Broker-dealer Data Center

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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
51Parkland Securities, LLC115
52Crown Capital Securities L.P.109
53Harbour Investments Inc.105
54The Investment Center Inc.93
55Prospera Financial Services Inc.92
56Kalos Capital Inc.81
57TFS Securities Inc.69
58CFD Investments Inc.62
59The Strategic Financial Alliance Inc.56
60Founders Financial Securities, LLC55
61Broker Dealer Financial Services Corp.54
62Trustmont Financial Group Inc.52
63IMS Securities Inc./IMS Financial Advisors Inc.43
64Arete Wealth Management26
65Fortune Financial Services, Inc.26
66Nationwide Planning Associates, Inc.23
67Spire Investment Partners LLC15
68Infinity Financial Services 9
69Securities Management and Research4
70Veritas Independent Partners3
71Summit Brokerage Services, Inc.0
72Transamerica Financial Advisors, Inc.0
73Cetera Advisors0
74Equity Services Inc.0
75Cetera Advisor Networks0
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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