Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm $100K-$499K reps ▼
76Quest Capital Strategies Inc. 0
77VSR Financial Services Inc.0
78Capital Investment Co.0
79Investors Capital Corp.0
80Lincoln Financial Network0
81Ameriprise Financial Services Inc.0
82First Allied Securities, Inc.0
83RBC Capital Markets Corp.0
84St. Bernard Financial Services Inc.0
85Cetera Financial Institutions0
86Cetera Financial Specialists0
87Girard Securities Inc.0
88First Republic Securities Co.
89Financial Services International Corp.
90Quincy Cass Associates Inc.
91Packerland Brokerage Services Inc.
92D.A. Davidson & Co.
93Williams Financial Group
94Finance 500 Inc.
95Foresters Equity Services Inc.
96Berthel Fisher & Co. Financial Services Inc.
97Ausdal Financial Partners
98BCG Securities, Inc.
99SCF Securities Inc.
100Harbor Financial Services LLC
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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.