Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1Advisor Group4,362
2MML Investors Services, LLC2,163
3Equitable Advisors, LLC1,609
4Cambridge Investment Research, Inc.1,578
5Northwestern Mutual 1,547
6Royal Alliance Associates Inc.1,259
7Securities America Inc.1,188
8Commonwealth Equity Services, LLC dba-Commonwealth Financial Network897
9Woodbury Financial Services791
10Atria Wealth Solutions608
11SagePoint Financial Inc.591
12Waddell & Reed Financial Advisors516
13Kestra Financial, Inc484
14Securian Financial Services Inc.454
15Principal Securities, Inc. 451
16Lincoln Investment Planning, LLC427
17Centaurus Financial, Inc.362
18J.W. Cole Financial Inc.334
19American Portfolios Financial Services Inc.328
20FSC Securities Corp.282
21Kovack Securities, Inc.272
22Sigma Financial Corp.268
23Independent Financial Group, LLC259
24Triad Advisors, LLC251
25United Planners Financial Services228
26Hornor, Townsend & Kent, LLC205
27LaSalle St. Securities LLC200
28Transamerica Financial Advisors, Inc.194
29Ameritas Investment Company/Ameritas Advisory Services189
30PlanMember Securities Corp.187
31Concourse Financial Group Securities, Inc.184
32The O.N. Equity Sales Co.157
33Grove Point Financial, LLC153
34Equity Services Inc. 150
35Parkland Securities, LLC130
36Harbour Investments Inc.126
37M Holdings Securities Inc. (M Securities)125
38Geneos Wealth Management Inc.124
39The Investment Center Inc.121
40Packerland Brokerage Services Inc.84
41Prospera Financial Services Inc.66
42Fortune Financial Services, Inc.52
43Founders Financial50
44The Strategic Financial Alliance Inc.49
45CFD Investments Inc.49
46Nationwide Planning Associates, Inc.48
47The Leaders Group47
48Alden Investment Group45
49Cutter & Company, Inc.41
50Trustmont Financial Group Inc.34
51Arete Wealth31
52Arkadios Capital10
53Trutoro6
54Raymond James Financial Services Inc.0
55Vanderbilt Financial Group0
56Park Avenue Securities LLC0
57Ameriprise Financial Services, LLC0
58LPL Financial LLC0
59Thurston Springer Miller Herd & Titak0
60St. Bernard Financial Services Inc.0
61Finance 500 Inc.
62Foresters Equity Services Inc.
63CUNA Brokerage Services Inc.
64Ausdal Financial Partners
65SCF Securities Inc.
66Harbor Financial Services LLC
67TriCor Financial LLC
68Kalos Capital Inc.
69Calton & Associates Inc.
70Bernardi Securities Inc.
71Allstate Financial Services LLC
72Securities Management and Research
73World Capital Brokerage, Inc.
74Infinity Financial Services
75Schwab Independent Branch Services (Franchise)
76Edward Jones
77David A. Noyes & Company
78CoastalOne
79Nations Financial Group
80BCG Securities, Inc.
81Berthel Fisher & Co. Financial Services Inc.
82Broker Dealer Financial Services Corp.
83Cadaret, Grant & Co. Inc.
84Capital Analysts Inc.
85Century Securities Associates Inc.
86Coordinated Capital Securities Inc.
87Correll Co. Investment Services Corp.
88Crown Capital Securities L.P.
89First Allied Securities, Inc.
90GBS Financial Corp.
91Avantax Investment Services, Inc.
92ING Advisor Network Inc.
93Cetera Advisor Networks
94Voya Financial Advisors Inc.
95Cetera Advisors
96Investacorp Inc.
97INVEST Financial Corp.
98Investment Centers of America Inc.
99National Planning Corporation (NPC)
100SII Investments Inc.
101NEXT Financial Group, Inc.
102Protected Investors of America Inc.
103Securities Service Network LLC
104Signator Investors Inc.
105Cetera Financial Specialists
106Questar Capital Corp.
107Wells Fargo Advisors Financial Network
108WRP Investments Inc.
109Wunderlich Securities Inc.
110Lincoln Financial Network
111LifeMark Securities Corp.
112Bolton Global Capital
113Hilltop Securities Independent Network Inc.
114Summit Brokerage Services, Inc.
115Synergy Investment Group
116Leonard & Co.
117MetLife Inc.
118New England Securities Inc.
119Tower Square Securities Inc.
120Walnut Street Securities Inc.
121Foothill Securities Inc.
122Quest Capital Strategies Inc.
123Spire Investment Partners LLC
124Capital Investment Co.
125National Securities Corp.
126vFinance Investments Inc.
127Wall Street Access
128Cantella & Co. Inc.
129TFS Securities Inc.
130KMS Financial Services, Inc.
131Cetera Financial Institutions
132SA Stone
133Financial Telesis Inc.
134First Republic Securities Co.
135Financial Services International Corp.
136Quincy Cass Associates Inc.
137D.A. Davidson & Co.
138Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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