Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
51Parkland Securities, LLC108
52Kalos Capital Inc.89
53The Investment Center Inc.89
54Prospera Financial Services Inc.73
55CFD Investments Inc.60
56Founders Financial Securities, LLC55
57The Strategic Financial Alliance Inc.52
58Trustmont Financial Group Inc.47
59SCF Securities Inc.43
61Fortune Financial Services, Inc.32
62Nationwide Planning Associates, Inc.30
63Arete Wealth Management30
64Leaders Group28
65Spire Investment Partners LLC18
66Infinity Financial Services 8
67Veritas Independent Partners3
68Summit Brokerage Services, Inc.0
69Cetera Financial Specialists0
70Ameriprise Financial Services Inc.0
71Transamerica Financial Advisors, Inc.0
72Cetera Financial Institutions0
73First Allied Securities, Inc.0
74Cetera Advisors0
75St. Bernard Financial Services Inc.0
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  • N/A = Not available
  • N/D = Not disclosed
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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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