Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,021
2Raymond James Financial Services Inc.1,958
3AXA Advisors LLC1,474
4Cambridge Investment Research Inc.1,290
5Commonwealth Financial Network949
6Waddell & Reed Financial Advisors855
7Securities America Inc.832
8Voya Financial Advisors Inc.778
9Signator Investors Inc.733
10MML Investors Services, LLC665
11Wells Fargo Advisors Financial Network633
12Royal Alliance Associates Inc.627
13HD Vest Investment Services582
14SagePoint Financial Inc.580
15Woodbury Financial Services565
16National Planning Corporation (NPC) 518
17Securian Financial Services Inc.469
18Kestra Financial458
19INVEST Financial Corp.455
20FSC Securities Corp.407
21Triad Advisors Inc.367
22Centaurus Financial Inc.346
23American Portfolios Financial Services Inc.341
24Cadaret, Grant & Co. Inc.313
25Principal Securities, Inc. (fka Princor Financial Services Corp.)312
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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