,000,000
68AXA Advisors$110,671,000,000
67Northwestern Mutual$111,704,644,783
66Raymond James Financial Services Inc.$208,461,000,000
65LPL Financial LLC$475,145,891,555
64Edward Jones
63BCG Securities, Inc.
62Berthel Fisher & Co. Financial Services Inc.
61Capital Analysts Inc.
60Century Securities Associates Inc.
59Coordinated Capital Securities Inc.
58Correll Co. Investment Services Corp.
57Cutter & Co. Inc.
56First Midwest Securities Inc.
55GBS Financial Corp.
54ING Advisor Network Inc.
53Transamerica Financial Advisors, Inc.
52J.P. Turner & Company LLC
51LPL Investment Holdings Inc.
50National Planning Holdings Inc.
49Prime Capital Services Inc.
48Protected Investors of America Inc.
47WRP Investments Inc.
46Wunderlich Securities Inc.
45Park Avenue Securities LLC
44Wall Street Financial Group Inc.
43LifeMark Securities Corp.
42SWS Financial Services
41Eagle One Investments LLC
40Synergy Investment Group
39IMS Securities Inc./IMS Financial Advisors Inc.
38Leonard & Co.
37Advisor Group
36MetLife Inc.
35New England Securities Inc.
34Tower Square Securities Inc.
33Walnut Street Securities Inc.
32Foothill Securities Inc.
31National Holdings Corp.
30Pointe Capital Inc.
29Capital Investment Co.
28vFinance Investments Inc.
27MetLife Securities Inc.
26R.M. Stark & Co. Inc.
25Wall Street Access
24Cantella & Co. Inc.
23Financial Advisers of America LLC
22Sterne Agee Financial Services
21Financial Telesis Inc.
20First Republic Securities Co.
19Financial Services International Corp.
18Quincy Cass Associates Inc.
17MidAmerica Financial Services Inc.
16Packerland Brokerage Services Inc.
15D.A. Davidson & Co.
14Williams Financial Group
13Finance 500 Inc.
12Foresters Equity Services Inc.
11Ausdal Financial Partners
10SCF Securities Inc.
9Harbor Financial Services LLC
8TriCor Financial LLC
7Calton & Associates Inc.
6St. Bernard Financial Services Inc.
5Bernardi Securities Inc.
4Allstate Financial Services LLC
3World Capital Brokerage, Inc
2The Legend Group Corp.
1Schwab Independent Branch Services (Franchise)

144 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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