Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total assets ▲
140INVEST Financial Corp.0
139Ameriprise Financial Services Inc.0
138Kalos Capital Inc.0
137National Planning Corporation (NPC) 0
136Securities Management and Research$446,000,000
135Crown Capital Securities L.P.$1,028,607,100
134Fortune Financial Services, Inc.$1,301,775,296
133Trustmont Financial Group Inc.$1,778,400,000
132Founders Financial Securities, LLC$2,000,000,000
131ProEquities Inc.$2,558,751,028
130CFD Investments Inc.$2,644,237,517
129Sigma Financial Corp.$3,075,883,868
128Centaurus Financial Inc.$3,113,921,528
127Broker Dealer Financial Services Corp.$3,134,954,419
126The Strategic Financial Alliance Inc.$4,045,000,000
125J.P. Turner & Company LLC$4,606,000,000
124Parkland Securities, LLC$5,417,245,284
123SWS Financial Services$5,985,418,124
122Kovack Securities Inc.$6,021,330,777
121The Legend Group Corp.$6,270,702,000
120The Investment Center Inc.$6,300,000,000
119Prospera Financial Services Inc.$6,629,467,666
118Harbour Investments Inc.$6,793,500,000
117PlanMember Securities Corp.$6,859,172,699
116LaSalle St. Securities LLC$7,100,000,000
115National Securities Corp.$7,307,030,490
114Berthel Fisher & Co. Financial Services Inc.$8,419,000,000
113The O.N. Equity Sales Co.$8,651,268,865
112Princor Financial Services Corp.$8,732,672,399
111Investors Capital Corp.$9,412,081,988
110J.W. Cole Financial Inc.$9,765,897,500
109United Planners Financial Services$10,000,000,000
108Girard Securities Inc.$10,557,447,502
107Summit Brokerage Services, Inc.$11,000,000,000
106Questar Capital Corp.$11,338,000,000
105Geneos Wealth Management Inc.$11,474,914,557
104Independent Financial Group LLC$12,494,900,000
103Investacorp Inc.$12,500,000,000
102VSR Financial Services Inc.$12,715,233,761
101Hornor Townsend & Kent Inc.$13,300,000,000
100Securities Service Network Inc.$14,257,554,855
99NEXT Financial Group Inc.$15,692,776,397
98CUNA Brokerage Services Inc.$16,048,000,000
97H. Beck Inc.$16,464,197,950
96Cetera Financial Specialists$19,033,196,000
95Ameritas Investment Corp.$19,100,000,000
94Securian Financial Services Inc.$19,947,794,152
93Lincoln Financial Network$21,306,170,321
92American Portfolios Financial Services Inc.$21,327,480,717
91Triad Advisors Inc.$23,395,001,821
90Lincoln Investment Planning, LLC$23,984,325,000
89Cadaret, Grant & Co. Inc.$24,538,180,987
88First Allied Securities, Inc.$28,834,095,000
87Cetera Advisors$29,161,081,000
86Woodbury Financial Services$29,193,700,000
85Signator Investors Inc.$30,603,144,248
84Transamerica Financial Advisors, Inc.$32,316,065,211
83Cetera Financial Institutions$33,071,343,000
82M Holdings Securities Inc. (M Securities)$33,400,232,679
81SagePoint Financial Inc.$37,034,200,000
80HD Vest Investment Services$37,132,756,957
79FSC Securities Corp.$37,804,900,000
78Voya Financial Advisors Inc.$42,524,076,483
77Waddell & Reed Financial Advisors$51,352,015,371
76Securities America Inc.$56,600,000,000
75Royal Alliance Associates Inc.$59,559,000,000
74NFP Advisor Services$66,904,440,052
73Cambridge Investment Research Inc.$67,760,000,000
72MML Investors Services, LLC$71,439,699,011
71Cetera Advisor Networks$73,569,005,000
70Wells Fargo Advisors Financial Network$85,353,000,000
69Commonwealth Financial Network$96,786,000,000
68Northwestern Mutual$110,467,848,958
67AXA Advisors$111,901,000,000
66Raymond James Financial Services Inc.$204,810,000,000
65LPL Financial LLC$474,598,521,742
64Finance 500 Inc.
63BCG Securities, Inc.
62Capital Analysts Inc.
61Century Securities Associates Inc.
60Coordinated Capital Securities Inc.
59Correll Co. Investment Services Corp.
58Cutter & Co. Inc.
57Equity Services Inc.
56First Midwest Securities Inc.
55GBS Financial Corp.
54ING Advisor Network Inc.
53LPL Investment Holdings Inc.
52National Planning Holdings Inc.
51Investment Centers of America Inc.
50SII Investments Inc.
49Prime Capital Services Inc.
48Protected Investors of America Inc.
47WRP Investments Inc.
46Wunderlich Securities Inc.
45Park Avenue Securities LLC
44Wall Street Financial Group Inc.
43LifeMark Securities Corp.
42Eagle One Investments LLC
41Synergy Investment Group
40IMS Securities Inc./IMS Financial Advisors Inc.
39Leonard & Co.
38Advisor Group
37MetLife Inc.
36New England Securities Inc.
35Tower Square Securities Inc.
34Walnut Street Securities Inc.
33Foothill Securities Inc.
32National Holdings Corp.
31Pointe Capital Inc.
30Quest Capital Strategies Inc.
29Spire Investment Partners LLC
28Capital Investment Co.
27vFinance Investments Inc.
26MetLife Securities Inc.
25R.M. Stark & Co. Inc.
24Wall Street Access
23Cantella & Co. Inc.
22TFS Securities Inc.
21Ladenburg Thalmann Financial Services Inc.
20Financial Advisers of America LLC
19Sterne Agee Financial Services
18Financial Telesis Inc.
17First Republic Securities Co.
16Financial Services International Corp.
15Quincy Cass Associates Inc.
14MidAmerica Financial Services Inc.
13Packerland Brokerage Services Inc.
12D.A. Davidson & Co.
11Williams Financial Group
10Foresters Equity Services Inc.
9Ausdal Financial Partners
8SCF Securities Inc.
7Harbor Financial Services LLC
6TriCor Financial LLC
5Calton & Associates Inc.
4St. Bernard Financial Services Inc.
3Bernardi Securities Inc.
2Allstate Financial Services LLC
1World Capital Brokerage, Inc

140 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.