Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC7,001
2MML Investors Services, LLC1,936
3Raymond James Financial Services Inc.1,930
4AXA Advisors LLC1,492
5Cambridge Investment Research Inc.1,369
6Northwestern Mutual Investment Services954
7Commonwealth Financial Network939
8Securities America Inc.912
9Waddell & Reed Financial Advisors779
10Signator Investors Inc.743
11Voya Financial Advisors Inc.680
12Royal Alliance Associates Inc.635
13SagePoint Financial Inc.578
14Wells Fargo Advisors Financial Network539
15Woodbury Financial Services538
16Kestra Financial, Inc460
17Securian Financial Services Inc.449
18Lincoln Investment Planning, LLC414
19Principal Securities, Inc. (fka Princor Financial Services Corp.)382
20FSC Securities Corp.374
21Triad Advisors LLC373
22Centaurus Financial Inc.348
23American Portfolios Financial Services Inc.322
24Cadaret, Grant & Co. Inc.303
25CUNA Brokerage Services Inc.294
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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