Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
51Geneos Wealth Management Inc.131
52The O.N. Equity Sales Co.124
53Parkland Securities, LLC121
54Crown Capital Securities L.P.117
55Harbour Investments Inc.101
56SWS Financial Services90
57Prospera Financial Services Inc.85
58Kalos Capital Inc.74
59CFD Investments Inc.67
60Founders Financial Securities, LLC54
61Packerland Brokerage Services Inc.52
62The Strategic Financial Alliance Inc.50
63Broker Dealer Financial Services Corp.50
64Trustmont Financial Group Inc.49
65Fortune Financial Services, Inc.23
66Spire Investment Partners LLC14
67Securities Management and Research4
68TriCor Financial LLC
69Calton & Associates Inc.
70St. Bernard Financial Services Inc.
71Bernardi Securities Inc.
72Allstate Financial Services LLC
73World Capital Brokerage, Inc
74The Legend Group Corp.
75BCG Securities, Inc.
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.