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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets
1Advisor Group$490,198,640,124
2Alden Investment Group$550,000,000
3Allstate Financial Services LLC
4American Portfolios Financial Services Inc.$34,517,455,729
5Ameriprise Financial Services, LLC0
6Ameritas Investment Company/Ameritas Advisory Services$27,200,000,000
7Arete Wealth$1,488,069,965
8Arkadios Capital$3,000,432,208
9Atria Wealth Solutions$89,758,435,205
10Ausdal Financial Partners
11Avantax Investment Services, Inc.
12BCG Securities, Inc.
13Bernardi Securities Inc.
14Berthel Fisher & Co. Financial Services Inc.
15Bolton Global Capital
16Broker Dealer Financial Services Corp.
17Cadaret, Grant & Co. Inc.
18Calton & Associates Inc.
19Cambridge Investment Research, Inc.$137,208,235,205
20Cantella & Co. Inc.
21Capital Analysts Inc.
22Capital Investment Co.
23Centaurus Financial, Inc.$25,115,149,980
24Century Securities Associates Inc.
25Cetera Advisor Networks
26Cetera Advisors
27Cetera Financial Institutions
28Cetera Financial Specialists
29CFD Investments Inc.$3,871,307,878
30CoastalOne
31Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$232,460,000,000
32Concourse Financial Group Securities, Inc.$4,458,541,253
33Coordinated Capital Securities Inc.
34Correll Co. Investment Services Corp.
35Crown Capital Securities L.P.
36CUNA Brokerage Services Inc.
37Cutter & Company, Inc.0
38D.A. Davidson & Co.
39David A. Noyes & Company
40Edward Jones
41Equitable Advisors, LLC$170,102,415,000
42Equity Services Inc. $11,500,000,000
43Finance 500 Inc.
44Financial Services International Corp.
45Financial Telesis Inc.
46First Allied Securities, Inc.
47First Republic Securities Co.
48Foothill Securities Inc.
49Foresters Equity Services Inc.
50Fortune Financial Services, Inc.$2,842,409,849
51Founders Financial$3,347,297,178
52FSC Securities Corp.$36,684,546,348
53GBS Financial Corp.
54Geneos Wealth Management Inc.$17,411,976,398
55Grove Point Financial, LLC$18,754,304,047
56Harbor Financial Services LLC
57Harbour Investments Inc.$12,052,000,000
58Hilltop Securities Independent Network Inc.
59Hornor, Townsend & Kent, LLC$19,342,109,600
60Independent Financial Group, LLC$31,636,000,000
61Infinity Financial Services
62ING Advisor Network Inc.
63INVEST Financial Corp.
64Investacorp Inc.
65The Investment Center Inc.$10,098,302,007
66Investment Centers of America Inc.
67J.W. Cole Financial Inc.$24,800,541,000
68Kalos Capital Inc.
69Kestra Financial, Inc$95,686,124,447
70KMS Financial Services, Inc.
71Kovack Securities, Inc.$13,450,300,000
72LaSalle St. Securities LLC$11,500,000,000
73Leonard & Co.
74LifeMark Securities Corp.
75Lincoln Financial Network
76Lincoln Investment Planning, LLC$46,110,500,000
77LPL Financial LLC$903,078,011,096
78M Holdings Securities Inc. (M Securities)$6,037,994,892
79MetLife Inc.
80MML Investors Services, LLC$231,200,000,000
81National Planning Corporation (NPC)
82National Securities Corp.
83Nations Financial Group
84Nationwide Planning Associates, Inc.$2,844,961,177
85New England Securities Inc.
86NEXT Financial Group, Inc.
87Northwestern Mutual $226,961,962,956
88The O.N. Equity Sales Co.$12,661,183,154
89Packerland Brokerage Services Inc.$1,421,256,541
90Park Avenue Securities LLC$38,780,984,000
91Parkland Securities, LLC$8,470,000,000
92PlanMember Securities Corp.$14,000,000,000
93Principal Securities, Inc. $74,732,023,429
94Prospera Financial Services Inc.$8,800,000,000
95Protected Investors of America Inc.
96Quest Capital Strategies Inc.
97Questar Capital Corp.
98Quincy Cass Associates Inc.
99Raymond James Financial Services Inc.$379,403,000,000
100Royal Alliance Associates Inc.$137,668,487,676
101SA Stone
102SagePoint Financial Inc.$57,454,555,954
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.$43,476,773,245
106Securities America Inc.$145,575,000,000
107Securities Management and Research
108Securities Service Network LLC
109Sigma Financial Corp.$21,400,000,000
110Signator Investors Inc.
111SII Investments Inc.
112Spire Investment Partners LLC
113St. Bernard Financial Services Inc.$705,000,000
114The Strategic Financial Alliance Inc.$4,500,000,000
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118The Leaders Group$1,977,820,114
119Thurston Springer Miller Herd & Titak$2,529,874,326
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.0
122Triad Advisors, LLC$37,118,812,683
123TriCor Financial LLC
124Trustmont Financial Group Inc.$2,084,200,000
125Trutoro$221,710,106
126United Planners Financial Services$19,390,000,000
127Vanderbilt Financial Group$4,487,209,786
128vFinance Investments Inc.
129Voya Financial Advisors Inc.
130Waddell & Reed Financial Advisors$69,704,555,130
131Wall Street Access
132Walnut Street Securities Inc.
133Wells Fargo Advisors Financial Network
134Williams Financial Group
135Woodbury Financial Services$75,697,237,463
136World Capital Brokerage, Inc.
137WRP Investments Inc.
138Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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