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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
135Spire Investment Partners LLC0
134Ameriprise Financial Services Inc.0
133Centaurus Financial Inc.0
132Capital Investment Co.0
131Kalos Capital Inc.0
130Veritas Independent Partners$55,180,000
129St. Bernard Financial Services Inc.$195,000,000
128IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
127Infinity Financial Services $375,587,074
126LaSalle St. Securities LLC$805,000,000
125Arete Wealth Management$808,323,356
124Leaders Group$1,114,462,917
123Crown Capital Securities L.P.$1,140,627,953
122Fortune Financial Services, Inc.$1,687,392,817
121Nationwide Planning Associates, Inc.$1,754,112,282
120Trustmont Financial Group Inc.$1,896,300,000
119SCF Securities Inc.$2,120,355,400
118Founders Financial Securities, LLC$2,337,499,805
117ProEquities Inc.$2,860,761,315
116CFD Investments Inc.$4,287,805,342
115The Strategic Financial Alliance Inc.$4,352,400,000
114The Investment Center Inc.$6,100,000,000
113Parkland Securities, LLC$6,411,117,590
112Prospera Financial Services Inc.$6,482,744,348
111Harbour Investments Inc.$7,256,000,000
110Kovack Securities, Inc.$8,264,950,000
109The O.N. Equity Sales Co.$8,933,679,451
108PlanMember Securities Corp.$9,300,000,000
107Transamerica Financial Advisors, Inc.$11,167,029,407
106Geneos Wealth Management Inc.$11,421,500,000
105Questar Capital Corp.$11,663,426,200
104United Planners Financial Services$12,907,206,327
103J.W. Cole Financial Inc.$13,067,914,034
102Investacorp Inc.$13,367,500,000
101Securities Service Network Inc.$13,423,667,947
100Sigma Financial Corp.$13,948,972,396
99NEXT Financial Group Inc.$14,358,317,515
98Hornor Townsend & Kent Inc.$14,600,000,000
97KMS Financial Services, Inc.$15,290,000,000
96Investment Centers of America Inc.$15,911,930,000
95Independent Financial Group LLC$16,558,625,000
94Summit Brokerage Services, Inc.$17,608,435,680
93CUNA Brokerage Services Inc.$18,188,000,000
92Ameritas Investment Corp.$18,300,000,000
91Cetera Financial Specialists$19,809,994,170
90SII Investments Inc.$20,601,654,000
89Cadaret, Grant & Co. Inc.$21,108,051,625
88American Portfolios Financial Services Inc.$21,738,093,622
87Lincoln Financial Network$24,335,659,093
86Lincoln Investment Planning, LLC$25,692,000,000
85Triad Advisors LLC$25,771,171,228
84First Allied Securities, Inc.$28,366,634,000
83Securian Financial Services Inc.$30,876,810,258
82Woodbury Financial Services$31,692,005,811
81Cetera Financial Institutions$33,447,194,810
80M Holdings Securities Inc. (M Securities)$34,042,891,000
79Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
78INVEST Financial Corp.$35,190,316,000
77FSC Securities Corp.$35,732,589,766
76Cetera Advisors$37,238,207,943
75HD Vest Investment Services$38,664,000,000
74SagePoint Financial Inc.$39,072,712,432
73National Planning Corporation (NPC) $44,664,613,000
72Voya Financial Advisors Inc.$45,424,358,916
71Waddell & Reed Financial Advisors$51,728,127,516
70Signator Investors Inc.$53,128,582,641
69Royal Alliance Associates Inc.$60,798,064,568
68Securities America Inc.$66,000,000,000
67MML Investors Services, LLC$73,100,000,000
66Cetera Advisor Networks$73,268,338,725
65Kestra Financial, Inc$75,604,901,006
64Cambridge Investment Research Inc.$78,508,000,000
63Wells Fargo Advisors Financial Network$95,900,000,000
62Commonwealth Financial Network$114,420,000,000
61AXA Advisors LLC$119,818,000,000
60Raymond James Financial Services Inc.$242,886,000,000
59LPL Financial LLC$509,439,452,888
58MetLife Inc.
57New England Securities Inc.
56Tower Square Securities Inc.
55Walnut Street Securities Inc.
54Foothill Securities Inc.
53National Holdings Corp.
52Quest Capital Strategies Inc.
51Protected Investors of America Inc.
50National Planning Holdings Inc.
49National Securities Corp. & Affiliates
48vFinance Investments Inc.
47Wall Street Access
46Cantella & Co. Inc.
45TFS Securities Inc.
44LPL Investment Holdings Inc.
43J.P. Turner & Company LLC
42ING Advisor Network Inc.
41SA Stone
40Financial Telesis Inc.
39First Republic Securities Co.
38Financial Services International Corp.
37Quincy Cass Associates Inc.
36Packerland Brokerage Services Inc.
35GBS Financial Corp.
34Equity Services Inc.
33D.A. Davidson & Co.
32Williams Financial Group
31Finance 500 Inc.
30Foresters Equity Services Inc.
29Cutter & Co. Inc.
28Ausdal Financial Partners
27Correll Co. Investment Services Corp.
26Harbor Financial Services LLC
25TriCor Financial LLC
24Coordinated Capital Securities Inc.
23Calton & Associates Inc.
22H. Beck Inc.
21Bernardi Securities Inc.
20Allstate Financial Services LLC
19Century Securities Associates Inc.
18Securities Management and Research
17World Capital Brokerage, Inc
16Capital Analysts Inc.
15Schwab Independent Branch Services (Franchise)
14Edward Jones
13Broker Dealer Financial Services Corp.
12Berthel Fisher & Co. Financial Services Inc.
11Hilltop Securities Independent Network Inc.
10BCG Securities, Inc.
9Bolton Global Capital
8LifeMark Securities Corp.
7Park Avenue Securities LLC
6Northwestern Mutual Investment Services
5Synergy Investment Group
4Wunderlich Securities Inc.
3WRP Investments Inc.
2Leonard & Co.
1Advisor Group

135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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