Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
26Principal Securities, Inc. (fka Princor Financial Services Corp.)312
27Lincoln Investment Planning, LLC293
28NEXT Financial Group Inc.281
29Questar Capital Corp.273
30J.W. Cole Financial Inc.272
31CUNA Brokerage Services Inc.268
32Sigma Financial Corp.253
33SII Investments Inc.244
34Ameritas Investment Corp.233
35Independent Financial Group LLC212
36United Planners Financial Services204
37Kovack Securities, Inc.201
38ProEquities Inc.190
39Investment Centers of America Inc.184
40PlanMember Securities Corp.166
41M Holdings Securities Inc. (M Securities)163
42Geneos Wealth Management Inc.160
43Investacorp Inc.156
44LaSalle St. Securities LLC155
45KMS Financial Services, Inc.154
46Securities Service Network Inc.152
47The O.N. Equity Sales Co.131
48Hornor Townsend & Kent Inc.126
49Crown Capital Securities L.P.121
50Harbour Investments Inc.110
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  • N/A = Not available
  • N/D = Not disclosed
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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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