Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1LPL Financial LLC6,906
2AXA Advisors1,958
3Raymond James Financial Services Inc.1,834
4Northwestern Mutual1,120
5Cambridge Investment Research Inc.1,118
6Commonwealth Financial Network895
7Waddell & Reed Financial Advisors859
8Securities America Inc.829
9Voya Financial Advisors Inc.698
10MML Investors Services, LLC691
11Royal Alliance Associates Inc.663
12Wells Fargo Advisors Financial Network625
13SagePoint Financial Inc.587
14Woodbury Financial Services579
15HD Vest Investment Services576
16National Planning Corporation (NPC) 566
17INVEST Financial Corp.478
18FSC Securities Corp.458
19NFP Advisor Services433
20Securian Financial Services Inc.428
21Signator Investors Inc.410
22Princor Financial Services Corp.341
23Centaurus Financial Inc.341
24Cadaret, Grant & Co. Inc.340
25NEXT Financial Group Inc.320
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.