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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
140Ameriprise Financial Services Inc.0
139Quest Capital Strategies Inc. 0
138Spire Investment Partners LLC0
137Veritas Independent Partners0
136RBC Capital Markets Corp.0
135H. Beck Inc.0
134Kalos Capital Inc.0
133Equity Services Inc.0
132Transamerica Financial Advisors, Inc.0
131St. Bernard Financial Services Inc.$180,700,000
130Infinity Financial Services $245,615,579
129IMS Securities Inc./IMS Financial Advisors Inc.$246,786,999
128Securities Management and Research$391,000,000
127Arete Wealth Management$691,382,202
126LaSalle St. Securities LLC$750,000,000
125Crown Capital Securities L.P.$1,118,748,322
124Fortune Financial Services, Inc.$1,366,192,312
123Nationwide Planning Associates, Inc.$1,576,499,377
122Trustmont Financial Group Inc.$1,815,100,000
121Founders Financial Securities, LLC$2,095,000,000
120CFD Investments Inc.$2,480,479,577
119ProEquities Inc.$2,715,664,856
118Broker Dealer Financial Services Corp.$2,885,497,317
117Centaurus Financial Inc.$3,108,351,042
116Investment Centers of America Inc.$3,379,909,000
115TFS Securities Inc.$4,000,000,000
114The Strategic Financial Alliance Inc.$4,026,202,000
113Parkland Securities, LLC$5,700,000,000
112Prospera Financial Services Inc.$5,773,766,267
111The Investment Center Inc.$6,100,000,000
110INVEST Financial Corp.$6,128,670,000
109SII Investments Inc.$6,523,588,000
108Harbour Investments Inc.$6,845,000,000
107PlanMember Securities Corp.$7,256,960,372
106Kovack Securities, Inc.$7,619,151,200
105Girard Securities Inc.$7,778,000,000
104The O.N. Equity Sales Co.$8,323,090,241
103Principal Securities, Inc. (fka Princor Financial Services Corp.)$8,919,544,570
102Investors Capital Corp.$9,234,093,276
101United Planners Financial Services$10,210,523,614
100VSR Financial Services Inc.$10,266,000,000
99J.W. Cole Financial Inc.$10,742,487,250
98Sigma Financial Corp.$10,800,000,000
97National Securities Corp. & Affiliates$10,988,206,929
96Geneos Wealth Management Inc.$11,236,000,000
95National Planning Corporation (NPC) $11,280,943,000
94Questar Capital Corp.$11,928,125,200
93Summit Brokerage Services, Inc.$12,200,000,000
92Investacorp Inc.$12,800,000,000
91Securities Service Network Inc.$13,475,626,642
90Hornor Townsend & Kent Inc.$13,700,000,000
89KMS Financial Services, Inc.$14,750,000,000
88Independent Financial Group LLC$15,439,700,000
87NEXT Financial Group Inc.$15,455,269,921
86CUNA Brokerage Services Inc.$16,191,487,984
85Ameritas Investment Corp.$16,500,000,000
84Cetera Financial Specialists$18,603,283,978
83American Portfolios Financial Services Inc.$21,523,974,501
82Lincoln Financial Network$22,339,163,980
81Cadaret, Grant & Co. Inc.$22,914,803,684
80Lincoln Investment Planning, LLC$23,716,000,000
79Triad Advisors Inc.$23,770,000,000
78First Allied Securities, Inc.$28,113,000,000
77Securian Financial Services Inc.$28,781,338,504
76Woodbury Financial Services$29,636,300,000
75Cetera Advisors$29,638,133,255
74Signator Investors Inc.$31,018,606,382
73Cetera Financial Institutions$33,064,990,691
72M Holdings Securities Inc. (M Securities)$33,944,166,974
71FSC Securities Corp.$34,626,600,000
70SagePoint Financial Inc.$36,165,300,000
69HD Vest Investment Services$36,573,766,260
68Voya Financial Advisors Inc.$42,400,208,111
67Waddell & Reed Financial Advisors$51,046,929,728
66Royal Alliance Associates Inc.$57,020,800,000
65Securities America Inc.$57,800,000,000
64Cambridge Investment Research Inc.$69,560,000,000
63Kestra Financial, Inc. $70,371,925,699
62MML Investors Services, LLC$70,677,555,001
61Cetera Advisor Networks$70,926,910,695
60Wells Fargo Advisors Financial Network$87,450,000,000
59Commonwealth Financial Network$101,400,000,000
58AXA Advisors$110,671,000,000
57Northwestern Mutual$111,704,644,783
56Raymond James Financial Services Inc.$208,461,000,000
55LPL Financial LLC$475,145,891,555
54Foothill Securities Inc.
53Park Avenue Securities LLC
52National Holdings Corp.
51Wunderlich Securities Inc.
50WRP Investments Inc.
49Capital Investment Co.
48vFinance Investments Inc.
47MSI Financial Services, Inc.
46Wall Street Access
45Cantella & Co. Inc.
44Protected Investors of America Inc.
43National Planning Holdings Inc.
42LPL Investment Holdings Inc.
41J.P. Turner & Company LLC
40Sterne Agee Financial Services
39Financial Telesis Inc.
38First Republic Securities Co.
37Financial Services International Corp.
36Quincy Cass Associates Inc.
35Packerland Brokerage Services Inc.
34ING Advisor Network Inc.
33D.A. Davidson & Co.
32Williams Financial Group
31Finance 500 Inc.
30Foresters Equity Services Inc.
29GBS Financial Corp.
28Ausdal Financial Partners
27SCF Securities Inc.
26Harbor Financial Services LLC
25TriCor Financial LLC
24Cutter & Co. Inc.
23Correll Co. Investment Services Corp.
22Calton & Associates Inc.
21Coordinated Capital Securities Inc.
20Bernardi Securities Inc.
19Allstate Financial Services LLC
18Century Securities Associates Inc.
17World Capital Brokerage, Inc
16The Legend Group Corp.
15Capital Analysts Inc.
14Schwab Independent Branch Services (Franchise)
13Edward Jones
12Berthel Fisher & Co. Financial Services Inc.
11BCG Securities, Inc.
10Synergy Investment Group
9Hilltop Securities Independent Network Inc.
8Bolton Global Capital
7Leonard & Co.
6Advisor Group
5MetLife Inc.
4New England Securities Inc.
3Tower Square Securities Inc.
2Walnut Street Securities Inc.
1LifeMark Securities Corp.

140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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