Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
51The Investment Center Inc.89
52Kalos Capital Inc.79
53Prospera Financial Services Inc.73
54CFD Investments Inc.60
55Founders Financial Securities, LLC55
56The Strategic Financial Alliance Inc.52
57Trustmont Financial Group Inc.47
58IMS Securities Inc./IMS Financial Advisors Inc.38
59Fortune Financial Services, Inc.32
60Arete Wealth Management30
61Nationwide Planning Associates, Inc.30
62Spire Investment Partners LLC18
63Infinity Financial Services 8
64Veritas Independent Partners3
65First Allied Securities, Inc.0
66Summit Brokerage Services, Inc.0
67Capital Investment Co.0
68Lincoln Financial Network0
69Transamerica Financial Advisors, Inc.0
70Cetera Advisors0
71Ameriprise Financial Services Inc.0
72Cetera Advisor Networks0
73Girard Securities Inc.0
74Cetera Financial Specialists0
75Cetera Financial Institutions0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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