Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
1Geneos Wealth Management Inc.131
2The O.N. Equity Sales Co.124
3Parkland Securities, LLC121
4Crown Capital Securities L.P.117
5Harbour Investments Inc.101
6SWS Financial Services90
7Prospera Financial Services Inc.85
8Kalos Capital Inc.74
9CFD Investments Inc.67
10Founders Financial Securities, LLC54
11Packerland Brokerage Services Inc.52
12The Strategic Financial Alliance Inc.50
13Broker Dealer Financial Services Corp.50
14Trustmont Financial Group Inc.49
15Fortune Financial Services Inc.23
16Spire Investment Partners LLC14
17Securities Management and Research4
18Calton & Associates Inc.
19St. Bernard Financial Services Inc.
20Bernardi Securities Inc.
21Allstate Financial Services LLC
22World Capital Brokerage
23The Legend Group Corp.
24BCG Securities, Inc.
25Capital Analysts Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.