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Year
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
137Equity Services Inc.0
136Spire Investment Partners LLC0
135Ameriprise Financial Services Inc.0
134Kalos Capital Inc.0
133Quest Capital Strategies Inc. 0
132H. Beck Inc.0
131Infinity Financial Services $245,615,579
130Securities Management and Research$391,000,000
129LaSalle St. Securities LLC$750,000,000
128Crown Capital Securities L.P.$1,118,748,322
127Fortune Financial Services, Inc.$1,366,192,312
126Nationwide Planning Associates, Inc.$1,576,499,377
125Trustmont Financial Group Inc.$1,815,100,000
124Founders Financial Securities, LLC$2,095,000,000
123CFD Investments Inc.$2,480,479,577
122ProEquities Inc.$2,715,664,856
121Broker Dealer Financial Services Corp.$2,885,497,317
120Centaurus Financial Inc.$3,108,351,042
119Investment Centers of America Inc.$3,379,909,000
118TFS Securities Inc.$4,000,000,000
117The Strategic Financial Alliance Inc.$4,026,202,000
116Parkland Securities, LLC$5,700,000,000
115Prospera Financial Services Inc.$5,773,766,267
114The Investment Center Inc.$6,100,000,000
113INVEST Financial Corp.$6,128,670,000
112SII Investments Inc.$6,523,588,000
111Harbour Investments Inc.$6,845,000,000
110PlanMember Securities Corp.$7,256,960,372
109Kovack Securities, Inc.$7,619,151,200
108Girard Securities Inc.$7,778,000,000
107The O.N. Equity Sales Co.$8,323,090,241
106Princor Financial Services Corp.$8,919,544,570
105Investors Capital Corp.$9,234,093,276
104United Planners Financial Services$10,210,523,614
103VSR Financial Services Inc.$10,266,000,000
102J.W. Cole Financial Inc.$10,742,487,250
101Sigma Financial Corp.$10,800,000,000
100National Securities Corp. & Affiliates$10,988,206,929
99Geneos Wealth Management Inc.$11,236,000,000
98National Planning Corporation (NPC) $11,280,943,000
97Questar Capital Corp.$11,928,125,200
96Summit Brokerage Services, Inc.$12,200,000,000
95Investacorp Inc.$12,800,000,000
94Securities Service Network Inc.$13,475,626,642
93Hornor Townsend & Kent Inc.$13,700,000,000
92KMS Financial Services, Inc.$14,750,000,000
91Independent Financial Group LLC$15,439,700,000
90NEXT Financial Group Inc.$15,455,269,921
89CUNA Brokerage Services Inc.$16,191,487,984
88Ameritas Investment Corp.$16,500,000,000
87Cetera Financial Specialists$18,603,283,978
86American Portfolios Financial Services Inc.$21,523,974,501
85Lincoln Financial Network$22,339,163,980
84Cadaret, Grant & Co. Inc.$22,914,803,684
83Lincoln Investment Planning, LLC$23,716,000,000
82Triad Advisors Inc.$23,770,000,000
81First Allied Securities, Inc.$28,113,000,000
80Securian Financial Services Inc.$28,781,338,504
79Woodbury Financial Services$29,636,300,000
78Cetera Advisors$29,638,133,255
77Signator Investors Inc.$31,018,606,382
76Cetera Financial Institutions$33,064,990,691
75M Holdings Securities Inc. (M Securities)$33,944,166,974
74FSC Securities Corp.$34,626,600,000
73SagePoint Financial Inc.$36,165,300,000
72HD Vest Investment Services$36,573,766,260
71Voya Financial Advisors Inc.$43,211,722,523
70Waddell & Reed Financial Advisors$49,804,683,277
69Royal Alliance Associates Inc.$57,020,800,000
68Securities America Inc.$57,800,000,000
67Cambridge Investment Research Inc.$69,560,000,000
66Kestra Financial$70,371,925,699
65MML Investors Services, LLC$70,677,555,001
64Cetera Advisor Networks$70,926,910,695
63Wells Fargo Advisors Financial Network$87,450,000,000
62Commonwealth Financial Network$101,400,000,000
61AXA Advisors$110,671,000,000
60Northwestern Mutual$111,704,644,783
59Raymond James Financial Services Inc.$208,461,000,000
58LPL Financial LLC$475,145,891,555
57New England Securities Inc.
56Tower Square Securities Inc.
55Walnut Street Securities Inc.
54Foothill Securities Inc.
53National Holdings Corp.
52Protected Investors of America Inc.
51National Planning Holdings Inc.
50Capital Investment Co.
49vFinance Investments Inc.
48MetLife Securities Inc.
47Wall Street Access
46Cantella & Co. Inc.
45LPL Investment Holdings Inc.
44J.P. Turner & Company LLC
43Transamerica Financial Advisors, Inc.
42ING Advisor Network Inc.
41GBS Financial Corp.
40Sterne Agee Financial Services
39Financial Telesis Inc.
38First Republic Securities Co.
37Financial Services International Corp.
36Quincy Cass Associates Inc.
35Packerland Brokerage Services Inc.
34Cutter & Co. Inc.
33Correll Co. Investment Services Corp.
32D.A. Davidson & Co.
31Williams Financial Group
30Finance 500 Inc.
29Foresters Equity Services Inc.
28Coordinated Capital Securities Inc.
27Ausdal Financial Partners
26SCF Securities Inc.
25Harbor Financial Services LLC
24TriCor Financial LLC
23Century Securities Associates Inc.
22Calton & Associates Inc.
21St. Bernard Financial Services Inc.
20Bernardi Securities Inc.
19Allstate Financial Services LLC
18Capital Analysts Inc.
17World Capital Brokerage, Inc
16The Legend Group Corp.
15Berthel Fisher & Co. Financial Services Inc.
14BCG Securities, Inc.
13Schwab Independent Branch Services (Franchise)
12Edward Jones
11Pinnacle Investments, LLC
10SWS Financial Services
9LifeMark Securities Corp.
8Park Avenue Securities LLC
7Wunderlich Securities Inc.
6Synergy Investment Group
5IMS Securities Inc./IMS Financial Advisors Inc.
4WRP Investments Inc.
3Leonard & Co.
2Advisor Group
1MetLife Inc.

137 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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