Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm $100K-$499K reps ▼
1LPL Financial LLC7,001
2MML Investors Services, LLC1,936
3Raymond James Financial Services Inc.1,930
4AXA Advisors LLC1,492
5Cambridge Investment Research Inc.1,369
6Northwestern Mutual Investment Services954
7Commonwealth Financial Network939
8Securities America Inc.912
9Waddell & Reed Financial Advisors779
10Signator Investors Inc.743
11Voya Financial Advisors Inc.680
12Royal Alliance Associates Inc.635
13SagePoint Financial Inc.578
14Wells Fargo Advisors Financial Network539
15Woodbury Financial Services538
16Kestra Financial, Inc460
17Securian Financial Services Inc.449
18Lincoln Investment Planning, LLC414
19Principal Securities, Inc. (fka Princor Financial Services Corp.)382
20FSC Securities Corp.374
21Triad Advisors LLC373
22Centaurus Financial Inc.348
23American Portfolios Financial Services Inc.322
24Cadaret, Grant & Co. Inc.303
25CUNA Brokerage Services Inc.294
Next Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

INTV

What type of adviser uses Betterment for Advisors?

Cara Reisman, director of Betterment for Advisors, says those who outsource investment management or want to serve small accounts and the next generation are common users of their robo-adviser.

Latest news & opinion

Why the super wealthy may want to fund life insurance with a loan

If the rate of return on the policy exceeds the loan's interest rate over the life of the contract, the client comes out ahead. But beware the risks.

New ways to pay for college

Experts respond to real-life scenarios of people struggling to afford higher education.

How technology is reshaping the advice business

Artificial intelligence, Amazon and robo-advisers are some of the topics on the minds of tech experts.

Best- and worst-performing sector funds and ETFs this year

A rising tide may lift all ships, but a bull market doesn't lift all stock sectors. Here are the best- and worst-performing sectors this year, with the top and bottom fund in each sector.

Betterment slapped with $400,000 fine from Finra

Robo-adviser cited for violating customer protection rule and not maintaining its books and records correctly.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.