Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1National Securities Corp.307
2H. Beck Inc.304
3American Portfolios Financial Services Inc.302
4Lincoln Investment Planning Inc.300
5Questar Capital Corp.290
6Triad Advisors Inc.281
7Ameritas Investment Corp.273
8SII Investments Inc.270
9Sigma Financial Corp.265
10J.W. Cole Financial Inc.259
11ProEquities Inc.251
12CUNA Brokerage Services Inc.215
13Kovack Securities Inc.215
14Independent Financial Group LLC214
15VSR Financial Services Inc.208
16Investment Centers of America Inc.191
17United Planners Financial Services190
18Securities Service Network Inc.174
19Investacorp Inc.163
20The Investment Center Inc.152
21M Holdings Securities Inc. (M Securities)149
22PlanMember Securities Corp.147
23LaSalle St. Securities LLC147
24Berthel Fisher & Co. Financial Services Inc.138
25Hornor Townsend & Kent Inc.138
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.